Samuel J. Jordon v. John J. Gilligan

500 F.2d 701, 4 Envtl. L. Rep. (Envtl. Law Inst.) 20382, 1974 U.S. App. LEXIS 7576, 18 Fed. R. Serv. 2d 1280
CourtCourt of Appeals for the Sixth Circuit
DecidedJuly 18, 1974
Docket73-1973
StatusPublished
Cited by147 cases

This text of 500 F.2d 701 (Samuel J. Jordon v. John J. Gilligan) is published on Counsel Stack Legal Research, covering Court of Appeals for the Sixth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Samuel J. Jordon v. John J. Gilligan, 500 F.2d 701, 4 Envtl. L. Rep. (Envtl. Law Inst.) 20382, 1974 U.S. App. LEXIS 7576, 18 Fed. R. Serv. 2d 1280 (6th Cir. 1974).

Opinion

JOHN W. PECK, Circuit Judge.

This opinion is filed vice the opinion filed April 25, 1974, pursuant to an order entered herein of even date herewith granting defendants-appellants’ motion for a rehearing and withdrawing the April 25, 1974 opinion.

This is an appeal from an order entered in the district court denying appellants’ motion to vacate a prior order of that court awarding attorneys’ fees against the State of Ohio. The appellants’ principal assertion is that the award was void since, under the Eleventh Amendment to the Constitution of the United States, the State was immune from the award, and the court was without jurisdiction to make it.

The record establishes that in November of 1971, Samuel Jordon filed a class action suit against the members of the Ohio Apportionment Board, a state body responsible for the decennial reapportionment of the Ohio legislature. Included as defendants were state officials and members of the Mahoning County Board of Elections in their official capacities. The State of Ohio was not a named defendant. Plaintiff sought, on behalf of the class of all Ohio voters, a declaratory judgment that a reapportionment plan adopted by the Board was constitutionally infirm, and he asked that injunctions requiring the Board to establish a revised plan that would satisfy applicable requirements be issued. Plaintiff also prayed for an award of attorneys’ fees against the defendants. Federal jurisdiction was invoked pursuant to 28 U.S.C. § 1343 for alleged violations of the Fourteenth and Fifteenth Amendments as implemented by 42 U.S. C. § 1983.

The Board’s original plan was declared unconstitutional by the three-judge district court convened to hear the case under the terms of 28 U.S.C. § 2281. The district court ordered appellants to submit a new plan that would *704 comply with state and federal constitutional demands. A revised plan was duly submitted to and approved by the court in December of 1971. After allowing appellees 60 days in which to file objections to the revised plan, the court entered a final order adopting it for the decennium.

Counsel for appellees filed applications for an award of attorneys’ fees and expenses in the combined amount of $27,272.65. The district court, in the absence of any objections to the applications from appellants, entered the following order on May 19,1972:

“Counsel for plaintiffs have made application for the allowance of attorney’s fees and expenses to date. There is no opposition to the amounts requested and they seem reasonable on their face.
“Therefore, the State of Ohio, through John J. Gilligan, Governor; collectively, in their official capacities, and as the persons responsible for apportioning the State of Ohio, are ordered and directed to pay attorney’s fees . . . . ”

Eight months passed and the judgment remained unpaid. On January 17, 1973, the district court ordered the award of attorneys’ fees and expenses taxed as costs against the State of Ohio. 1 2 Appel-lees filed a praecipe for a writ of fieri facias against a bank account maintained by the State at a bank in Cleveland, Ohio, and the court acted to enforce it by ordering the bank to pay the contested monies to the clerk of the court. 8

The appellants filed a motion to vacate the award of attorneys’ fees based on Rule 60(b) of the Federal Rules of Civil Procedure, and simultaneously filed a motion for stay of execution pending disposition of the Rule 60(b) motion. Shortly thereafter, but before the writ was enforced, the State paid the $27,272.65 judgment. In response to the voluntary payment, the district court vacated, by order, the attachment of the State’s bank account. The court also issued an order denying appellants' Rule 60(b) motion. It was from this denial that the present appeal was perfected.

Rule 60(b), Fed.R.Civ.P., provides in pertinent part as follows: “On motion and upon such terms as are just, the court may relieve a party from a final judgment, order, or proceeding for the following reasons: (4) the judgment is void .” If, as appellants assert, the award of attorneys’ fees and expenses against the State of Ohio was void for lack of jurisdiction, we must reverse. A void judgment is a legal nullity and a court considering a motion to vacate has no discretion in determining whether it should be set aside. See generally, 7 J. Moore, Federal Practice, ¶ 60.25 [2], at 301 (2d ed. 1973).

Before discussing the central issue in this case a few words of clarification are in order. This cause, insofar as the award of attorneys’ fees is concerned, although nominally against the chief executive and other officials of the State of Ohio, in substance and effect was against the State. 3 ****Any award of *705 attorneys’ fees, whether against the State of Ohio or its officials, vitally affects the rights and interests of the State in preserving its revenues. According to the general rule “a suit is against the sovereign if ‘the judgment sought would expend itself on the public treasury . . . .’ Land v. Dollar, 330 U.S. 731, 738, 67 S.Ct. 1009, 91 L.Ed. 1209 (1947) . . . .” Dugan v. Rank, 372 U.S. 609, 620, 83 S.Ct. 999, 1006, 10 L.Ed.2d 15 (1963); accord Dawkins v. Craig, 483 F.2d 1191 (4th Cir. 1973). And as this Court stated in Harrison Construction Co. v. Ohio Turnpike Com’n., 272 F.2d 337, 340 (6th Cir. 1959), “When the action is in essence one for the recovery of money from the state, the state is the real, substantial party in interest and is entitled to invoke its sovereign immunity from suit even though individual officials are nominal defendants.”

Appellants do not contend that state officials are immune from suits brought to restrain unconstitutional acts undertaken in their official capacities. The law clearly recognizes the right of an interested party to force state officials to act in accordance with the Constitution. Georgia R. R. and Banking Co. v. Redwine, 342 U.S. 299, 72 S.Ct. 321, 96 L.Ed. 335 (1952); Ex parte Young, 209 U.S. 123, 28 S.Ct. 441, 52 L.Ed. 714 (1908); Lee v. Board of Regents of State Colleges, 441 F.2d 1257 (7th Cir. 1971); Samuel v. University of Pittsburgh, 56 F.R.D. 435 (W.D.Pa.1972); Wright, Law of Federal Courts, § 48, at 183 (2d ed. 1970). Appellants do assert, however, that both a state and its.

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500 F.2d 701, 4 Envtl. L. Rep. (Envtl. Law Inst.) 20382, 1974 U.S. App. LEXIS 7576, 18 Fed. R. Serv. 2d 1280, Counsel Stack Legal Research, https://law.counselstack.com/opinion/samuel-j-jordon-v-john-j-gilligan-ca6-1974.