Sands v. McCormick

CourtCourt of Appeals for the Third Circuit
DecidedSeptember 18, 2007
Docket06-3281
StatusPublished

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Bluebook
Sands v. McCormick, (3d Cir. 2007).

Opinion

Opinions of the United 2007 Decisions States Court of Appeals for the Third Circuit

9-18-2007

Sands v. McCormick Precedential or Non-Precedential: Precedential

Docket No. 06-3281

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Recommended Citation "Sands v. McCormick" (2007). 2007 Decisions. Paper 334. http://digitalcommons.law.villanova.edu/thirdcircuit_2007/334

This decision is brought to you for free and open access by the Opinions of the United States Court of Appeals for the Third Circuit at Villanova University School of Law Digital Repository. It has been accepted for inclusion in 2007 Decisions by an authorized administrator of Villanova University School of Law Digital Repository. For more information, please contact Benjamin.Carlson@law.villanova.edu. PRECEDENTIAL

UNITED STATES COURT OF APPEALS FOR THE THIRD CIRCUIT

No.06-3281

CYNTHIA SANDS, Appellant

vs.

ROBERT McCORMICK, Sergeant, Berwick Police Department; GARY E. NORTON, District Attorney of Columbia County, Pennsylvania

____________

APPEAL FROM THE UNITED STATES DISTRICT COURT FOR THE MIDDLE DISTRICT OF PENNSYLVANIA (D.C. Civ. No. 06-cv-00158 ) District Judge: Honorable James F. McClure, Jr. ____________

Argued July 10, 2007 Before: SLOVITER, WEIS and ROTH, Circuit Judges. Filed: September 18, 2007

DAVID B. DOWLING, ESQUIRE (ARGUED) James J. Jarecki, Esquire RHOADS & SINON, LLP One South Market Square P.O. Box 1146 Harrisburg, PA 17108 Attorneys for Appellant Cynthia Sands

1 CHESTER C. CORSE, JR., ATTORNEY (ARGUED) Ten Westwood Road P.O. Box 1190 Pottsville, PA 17901 Attorney for Appellee Gary E. Norton

DAVID J. MacMAIN, ESQUIRE TIMOTHY J. KEPNER, ESQUIRE MONTGOMERY, McCRACKEN, WALKER & RHOADS, LLP 123 South Board Street Philadelphia, PA 191099 Attorneys for Appellee Robert McCormick

______________

OPINION

WEIS, Circuit Judge.

In this appeal we conclude that a district attorney’s use of the extradition

process rather than accepting an out-of-state accused’s offer to return for a preliminary

hearing when scheduled did not establish a constitutional violation. We also decide that a

police officer’s affidavit of probable cause was not deficient because the statute of

limitations had expired before a criminal complaint was filed. Moreover, we conclude

that portions of a transcript of a preliminary hearing may be considered in connection

with the defendants’ motions to dismiss pursuant to Federal Rule of Civil Procedure

12(b)(6). We are in agreement with the District Court that judgment should be entered in

favor of the police officer and district attorney in claims brought under 42 U.S.C. § 1983

and state tort law.

2 In December of 2003, a jury awarded substantial damages to Carolyn Sands

following a trial that concerned a contractual dispute over the 1997 sale of a business to

Sherry Wagner and others. One of the issues in that case was whether Sands had

improperly withdrawn funds from a company bank account after the sale. In March of

2004, a new trial was granted. The trial court wrote that “Sands illegally withdrew at

least $10,000 before the closing from the bank account of the corporation, and after the

closing illegally appropriated the entire bank account for her own use.”

Following the grant of a new trial, Wagner contacted defendant Sergeant

Robert McCormick of the Berwick Police Department in Columbia County,

Pennsylvania. She demanded that he file criminal charges against Sands for forgery and

theft. On April 26, 2004, McCormick filed a criminal complaint against Sands before the

state district magistrate1 charging her with 14 counts of forgery and 16 counts of theft by

deception. He included in the complaint an affidavit of probable cause that described

specific information he received from Wagner, including some bank records that he had

examined, and also directly quoted the trial court’s opinion that granted the new trial.

On May 5, 2004, the magistrate issued a warrant for Sands’ arrest listing an

1 These members of the Pennsylvania minor judiciary were called “district justices” prior to January 31, 2005, but are now designated as “magisterial district judges.” See Act 2004-07, Nov. 30, 2004, P.L. 1618 (effective Jan. 31, 2005). To avoid confusion here we will refer to these individuals as “magistrates.” We will refer to the court that decided the contract dispute as the “trial court.” We will designate the court which heard the case before us as “the District Court.”

3 address of 5499 Freeport Lane, Naples, Florida. On June 29, 2004, the warrant was

reissued with a notation “declared a fugitive.” On July 9, 2004, Sands was arrested at her

home in Florida and taken to the county jail where she was detained until released on bail

on July 10, 2004.

Sands alleges that upon her release she telephoned defendant Gary E.

Norton, District Attorney of Columbia County, and told him that once a hearing date was

set she would voluntarily return to Pennsylvania when requested. It appears that on

August 3, 2004, in a letter to the magistrate, Attorney Kim Hill advised that he

represented Sands and asked that he be notified of the date of the preliminary hearing.

On October 18, 2004, District Attorney Norton signed a petition for a

Governor’s Warrant requesting Sands’ extradition that listed an address at 1855 Ivory

Cane Point, Naples, Florida. The application stated that Sands was a fugitive from

Pennsylvania and that any delay in her prosecution occurred because the “[p]ersons

whereabout [sic] was unknown.”

On November 10, 2004, she was again arrested at her Florida home and

remained in a county jail there until November 24 when she was transported to

Pennsylvania in handcuffs and shackles. She was released on bail in Pennsylvania on her

arrival there. Sands alleges that District Attorney Norton knew that she had retained

attorneys in Pennsylvania and Florida before he applied for the Governor’s Warrant and

that defendants did not inform her of the date of her hearing before the second arrest.

A preliminary hearing was held before the magistrate on December 6, 2004.

4 After hearing testimony from Wagner, the magistrate ordered Sands to answer the charges

in the Court of Common Pleas of Columbia County. Sands’ counsel then asked the court

to quash the information because the relevant statutes of limitations had expired. On

March 14, 2005, the Court of Common Pleas granted the motion and dismissed the

charges.

Sands then filed this civil rights action in the United States District Court

for the Middle District of Pennsylvania claiming damages under 42 U.S.C. § 1983 for

false arrest and false imprisonment against Sergeant McCormick and for false arrest

against District Attorney Norton. She also asserted state law claims of malicious

prosecution, abuse of civil process,2 and intentional infliction of emotional distress

against both defendants.

Sands based the claims against Sergeant McCormick primarily on the

allegations that he filed the Complaint and Affidavit of Probable Cause knowing that the

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