Sands v. McCormick

502 F.3d 263, 2007 U.S. App. LEXIS 22218, 2007 WL 2701948
Court of Appeals for the Third Circuit·Decided September 18, 2007·No. 06-3281·Published·Cited by 428 cases

Opinion

OPINION

WEIS, Circuit Judge.

In this appeal we conclude that a district attorney’s use of the extradition process rather than accepting an out-of-state accused’s offer to return for a preliminary hearing when scheduled did not establish a constitutional violation. We also decide that a police officer’s affidavit of probable cause was not deficient because the statute of limitations had expired before a criminal complaint was filed. Moreover, we con-elude that portions of a transcript of a preliminary hearing may be considered in connection with the defendants’ motions to dismiss pursuant to Federal Rule of Civil Procedure 12(b)(6). We are in agreement with the District Court that judgment should be entered in favor of the police officer and district attorney in claims brought under 42 U.S.C. § 1983 and state tort law.

In December of 2003, a jury awarded substantial damages to Carolyn Sands following a trial that concerned a contractual dispute over the 1997 sale of a business to Sherry Wagner and others. One of the issues in that case was whether Sands had improperly withdrawn funds from a company bank account after the sale. In March of 2004, a new trial was granted. The trial court wrote that “Sands illegally withdrew at least $10,000 before the closing from the bank account of the corporation, and after the closing illegally appropriated the entire bank account for her own use.”

Following the grant of a new trial, Wagner contacted defendant Sergeant Robert McCormick of the Berwick Police Department in Columbia County, Pennsylvania. She demanded that he file criminal charges against Sands for forgery and theft. On April 26, 2004, McCormick filed a criminal complaint against Sands before the state district magistrate 1 charging her with 14 counts of forgery and 16 counts of theft by deception. He included in the complaint an affidavit of probable cause that described specific information he received from Wagner, including some bank records that he had examined, and also *266 directly quoted the trial court’s opinion that granted the new trial.

On May 5, 2004, the magistrate issued a warrant for Sands’ arrest listing an address of 5499 Freeport Lane, Naples, Florida. On June 29, 2004, the warrant was reissued with a notation “declared a fugitive.” On July 9, 2004, Sands was arrested at her home in Florida and taken to the county jail where she was detained until released on bail on July 10, 2004.

Sands alleges that upon her release she telephoned defendant Gary E. Norton, District Attorney of Columbia County, and told him that once a hearing date was set she would voluntarily return to Pennsylvania when requested. It appears that on August 3, 2004, in a letter to the magistrate, Attorney Kim Hill advised that he represented Sands and asked that he be notified of the date of the preliminary hearing.

On October 18, 2004, District Attorney Norton signed a petition for a Governor’s Warrant requesting Sands’ extradition that listed an address at 1855 Ivory Cane Point, Naples, Florida. The application stated that Sands was a fugitive from Pennsylvania and that any delay in her prosecution occurred because the “[persons whereabout [sic] was unknown.”

On November 10, 2004, she was again arrested at her Florida home and remained in a county jail there until November 24 when she was transported to Pennsylvania in handcuffs and shackles. She was released on bail in Pennsylvania on her arrival there. Sands alleges that District Attorney Norton knew that she had retained attorneys in Pennsylvania and Florida before he applied for the Governor’s Warrant and that defendants did not inform her of the date of her hearing before the second arrest.

A preliminary hearing was held before the magistrate on December 6, 2004. After hearing testimony from Wagner, the magistrate ordered Sands to answer the charges in the Court of Common Pleas of Columbia County. Sands’ counsel then asked the court to quash the information because the relevant statutes of limitations had expired. On March 14, 2005, the Court of Common Pleas granted the motion and dismissed the charges.

Sands then filed this civil rights action in the United States District Court for the Middle District of Pennsylvania claiming damages under 42 U.S.C. § 1983 for false arrest and false imprisonment against Sergeant McCormick and for false arrest against District Attorney Norton. She also asserted state law claims of malicious prosecution, abuse of civil process, 2 and intentional infliction of emotional distress against both defendants.

Sands based the claims against Sergeant McCormick primarily on the allegations that he filed the Complaint and Affidavit of Probable Cause knowing that the statute of limitations had expired on the charges and that they were based on insufficient facts. She also alleged that Sergeant McCormick requested the Governor’s Warrant knowing that Sands was not a fugitive and refused to take steps to have it rescinded.

The District Court dismissed the § 1983 claims for false arrest and false imprisonment and the state law claim for malicious prosecution against Sergeant McCormick because he had probable cause to file the criminal complaint. The District Court found that Sergeant McCormick properly *267 relied on the information he received from Wagner, including the bank records and the comments in the order granting a new trial in the contractual dispute. The District Court observed that the running of the limitations period was not relevant to the existence of probable cause and did not become an issue until raised as a defense in Sands’ motion to dismiss the charges in the Court of Common Pleas.

The District Court also dismissed the state law claims against Sergeant McCormick for malicious prosecution, abuse of process, and intentional infliction of emotional distress on the ground that he was entitled to immunity under the Pennsylvania Political Subdivision Tort Claims Act (“Pa. Tort Claims Act”), 42 Pa. Cons.Stat. § 8541 et seq., since he acted in his official capacity and in good faith.

Sands’ assertions against the district attorney were similar to those against Sergeant McCormick, but were not identical. Sands based her claims against the district attorney primarily on allegations that in his administrative capacity he authorized Sands’ arrest, then signed the criminal information knowing that the statute of limitations had expired and that the charges lacked probable cause. She also alleged that he requested and refused to rescind the Governor’s Warrant knowing that Sands was not a fugitive.

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Sands v. McCormick, 502 F.3d 263, 2007 U.S. App. LEXIS 22218, 2007 WL 2701948 (3d Cir. 2007).

502 F.3d 263 (Sands v. McCormick) — published by Counsel Stack Legal Research, free access to 12M+ legal documents.

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