Schreiner v. Karson

369 N.E.2d 800, 52 Ohio App. 2d 219, 6 Ohio Op. 3d 237, 1977 Ohio App. LEXIS 6947
CourtOhio Court of Appeals
DecidedJanuary 26, 1977
Docket656
StatusPublished
Cited by70 cases

This text of 369 N.E.2d 800 (Schreiner v. Karson) is published on Counsel Stack Legal Research, covering Ohio Court of Appeals primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Schreiner v. Karson, 369 N.E.2d 800, 52 Ohio App. 2d 219, 6 Ohio Op. 3d 237, 1977 Ohio App. LEXIS 6947 (Ohio Ct. App. 1977).

Opinion

Victor, P. J.

This ease questions the extent of a trial judge’s power to dismiss a case sua sponte pursuant to Civ. R. 41(B) (1).

Plaintiff Robert Schreiner, an attorney, through his first counsel filed a medical malpractice complaint against defendant, Dr. Andrew J. Karson. Melanie Schreiner, Robert’s wife, joined as a plaintiff through her count in the complaint, alleging a loss of services and a loss of consortium.

Over the course of the litigation, defendant sent three sets of interrogatories to Robert Schreiner, who was generally dilatory in answering. Despite an order compelling him to do so, Robert Schreiner did not answer the third set of interrogatories. He was also dilatory in providing defendant with the report of his expert witness. Plaintiffs’ motion to consolidate this case with a case against the hospital, where the malpractice allegedly occurred, was denied. Plaintiffs changed counsel in the middle of the litigation.

The day before trial, Robert Schreiner attended a conference during which he moved for a continuance. Notice of the trial date, April 20, 1976, had been sent some weeks earlier. No continuance was granted. At this point, plaintiffs’ second counsel gave notice that he was withdrawing from the case. A new, counsel, plaintiffs’ third, agreed to represent plaintiffs if a continuance could be obtained. This new counsel had, though, been involved in the case for at least one week (plaintiffs’ expert’s report, dated April 11, 1976, was addressed to this new counsel).

*221 It appears that Robert Schreiner was late for trial. A fair "reading of the record indicates that Melanie Schreiner failed to appear at all. The trial was scheduled for 9 a. m. on April 20. The transcript of proceedings shows that, in chambers, defendant’s counsel stated the time was 9:25 a. m.; that Robert Schreiner had not appeared; and that defendant moved for a dismissal. The judge dismissed the ease with prejudice sua sponte pursuant to Civ. R. 41(B) (1).

Robert Schreiner thereafter moved for a new trial. To support this motion, he filed an affidavit alleging that he was properly in court at the time and date set for trial, An affidavit of prejudice was also filed against the trial judge but was dismissed by the Chief Justice of the Supreme Court of Ohio.

Defendant’s counsel responded by filing an affidavit alleging that he was personally in the courtroom from 9 a. m. until 9:25 a. m. on April 20 and that Robert Schreiner was not in court during that time.

The trial judge overruled the motion for a new trial. Plaintiffs now appeal from the trial court’s order dismissing the case with prejudice. They argue that the dismissal with prejudice constituted a gross abuse of discretion because Robert Schreiner was properly in court at the time set for trial and was willing to proceed pro se, and, further, the dismissal, having been entered without notice or á hearing, violated the due process clause of the United States Constitution and the due course of law clause of the Ohio Constitution (Section 16, Article 1).

Defendant responds to these contentions by asserting thát there was no abuse of discretion because (1) plaintiff had no expert available at trial; (2) plaintiff failed to timely supply certain materials; (3) neither Robert Schreiner nor his counsel timely appeared for trial; and (4) due process was not violated.

Civ. R. 41(B) (1) provides:

“Where the plaintiff, fails to prosecute, or comply with these rules or any court order, the court upon motion of a defendant or on its own motion may, after notice to the plaintiff’s counsel, dismiss an action or. claim.”

*222 Civ. R. 41(B) is modeled after Fed. R. Civ. P. 41(B).

The trial court’s judgment will not be reversed unless it constitutes an abuse of discretion. An abuse of discretion implies an unreasonable, arbitrary or unconscionable attitude by the court. Klever v. Reid Bros. Express, Inc. (1951), 154 Ohio St. 491. We find no Ohio case substantially similar to this case but many federal cases exist holding variously that an abuse of discretion exists or does not exist where a case was dismissed under Fed. R. Civ. P. 41(B). See, e. g., annotations, 15 A. L. R. Fed. 407, 20 A. L. R. Fed. 488. Two federal cases may, though, be helpful guides. In Peterson v. Term Taxi, Inc. (C. A. 2, 1970), 429 F. 2d 888, plaintiff’s counsel appeared late and then, after the dismissal was ordered, plaintiff appeared. The second circuit found that the dismissal was an abuse of discretion. Where plaintiffs’ counsel twice appeared both late and unprepared and where plaintiff failed to respond properly to several requests of the court, the third circuit found that less extreme sanctions would be preferable and that the dismissal was an abuse of discretion. Dyotherm Corp. v. Turbo Machine Co. (C. A. 3, 1968), 392 F. 2d 146.

We are first confronted here with the factual question of whether plaintiffs timely appeared. It is a reasonable inference that the trial court’s order was premised, at least in part, on a failure to appear. Considering the record as a whole, it appears that Robert Schreiner was late and that Melanie Schreiner made no appearance. On the basis of this record, including the conflicting affidavits, this court cannot overturn the inferences that timely appearances were not made. 3 Ohio Jurisprudence 2d 799, Appellate Review, Section 815 et seq. We, therefore, consider the propriety of the trial judge’s action with this state of facts in mind.

Robert Schreiner exhibited a history of dilatory tactics and Melanie Schreiner failed to appear. The trial judge was in a better position than this court to judge, by the actions and demeanor of the plaintiffs and their counsel, whether a case should be dismissed pursuant to Civ. R. 41(B) (1).

The trial judge’s lack of patience is understandable. A dismissal with prejudice, however, is an extremely harsh *223 sanction. It affects not only the suit dismissed but, because it acts as a decision on the merits, also controls questions of fact in other related cases. The law favors deciding cases on their merits unless the conduct of a party is so negligent, irresponsible, contumacious or dilatory as to provide substantial grounds for a dismissal with prejudice for a failure to prosecute or obey a court order. Dyotherm Corp. v. Turbo Machine Co., supra; Flaksa v. Little River Marine Constr. Co. (C. A. 5, 1968), 389 F. 2d 885, certiorari denied, 392 U. S. 928; cf. McDonald v. Haught (1967), 10 Ohio St 2d 43, 46; Brown v. Best (1974), 44 Ohio App. 2d 82, 84. Lesser sanctions than a dismissal with prejudice should be applied when possible. Flahsa, supra; Dyotherm, supra.

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Bluebook (online)
369 N.E.2d 800, 52 Ohio App. 2d 219, 6 Ohio Op. 3d 237, 1977 Ohio App. LEXIS 6947, Counsel Stack Legal Research, https://law.counselstack.com/opinion/schreiner-v-karson-ohioctapp-1977.