Schmitz v. Arizona State Board of Dental Examiners

684 P.2d 918, 141 Ariz. 37, 1984 Ariz. App. LEXIS 552
CourtCourt of Appeals of Arizona
DecidedJune 21, 1984
Docket1 CA-CIV 6438
StatusPublished
Cited by16 cases

This text of 684 P.2d 918 (Schmitz v. Arizona State Board of Dental Examiners) is published on Counsel Stack Legal Research, covering Court of Appeals of Arizona primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Schmitz v. Arizona State Board of Dental Examiners, 684 P.2d 918, 141 Ariz. 37, 1984 Ariz. App. LEXIS 552 (Ark. Ct. App. 1984).

Opinion

OPINION

KLEINSCHMIDT, Judge.

This appeal arises out of a decision by the appellee Arizona State Board of Dental Examiners (the board) censuring appellant Donald D. Schmitz, placing him on probation for 12 months, and ordering him to make restitution to a patient for the cost of dental treatment. Schmitz appealed the board’s decision to the superior court pursuant to A.R.S. § 12-901 et seq. He requested a trial de novo because he contended that the record of proceedings before an investigative committee of the board was inadequate. The trial court denied the request and affirmed the decision of the board on December 30, 1981. This appeal followed. The issues on appeal are whether the transcript of the hearing is so incomplete that it precluded meaningful review by the trial court, and whether the investigative committee had authority to conduct business in the absence of its lay member.

ADEQUACY OF THE RECORD

The board’s investigation was initiated in response to a letter dated June 7, 1980, from the parent of a boy who had been receiving orthodontia treatment from Dr. Schmitz. The letter alleged that Schmitz had recommended against tongue thrust therapy, permitted unsupervised employees to perform adjustments of orthodontic appliances, and failed to advise the patient to wear headgear. The complaint also asserted that as a result of the inadequate service provided by Schmitz, the boy would require extended treatment at additional cost.

After receiving a copy of the letter, Schmitz responded to the allegations in writing. He contended that he had informed the parent that the boy’s tongue thrust problem might correct itself during orthodontic treatment, but if it did not correct itself, future therapy might be needed. He denied that his assistants worked on patients in his absence. He also claimed that he had given adequate advice concerning the use of headgear. He further noted that frequent damage to the orthodontic *40 appliances, the boy’s poor hygiene, and failure to keep scheduled appointments had contributed to the poor response to treatment.

The board referred the complaint to an investigative committee which conducted a hearing and issued a report containing findings of fact, conclusions of law and recommendations to the board. The board reviewed the committee report and issued its order censuring Schmitz and directing restitution and probation. Schmitz moved for a rehearing which was denied by the board. He then commenced his appeal in the superior court.

In compliance with A.R.S. § 12-909(B) the board filed a certified record with its answer in superior court. A.R.S. § 12-910(B) provides:

The trial shall be de novo if trial de novo is demanded in the complaint or answer of a defendant other than the agency and if no hearing was held by the agency or the proceedings before the agency were not stenographically reported or mechanically recorded so that a transcript might be made____

Schmitz requested a trial de novo on the grounds that although a transcript had been made, it was so inaccurate that the trial court could not properly review the record. The board argued that Schmitz was not entitled to a trial de novo because the proceedings before the investigative committee had been mechanically recorded and a transcript had been made.

The transcript in question consists of 21 pages which contain 32 designations of “inaudible” for comments or testimony of an indeterminate length. Although purporting to reflect testimony by witnesses and questions by committee members, the transcript fails to identify any of the speakers.

When reviewing the decision of an administrative agency the trial court must consider whether the agency’s action was illegal, arbitrary, capricious or involved an abuse of discretion. Sundown Imports, Inc. v. Arizona Department of Transportation, 115 Ariz. 428, 565 P.2d 1289 (App.1977). This scope of review has also been expressed as a determination of whether there is substantial evidence to support the agency decision. Wickman v. Arizona State Board of Osteopathic Examiners, 138 Ariz. 337, 674 P.2d 891 (App. 1983); Justice v. City of Casa Grande, 116 Ariz. 66, 567 P.2d 1195 (App.1977). When considering whether there is substantial evidence to support the agency’s decision, the superior court must review the “entire record.” A.R.S. § 12-910(A). See Arizona State Board of Medical Examiners v. Clark, 97 Ariz. 205, 398 P.2d 908 (1965). The “entire record” is defined as all evidence received and considered including the transcript. A.R.S. §§ 41-1009(E)(2) and (F).

Whether Schmitz was entitled to a trial de novo depends on the sufficiency of the transcript. Wallace Imports, Inc. v. Howe, 138 Ariz. 217, 673 P.2d 961 (App.1983). We have found no Arizona decisions directly addressing the question of the legal affect of a record similar to the one in the instant case. However, courts in other jurisdictions have considered similar challenges to the sufficiency of an administrative record.

The threshold question is whether the record is complete enough to reflect a basis for the board’s decision so as to enable a meaningful judicial review. E.g., Fields v. Kodiak City Council, 628 P.2d 927 (Alaska 1981). In State v. Atley, 157 N.J.Super. 157, 163, 384 A.2d 851, 854 (1978), the New Jersey Superior Court stated:

[N]o matter how great a deference the court is obliged to accord the administrative determination which it is being called upon to review, it has no capacity to review at all unless there is some kind of reasonable factual record developed by the administrative agency and the agency has stated its reasons grounded in that record for its action.

The test for sufficiency of an administrative record has also been expressed in terms of whether the errors are of such *41 magnitude that the record precludes an intelligent understanding of the testimony. Thornburg v. Commonwealth, 46 Pa. Commw. 592, 406 A.2d 1224

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Bluebook (online)
684 P.2d 918, 141 Ariz. 37, 1984 Ariz. App. LEXIS 552, Counsel Stack Legal Research, https://law.counselstack.com/opinion/schmitz-v-arizona-state-board-of-dental-examiners-arizctapp-1984.