Snowden v. Connaught Laboratories, Inc.

137 F.R.D. 336, 1991 U.S. Dist. LEXIS 18950, 1991 WL 108106
District Court, D. Kansas·Decided April 26, 1991·No. Civ. A. No. 89-1341-T·Published·Cited by 11 cases

Opinion

MEMORANDUM AND ORDER

JOHN B. WOOLEY, United States Magistrate Judge.

Plaintiffs have filed a Motion to Compel Defendant to Produce Documents Requested in Plaintiffs’ Fifth Request for Production to Defendant Connaught Laboratories, Inc. and Plaintiffs’ Second Request for Production to Defendant Connaught Laboratories, Ltd. (Dkt. # 66, filed March 15, 1990), with Memorandum in Support thereof (Dkt. # 67, filed March 15, 1990). Defendants have filed a Motion for Protective Order (Dkt. # 89, filed April 24,1990) and a Memorandum in Opposition to Plaintiffs’ Motion (Dkt. # 87, filed April 20, 1990) and plaintiffs filed a Response (Dkt. #93, May 7, 1990).

Christopher Snowden was inoculated with DPT vaccine on February 10, 1984, at Bassett Army Clinic, Fort Wainwright, Alaska. Plaintiffs claim that prior to his [338]*338inoculation, Christopher was a normal, healthy, child, but as a result of the DPT vaccination, he suffered permanent injuries. Plaintiffs traced the source of the vaccine to Connaught Laboratories, Inc. (hereinafter referred to as “CLI”), a wholly owned subsidiary of Connaught Laboratories Ltd. (hereinafter referred to as “CLL”). (Both CLI and CLL are sometimes hereinafter also referred to as “Con-naught”.) Plaintiffs filed this suit, asserting that the DPT vaccine was unreasonably and unnecessarily dangerous. Plaintiffs contend that instead of using a “whole cell” DPT vaccine, a safer alternative existed, that of an acellular (or less than “whole cell”) vaccine. Plaintiffs premise their allegations on theories grounded in strict liability in tort (Section 402A of the Restatement (Second) of Torts), negligent design, breach of implied and express warranties, and failure to provide proper warnings.

In their Fifth Request for Production addressed to CLI and their Second Request to CLL plaintiffs requested the following:

1. All documents dated up to and including the current date regarding Con-naught’s research into the development of an acellular pertussis vaccine.
2. All documents dated up to and including the current date regarding Con-naught’s research into the development of the Biken antigen or vaccine.

CLI and CLL object to the production of any of the material requested because of “its highly confidential nature and the undeniable harm that its release would cause to defendants in the highly competitive pharmaceutical market”. In turn, CLI and CLL seek a Protective Order prohibiting discovery of:

... any current research being undertaken by CLI or CLL concerning use or development of a non-whole-cell pertussis vaccine, as well as any Biken formula vaccine.

Plaintiffs argue that the documents and records pertaining to acellular and Biken research are vital to their ability to demonstrate that a safer, more feasible alternative existed to the whole-cell vaccine and to counter Connaught’s defenses. The broad time frame for the research requested is to ascertain not only if, but also when Con-naught had the technological capability to produce an acellular vaccine. They argue that they need to establish if the current research being conducted is, in fact, new, or if it is a continuation of research initiated in earlier years, and therefore they require access to Connaught’s research before and after 1984. At the core of plaintiff’s contentions is that CLL/CLI had the capability of producing a safer vaccine pri- or to 1984, but, because of cost factors (see Exhibit E, Docket # 93), declined to do so. Even though plaintiffs do not concede that the research materials constitute confidential trade secrets, they do not oppose an appropriately drafted protective order and cite cases where DPT manufacturers have been ordered to produce research materials.

The Biken pertussis antigen (an acellular vaccine) is manufactured by Biken Co. of Japan and plaintiffs claim that Connaught is currently conducting research whereby the Biken pertussis component is mixed with Connaught’s Diphtheria and Tetanus portions. Plaintiffs argue that they should be entitled to discover the current research in this area because Connaught does not have the rights to the Biken formula, but is merely combining the components to produce a DPT vaccine. Plaintiffs contend that the ingredients of the Biken formula, invented by Dr. Sato, have been patented, and that it is the production process in manufacturing Biken that is the real secret.

Plaintiffs also argue that research should be produced from both CLI and CLL, because they believe that CLL controlled all the research funds for both companies. Plaintiffs further argue that if, at trial, Connaught denies the feasibility of producing a safer product, the existence of remedial measures taken to correct the product would be admissible, therefore research after 1984 is highly relevant. Furthermore, plaintiffs state that expert testimony relies upon the production of this research to evaluate the research results and to be able to render an opinion.

[339]*339Connaught argues that the research material requested is not relevant to the determination of the feasibility of Connaught producing a safer vaccine in 1984. Defendants argue that the FDA has not licensed any acellular vaccine, therefore such a vaccine was not a feasible alternative. Con-naught admits that CLI investigated the use of a less than whole cell pertussis vaccine in 1980, 1981, 1982 and 1986. Con-naught contends that beginning in 1980 they experimented with “extracted” or “split cell” vaccines, but those efforts were not successful and that plaintiffs’ counsel has already been provided with the materials concerning this research. Connaught insists that any research after 1984 is irrelevant and that “state of the art” evidence as to the feasibility of an alternative design is applicable only at the time the product was distributed and argues that any evidence of subsequent modification is inadmissible evidence based upon public policy, which encourages manufacturers to improve their products. Connaught states that plaintiffs’ counsel have asked for the identical information in a companion case currently pending in the United States District Court of the District of Oregon, Hine-line v. Connaught, CCIV No. 88-6751-B. By agreement of counsel discovery is being conducted jointly in the two cases. In Hineline, the Oregon court, defendant contends, denied plaintiffs’ request for the same information sought here.

Connaught states that research concerning the efficacy of DTP vaccine is an ongoing process (Dkt. # 87 at p. 11) spanning many years and that to date, the technology and experimentation have not reached the point that an alternative, safe formula can be put into commercial use. Con-naught states that the product on the market today (and the only one for which a valid United States license exists) is the “whole cell” vaccine, and that the vaccine, that was used to inoculate Christopher Snowden has not changed.

Connaught argues that plaintiffs’ position that evidence of Connaught’s current research will be admissible at trial pursuant to the exception under Federal Rule of Evidence 407, is incorrect. Connaught argues that Fed.R.Evid. 407 has no application because there has been no subsequent improvement of the product and that a “safer” or improved vaccine would be an entirely different product.

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Snowden v. Connaught Laboratories, Inc., 137 F.R.D. 336, 1991 U.S. Dist. LEXIS 18950, 1991 WL 108106 (D. Kan. 1991).

137 F.R.D. 336 (Snowden v. Connaught Laboratories, Inc.) — published by Counsel Stack Legal Research, free access to 12M+ legal documents.

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