Shearer, D., Aplts. v. Hafer, S.

177 A.3d 850
Supreme Court of Pennsylvania·Decided January 18, 2018·No. 93 MAP 2016·Published·Cited by 80 cases

Opinion

OPINION

JUSTICE TODD

In this appeal by allowance, we granted allocatur to consider, inter alia, the collateral order doctrine and whether a plaintiff in a civil personal injury action has the right to have counsel present and to record a neuropsychological examination of that plaintiff by a defendant’s neuropsychologist under Pennsylvania Rule of Civil Procedure 4010. For the reasons set forth below, we find that Appellants have not satisfied the collateral order doctrine, and, thus, we quash the present appeal as an unauthorized interlocutory appeal, vacate the' order of the Superior Court, and remand the matter- to the court of common pleas for further proceedings.

The facts underlying this matter are not in. dispute. On July 15, 2010, Appellee Scott Hafer was operating a motor vehicle owned by his mother, Appellee Paulette Ford. .Appellant Diana Shearer (hereinafter “Mrs. Shearer”) alleged that Hafer pulled- his- vehicle into the path of the vehicle that- she was. driving, causing an accident. As a result of the collision, Mrs. Shearer and her husband Jeff Shearer (collectively, “Appellants”) commenced a personal injury action against Hafer and Ford (collectively, “Appellees”) in the Lebanon County Court of Common Pleas. Appellants’ claims included damages for cognitive harm to Mrs. Shearer caused by the accident, including a closed head injury that resulted in headaches, cognitive impairment, and memory deficits. In preparation for trial, Appellants hired a neurop-sychologist, Dr. Paul Eslinger, who was associated with the Hershey Medical Center, to perform a cognitive evaluation. This evaluation, which employed standardized testing procedures, was conducted without Appellants’ counsel or any other third party present.

In response to the evaluation, Appellees hired Dr. Victor Malatesta, also a neurop-sychologist, to perform an independent neuropsychological evaluation as part of their defense. Appellants did not oppose the- request for an independent neuropsy-chological .examination, but demanded that the evaluation be audiotaped, and that their counsel, or other representative, be present during all stages of the examination.

Upon learning of Appellants’ preconditions, Dr. Malatesta objected based on asserted ethical grounds, and because he believed such observation could result in the introduction of bias to the process, distortion of the data, and distraction of Mrs. Shearer. Specifically, he claimed that he was bound by the ethical principles of psychologists and the Code of Conduct of the American Psychological Association (“APA”)' and the National Academy of Neuropsychology (“NAN”) to protect the integrity of the examination and the security of the test materials. Dr. Malatesta indicated, however, that, as a compromise, he would permit Appellants” counsel to be present during the interview portion of the examination, but would not permit the presence of counsel or audiotaping during the standardized testing phase of his evaluation.

Appellants’ counsel rejected the doctor’s proposed compromise and sought the trial court’s intervention, Following briefing by both parties, including additional information .concerning the alleged practical and ethical restraints on the presence of third parties, the trial court entered an order granting Appellees’ request for a protective order; however, the court stipulated that Appellants’ counsel could be present during the preliminary interview phase of the exam, but that no individual would be permitted in the evaluation room with Mrs. Shearer and the doctor during the standardized test, nor could the evaluation be recorded. The trial court reached this determination after considering Pennsylvania Rule of Civil Procedure 4010, which, as we discuss below, governs defense requested physical and mental examinations, and provides that the person to be examined shall have the right to have counsel or other representative present during an ex-animation, as well as- Pennsylvania Rule of Civil Procedure 4012, which allows for protective orders, for good cause shown, to protect a party or person from whom discovery is sought from unreasonable conduct. ■

Appellants moved for reconsideration of the trial court’s order, and for certification of the matter as appealable pursuant to Pa.R.A.P. 1311(b) (concerning interlocutory appeals by permission). The trial court denied the motions, and Appellants appealed to the Superior Court. 1

■ A three-judge panel of the Superior Court affirmed the trial court’s order. Shearer v. Hafer, 135 A.3d 637 (Pa. Super. 2016). Writing for the court, Judge Jack Panella first considered whether the court had jurisdiction under the collateral order doctrine. See Pa.R.A.P. 313(b). The court recognized that discovery orders generally are deemed interlocutory, and not immediately appealable, because they do not finally dispose of the litigation; however, the court recognized that, pursuant to Rule 313, a non-final order may be reviewed if: (1) it is separable from and collateral to the main cause of action; (2) the right involved is too important to be denied review; and (3) the question presented is such that, if review is postponed until final judgment in the case, the claim will be irreparably' lost. The Superior Court reasoned that the order granting the protective order prohibiting the presence of third parties' .during the neuropsychological exam was separable from, and collateral to, the main cause of action; that any matter implicating a litigant’s right to have counsel present is, too important to be denied review; and that, if the question presented were postponed until final judgment, Appellants’ claim concerning ‘ their right to have counsel present would be irreparably lost. Accordingly, the court found the order was a collateral order pursuant, to Rule 313.

Proceeding to the merits of the appeal, the Superior Court examined Pa.R.C.P. 4010, which pertains to the physical and mental examination .of persons, and. was amended in 1998 to explicitly include the examinee’s right to have counsel present •during such examination. The Rule provides, in relevant part, that a person “to be examined shall have the.right to have counsel or other representative, present during the examination,”,.and that “[t]he party who is being examined ... may have made upon reasonable notice and at the party’s’ expense a stenographic, or audio recording of the examination.” Pa.R.C.P. 4010(a)(4), (a)(5) (emphasis added). The court rejected Appellants’ argument that the plain language, of Rule .4010, granting the .right to. have counsel present during the examination, is absolute. Rather, the court reasoned that, while use of the term “shall” is usually mandatory, it may nevertheless be discretionary depending upon the intent of the drafter of the rule, and that such intent, .is discerned from considering various factors of statutory construction. . .

The Superior Court next looked to Pa. R.C.P. 4012, concerning protective orders, and reasoned that Rule 4012 was intended to give the trial court the discretion, to issue protective orders in various discovery scenarios, including the power to limit the number of individuals present. Thus, absent any.

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Shearer, D., Aplts. v. Hafer, S., 177 A.3d 850 (Pa. 2018).

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