Elia v. Arizona State Board of Dental Examiners

812 P.2d 1039, 168 Ariz. 221, 75 Ariz. Adv. Rep. 28, 1990 Ariz. App. LEXIS 389
CourtCourt of Appeals of Arizona
DecidedDecember 4, 1990
Docket1 CA-CV 89-206
StatusPublished
Cited by7 cases

This text of 812 P.2d 1039 (Elia v. Arizona State Board of Dental Examiners) is published on Counsel Stack Legal Research, covering Court of Appeals of Arizona primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Elia v. Arizona State Board of Dental Examiners, 812 P.2d 1039, 168 Ariz. 221, 75 Ariz. Adv. Rep. 28, 1990 Ariz. App. LEXIS 389 (Ark. Ct. App. 1990).

Opinion

OPINION

GERBER, Judge.

This appeal challenges a decision of the Superior Court affirming disciplinary sanctions imposed against James P. Elia, D.D.S. (appellant) by the Arizona State Board of Dental Examiners (the “Board”).

FACTS

Timothy Hoffman consulted with Dr. Elia for treatment of severely eroded teeth. Elia discussed restorative options with Hoffman and suggested a procedure involving root canals, posts and crowns, the best treatment available. Hoffman could not afford this procedure. Elia then offered to fabricate an appliance (“splint”) for the affected teeth.

Elia cemented the splint into place and suggested it be worn on a temporary basis. Hoffman told Elia he did not want to experience the painful seating process again and began to wear the splint permanently. Elia provided Hoffman with instructions for care of the splint and proper oral hygiene. Hoffman followed these directions but was unable to use a floss threader to clean between the units of the splint as he had been instructed.

Hoffman returned twice to Elia’s office to have his teeth cleaned. Elia reiterated the importance of following the recommended oral hygiene. Hoffman continued to suffer from gingivitis, bleeding, and be *224 gan to feel that food was trapped under the splint. Hoffman did not return again to Elia’s office for treatment.

Over the course of his treatment by Elia, Hoffman became acquainted with Ms. Roxanne Watson, a dental assistant employed by Elia. Hoffman and Watson subsequently married.

Hoffman consulted another dentist, William Daine, D.D.S., eight months after the splint was inserted. Dr. Daine referred Hoffman to a periodontist, Dr. Louis Robertson. Robertson examined Hoffman and concluded that periodontal treatment was necessary and that restoration should involve single-unit crowns throughout the affected area. In Robertson’s opinion, the splint was seated too far below the gum-line, and had resulted in “inflammation, fibrosis, and symptomatic discomfort.”

Hoffman filed a complaint with the Board. The Board referred the matter to an investigative committee pursuant to A.R.S. § 32-1263.02(0). The investigative committee, consisting of two dentists, performed an assessment of Elia’s work, including an examination of Hoffman’s mouth and the splint. Dr. Gary Gilliam, a member of the evaluation team, concluded that the splint was an ongoing hazard to Hoffman’s dental health because it was loose, had inadequate embrasure spaces, was difficult to clean and caused marked gingivitis around the splint area.

The investigative committee informed Elia that it intended to deliberate regarding the findings of the clinical evaluation committee. The notice stated that the basic allegation in the complaint against him was “inadequate crown and bridge causing perio problems due to inability of patient to maintain tissue health.” The notice further stated that proof of this allegation would constitute a violation of A.R.S. § 32-1201(16). That provision defines “unprofessional conduct” as “any conduct or practice which does or would constitute a danger to the health, welfare or safety of the patient or the public.” A.R.S. § 32-1201(16)(n).

In response to the Board’s notice of intent to conduct a deliberation meeting, counsel for Elia demanded to conduct discovery and cross-examine members of the investigative committee. The Board can-celled the deliberation meeting and the matter was scheduled for an informal interview pursuant to A.R.S. § 32-1263.02(C)(l). Elia refused to cooperate during the informal interview. The Board scheduled the matter for a formal hearing pursuant to A.R.S. § 32-1263.02(C).

The Board’s investigation revealed that Watson asked Elia, her employer, to prescribe the antibiotic tetracycline for Hoffman, her husband. Watson told Elia she was suffering from a highly contagious vaginal infection and needed the prescription for her husband to prevent him from sexually contracting the infection and then reinfecting her. Elia prescribed the tetracycline. Elia did not examine or speak with Hoffman before or after he prescribed the antibiotic for him. ■

Watson photocopied Elia’s office records regarding her husband’s treatment without Elia’s knowledge. Those photocopies were attached to Hoffman’s complaint filed with the Board. A comparison of Elia’s original records with the photocopied records revealed that Elia had made additional entries in Hoffman’s chart after Watson had copied the records. Elia supplemented the records with information regarding the treatment plan, his clinical evaluations and the prescription for tetracycline.

The Board issued a complaint and notice of formal hearing with six allegations of “unprofessional conduct” pursuant to A.R.S. § 32-1201(16): (1) the treatment plan was inadequate because the splint was inappropriate for Hoffman; (2) the splint lacked adequate embrasure spaces which prevented proper oral hygiene; (3) Hoffman’s teeth had been overtapered, which contributed to a gingival response; (4) the overtapering resulted in the loss of a tooth; (5) Elia’s supplementation of Hoffman’s records constituted false and misleading statements pursuant to A.R.S. § 32-1201(16X0; and (6) Elia had prescribed tetracycline to Hoffman for other than an accepted therapeutic dental purpose.

*225 At the formal hearing, the hearing officer prepared findings of fact and conclusions of law as follows: (1) the embrasure spaces in the splint were inadequate and the subgingival seating of the splint was improper, constituting unprofessional conduct pursuant to A.R.S. § 32-1201(16) and A.A.C. R4-11-1101; (2) the tetracycline had been prescribed for Hoffman for other than “therapeutic purposes” and thus constituted unprofessional conduct pursuant to A.R.S. § 32-1201(16)(c); and (3) the supplementations of Hoffman's dental records were meant to appear contemporaneous with the original entries, and thus were false and fraudulent, constituting unprofessional conduct pursuant to A.R.S. § 32-1201(16)(%il%i).

The Board issued findings of fact and conclusions of law virtually identical to those prepared by the hearing officer.

Free access — add to your briefcase to read the full text and ask questions with AI

Related

Robison v. Az Brd Dental
Court of Appeals of Arizona, 2015
Lipton v. Arizona Dental Board
Court of Appeals of Arizona, 2015
McKesson Corp. v. Arizona Health Care Cost Containment System
286 P.3d 784 (Court of Appeals of Arizona, 2012)
Gaveck v. Arizona State Board of Podiatry Examiners
215 P.3d 1114 (Court of Appeals of Arizona, 2009)
Carlson v. Arizona State Personnel Board
153 P.3d 1055 (Court of Appeals of Arizona, 2007)
Comeau v. Arizona State Board of Dental Examiners
993 P.2d 1066 (Court of Appeals of Arizona, 1999)
Shelby School v. Arizona State Board of Education
962 P.2d 230 (Court of Appeals of Arizona, 1998)

Cite This Page — Counsel Stack

Bluebook (online)
812 P.2d 1039, 168 Ariz. 221, 75 Ariz. Adv. Rep. 28, 1990 Ariz. App. LEXIS 389, Counsel Stack Legal Research, https://law.counselstack.com/opinion/elia-v-arizona-state-board-of-dental-examiners-arizctapp-1990.