Serri v. Santa Clara University

226 Cal. App. 4th 830, 172 Cal. Rptr. 3d 732, 2014 WL 2213180, 2014 Cal. App. LEXIS 467
CourtCalifornia Court of Appeal
DecidedMay 28, 2014
DocketH037534
StatusPublished
Cited by232 cases

This text of 226 Cal. App. 4th 830 (Serri v. Santa Clara University) is published on Counsel Stack Legal Research, covering California Court of Appeal primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Serri v. Santa Clara University, 226 Cal. App. 4th 830, 172 Cal. Rptr. 3d 732, 2014 WL 2213180, 2014 Cal. App. LEXIS 467 (Cal. Ct. App. 2014).

Opinion

Opinion

MARQUEZ, J.

Plaintiff and appellant Conchita Franco Serri brought this action against her former employer (defendant and respondent Santa Clara University (the University)) and other individually named defendants after the University terminated her employment. Serri had worked as the University’s director of affirmative action since 1992. The University terminated her employment in 2007 because she failed to produce affirmative action plans for three consecutive years, even though her job required that she produce an affirmative action plan annually. The University also terminated her employment because she made misrepresentations about the plans that she had failed to prepare.

Notwithstanding Serri’s failure to produce the required plans—and the misrepresentations she made about the nonexistant plans—Serri filed a complaint alleging that she was wrongfully discharged from her employment based on her race and ethnic origin. Her complaint also contained causes of action for breach of her employment contract, retaliation and harassment in violation of the California Fair Employment and Housing Act (Gov. Code, § 12900 et seq.), violation of the federal Equal Pay Act of 1963 (Pub.L. No. 88-38 (June 10, 1963) 77 Stat. 56), defamation, intentional and negligent infliction of emotional distress, and interference with prospective economiq advantage. Defendants moved for summary judgment, or in the alternative, summary adjudication of each of Serri’s causes of action.

*838 We are asked to determine whether an employee who is terminated for failing to perform an important job function can avoid summary judgment by arguing, based on expert evidence obtained for the purpose of opposing a motion for summary judgment or summary adjudication, years after the employee’s termination, that the failure to perform did not and would not result in any adverse consequences to the employer. We hold that after-acquired expert evidence that there were no adverse consequences from an employee’s failure to perform does not create a triable issue of fact on the question whether the employee failed to perform his or her job duties and thus has limited relevance, if any, to the question of discrimination.

In this case, expert evidence that the failure of performance did not harm the University, acquired years after Serri was terminated, did not create a triable issue of material fact on the question whether the University’s stated reasons for terminating Serri were untrue or pretextual such that a reasonable trier of fact could conclude that the employer engaged in discrimination. Before she was terminated, Serri told the University her failure to prepare an affirmative action plan could have adverse consequences, including the loss of federal grants. That the University ultimately suffered no adverse consequences did not create a triable issue on the questions whether the University had a legitimate, nondiscriminatory reason to terminate her employment or whether its reasons for doing so were untrue or pretextual. We also reject Serri’s other contentions. Accordingly, we will affirm the summary judgment.

Facts

For almost 15 years, from the latter half of 1992 until March 2007, Serri was employed by the University as its director of affirmative action. Her duties included handling and either mediating or investigating complaints filed by faculty, students, and staff under the University’s anti-discrimination and anti-harassment policy, which the University refers to as “Policy 311.” Serri’s duties also included preparing the University’s annual “Affirmative Action Plan” 1 and providing sexual harassment training to the University staff. Serri testified in deposition that since the University was a federal contractor, federal regulations required the University to prepare an annual AAP. In a memo she wrote in November 2005, Serri described the AAP as “pivotal and essential for us for obtaining and retaining federal grants.” Serri, who is Puerto Rican, was 54 years old when the University terminated her employment.

*839 At all times relevant to this case, defendant Father Paul Locatelli 2 was the president of the University, defendant Robert Warren was the University’s vice-president of administration and finance, and defendant Molly McDonald was the University’s assistant vice-president of human resources. McDonald reported to Warren, and Warren reported directly to Father Locatelli. Until April 2006, Seni also reported directly to Father Locatelli. McDonald supervised Serri from April 2006 until Serri’s termination in March 2007.

Defendants John Ottoboni and Julie Veit are attorneys. Veit is Ottoboni’s daughter. Before 2007, they both worked for a law firm that served as outside counsel to the University. In the fall of 2006, the University hired Ottoboni as its in-house general counsel, effective January 1, 2007. In late January 2007, Veit started working for the University as an in-house legal associate to the human resources department. Veit reported to McDonald, not Ottoboni.

The University’s Affirmative Action Plan

Serri testified in deposition that there were three major components to the University’s Affirmative Action Plan. The first component had two parts: (1) a narrative report that Serri prepared, and (2) several statistical analyses that her assistant Linda Jocewicz prepared based on data provided by the human resources department. The AAP narrative contained the University’s “critical self analysis” and discussed specific topics as required by the Code of Federal Regulations. The statistical analyses part included a workforce analysis, a job group analysis, and an availability analysis (“an estimate of the number of qualified minorities and women available for employment” in specific job groups). The other two components of the AAP were the “applicant flow” and the “glass ceiling part,” which Serri testified she never prepared because she was never given the data she needed to complete those components.

Events in 2003 and 2004

McDonald started working for the University in May 2003. Shortly thereafter, Serri told McDonald that she had had difficulty obtaining the data she needed to complete the statistical portion of the AAP’s from McDonald’s predecessor. McDonald promised her full cooperation and encouraged Serri to contact her if she encountered any problems with the human resources department.

Serri reported directly to Father Locatelli for many years. In about 2003, Father Locatelli began considering changing their reporting relationship and having Serri report to McDonald instead. Serri objected and wrote him a *840 letter in December 2003, in which she explained why she did not believe it would be a good idea to make the affirmative action office part of human resources. In June 2004, Father Locatelli questioned Serri’s role in investigating faculty complaints. After consulting with Ottoboni and Veit (who were then outside counsel), Father Locatelli advised Serri that the University needed to make changes in policies, procedures, and reporting relationships related to the affirmative action office, but no such management changes were made in 2004 or 2005.

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Bluebook (online)
226 Cal. App. 4th 830, 172 Cal. Rptr. 3d 732, 2014 WL 2213180, 2014 Cal. App. LEXIS 467, Counsel Stack Legal Research, https://law.counselstack.com/opinion/serri-v-santa-clara-university-calctapp-2014.