Scarfo v. Cabletron Systems, Inc.

54 F.3d 931, 1995 WL 264714
CourtCourt of Appeals for the First Circuit
DecidedMay 12, 1995
Docket94-1929, 94-1982, and 94-1983
StatusPublished
Cited by138 cases

This text of 54 F.3d 931 (Scarfo v. Cabletron Systems, Inc.) is published on Counsel Stack Legal Research, covering Court of Appeals for the First Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Scarfo v. Cabletron Systems, Inc., 54 F.3d 931, 1995 WL 264714 (1st Cir. 1995).

Opinion

KEETON, District Judge.

Two plaintiffs and two defendants cross-appeal from a final judgment after jury trial. The plaintiffs Genevieve Scarfo and Brian Miller are former employees of defendant Cabletron Systems, Inc. (“Cabletron”). Craig Benson and Robert Levine, supervisory employees of Cabletron, were also defendants in the district court.

Plaintiff Scarfo claimed, inter alia, that defendants discriminated against her on the basis of her sex and terminated her employment in violation of Title VII of the Civil Rights Act, 42 U.S.C. § 2000e-5(f).

Plaintiff Miller claimed, inter alia, under Title VII for retaliatory discharge based on his alleged refusal, as plaintiff Scarfo’s immediate supervisor, to discriminate against her by terminating her employment on the basis of her sex.

The principal claims of error asserted on appeal challenge instructions to the jury. Each party opposing a claim of error asserts that no timely objection or request was made in the trial court.

Counsel representing defendants on appeal first came into the case after completion of the jury trial. Not surprisingly, they seek to present contentions substantially different from those presented by defense counsel during and before the jury trial. Whenever new counsel enter and raise new contentions, opposing counsel may find irresistible the temptation to counter with new contentions of their own. Almost inevitably, then, the entry into a case of new counsel for one party increases litigation burdens for all parties. An award of attorneys’ fees to a prevailing party may offset this burden in part. But unfairness may remain to opposing parties if the trial or appellate court allows new grounds of claim or defense to be asserted. For this reason, among others, we encounter a threshold question in this ease.

One way of framing the threshold question neutrally, abjuring “plain error,” United States v. Marder, 48 F.3d 564, 569-72 (1st Cir.1995), “waiver,” id. (citing United States v. Olano, — U.S. —, 113 S.Ct. 1770, 123 L.Ed.2d 508 (1993)), “forfeiture,” id., “invited error,” id., “abandon[ment],” United States v. Smith, 46 F.3d 1223, 1235 (1st Cir.1995), and other terminology freighted with connotations, is to ask: Should we hold that the appellant (or cross-appellant) on each claim of error now before us is not entitled to be heard on the merits of that contention in the circumstances of this appeal?

Searching for the answer requires that we consider procedures for deciding mixed law-fact issues that involve unsettled law, genuine disputes of fact, and the exercise of discretion by jury, or judge, or both. The search requires also that we take account of Supreme Court and circuit decisions handed down after this case was argued, including O’Neal v. McAninch, — U.S. —, 115 S.Ct. 992, 130 L.Ed.2d 947 (1995); LebrOn v. National Railroad Passenger Corp., — U.S. —, 115 S.Ct. 961, 130 L.Ed.2d 902 (1995); United States v. Smith, 46 F.3d 1223 (1st Cir.1995); and United States v. Marder, 48 F.3d 564 (1st Cir.1995).

In describing the tasks of trial and appellate courts in circumstances of this degree of complexity, commentators and opinion writers have invoked imagery of the almost impenetrable. They have spoken, for example, of the “esoteric,” Marder, 48 F.3d at 570, “The Bramble Bush,” Karl N. Llewellyn, The Bramble Bush (1930), or — in a more venerable and ominous allusion — a “Serbonian Bog,” Landress v. Phoenix Mut. Life Ins. Co., 291 U.S. 491, 499, 54 S.Ct. 461, 463, 78 L.Ed. 934 (1934) (Cardozo, J., dissenting) (“The attempted distinction between accidental results and accidental means will plunge this branch of the law into a Serbonian Bog.”).

The imagery, even if hyperbole in the classic sense of a figure of speech rather than an assertion to be taken literally, may nevertheless aptly call attention -to the increasing *936 intricacy of a rapidly evolving jurisprudence of procedural preclusion.

We conclude that we need enter only a little way into this maze of precedents, and on a well-marked path, to decide the case now before us. This is so because rules and precedents have erected a gate at the point of entry upon each potentially promising path through the maze, and each gate is closed to appellants whose contentions have the particular characteristics of those before us in this appeal. Thus, we affirm in substance, though with minor exceptions, and with some modification of amounts of awards, and on condition that a judgment amended as to form be entered in the district court.

We first explain the terms of the judgment that was ordered in the district court and the nature of the claims of error. Then we explain why, in the interests of justice, we hold that each claim of error asserted in this appeal is either harmless error or is raised too late for review under the harmless error standard and cannot be sustained under the more rigorous requirement that relief is to be granted only to avoid a miscarriage of justice.

I.

The first error we address is one not raised by the parties. We consider it because it might be thought to have jurisdictional implications. The “final judgment” entered in this case was, in its form, not literally in compliance with the requirement that “[ejvery judgment shall be set forth on a separate document.” Fed.R.Civ.P. 58.

The district court made not one but a series of orders. In most instances, the order is not self-explanatory. Instead, it refers to an opinion or memorandum of the court to which one must go to understand precisely the meaning of the order. In these circumstances, if, for example, a party seeks enforcement of the judgment — perhaps even after the ease is closed and the file is sent to storage — the parties and any other person required to act will have great difficulty finding out what exactly were the terms of the “final judgment.”

In support of our jurisdiction, however, we conclude that the district court ordered the functional equivalent of a “final judgment” in a sequence of orders that includes:

the “Judgment” of May 10, 1994 (incorporating, first, the Order of June 2, 1993 granting in part and denying in part defendants’ Motion to Dismiss; second, the Endorsed Order of November 17, 1993 concerning the defendants’ Motion for Summary Judgment; third, the Special Verdicts of May 4, 1994; fourth, the Order of May 9,1994, concerning the Court’s Calculation of Title VII Damages);
the Order of July 19, 1994 on Miller’s Motion for Prejudgment Interest;

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54 F.3d 931, 1995 WL 264714, Counsel Stack Legal Research, https://law.counselstack.com/opinion/scarfo-v-cabletron-systems-inc-ca1-1995.