Salley v. Board of Governors

136 F.R.D. 417, 20 Fed. R. Serv. 3d 89, 1991 U.S. Dist. LEXIS 12460
District Court, M.D. North Carolina·Decided April 22, 1991·No. No. C-89-438-WS·Published·Cited by 16 cases

Opinion

ORDER

RUSSELL A. ELIASON, United States Magistrate Judge.

This matter comes before the Court on plaintiff’s motion to compel discovery and to determine the sufficiency of defendants’ objections to that discovery. It presents an issue of first impression, to wit: whether a telephonic facsimile transmission satisfies the requirements of Fed.R.Civ.P. 5(b) for the service of discovery requests.

On July 4, 1990, plaintiff served defendants with Requests for Admissions and a Supplemental Request for Production of Documents. Plaintiff served these documents using a telephonic facsimile transmission (hereinafter referred to as “fax”). The discovery requests were made more than thirty days prior to the end of discovery. On August 3, 1990, defendants objected to the Requests for Admissions on the grounds that they were not served in accordance with Fed.R.Civ. 5(b). Because discovery expired on August 17, 1990, plaintiff could not re-serve the discovery in sufficient time to allow defendants to respond to the admission requests prior to the end of discovery as required by L.R. 205(d).

Plaintiff claims that the fax transmission of documents meets the service requirements of Rule 5(b). Should the Court rule against it on this issue, plaintiff then states that it would be unfair not to make defendants respond to the discovery because defendants have responded to other discovery served by fax transmission and, indeed, responded to the document requests which accompanied the Requests for Admissions.

Defendants rest their case primarily on a literal and strict construction of Rule 5(b). Second, defendants state that plaintiff’s counsel was not unfairly surprised by their objection. Defendants relate that plaintiff’s counsel had previously been negligent in meeting his obligations and in basic courtesy to be accorded opposing counsel. As a result, defendants’ counsel, prior to the service of the disputed discovery requests, warned plaintiff’s counsel that they were now going by the rules and would “dot every ‘i’ and cross every ‘t’.”

Discussion

Rule 5(b) provides that service should be made upon the attorney if a party is represented by one. Service is to be accomplished by “delivering a copy to the attorney ... or by mailing it to the attorney ... at the attorney’s ... last known address or, if no address is known, by leaving it with the clerk of court.”

The rule specifically defines delivery to mean:

handing [the document] to the attorney or to the party; or leaving it at the attorney’s or party’s office with a clerk or other person in charge thereof; or, if there is no one in charge, leaving it in a conspicuous place therein; or, if the office is closed or the person to be served has no office, leaving it at the person’s dwelling house or usual place of abode with some person of suitable age and discretion then residing therein. (Emphasis added.)

Finally, when service is made by mail, the service is complete upon mailing.

[419] Plaintiff argues that the Court should construe Rule 5(b) to encompass fax transmissions as constituting a proper form of service. Telephonic facsimile transmissions are a process of electronically sending an exact copy of an image, through telecommunications, between copying machines. There is no need for an operator to be continuously on duty at the place of reception.

Plaintiff first argues that fax transmissions constitute a form of mailing and are, thus, covered by Rule 5(b). She contends that they are a form of electronic mail.1 Plaintiff contends that in this electronic age, the Court should accept electronic mail as being the same as mail delivered by the United States Postal Service. Alternatively, plaintiff argues that fax transmissions are tantamount to personal delivery as defined by Rule 5(b). Plaintiff points out that delivery under Rule 5(b) is not limited to handing a copy of the document to the attorney or his clerk, but may also be accomplished by “leaving it in a conspicuous place” if there is no one in charge of the office. Plaintiff argues that a fax machine constitutes a conspicuous place in the office which ah attorney is required to check periodically by virtue of the implications arising from the attorney having such a machine to receive documents.

Defendants strenuously urge that the Court not accept fax transmissions as meeting the service requirements of Rule 5(b). They argue that this type of decision should be left for resolution by the Advisory Committee on Rules. Defendants point out that fax transmissions are not 100% error free. Counsel relates anecdotal stories where not all pages of a transmission were received, either because of operator error, machine error, or telephone line transmission problems.

Plaintiff counters with an argument that fax transmissions are such an important part of everyday life in the practice of law, that this Court should recognize and approve fax transmissions as coming within Rule 5(b)’s definition of service. She points out that mail sometimes may be lost or not received and the problems with fax transmissions are no greater than that encountered by mailing items through the United States Postal Service. Finally, plaintiff contends that holding fax transmissions to be encompassed by Rule 5(b) will further the goal of “just, speedy, and inexpensive determination[s]” as required by Fed.R. Civ.P. 1.

While service by fax transmission may be the wave of the future, the decision, as to whether it should constitute one of Rule 5(b)’s service options, is best left to the Advisory Committee on the Rules. The Court finds several problems with plaintiff’s request that the Court accept fax transmissions as constituting proper service. First, the Court must determine whether a fax transmission constitutes a form of mail or a form of delivery. This is important because service by mail is complete upon the mailing. In addition, if a fax transmission is considered to be a species of mail, then Fed.R.Civ.P. 6(e) would provide a party with three additional days to respond to the discovery request or other obligation. Yet, this three day extension would seem to be unnecessary because fax transmissions are immediately delivered, whereas mailed documents take additional time to be received.

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Salley v. Board of Governors, 136 F.R.D. 417, 20 Fed. R. Serv. 3d 89, 1991 U.S. Dist. LEXIS 12460 (M.D.N.C. 1991).

136 F.R.D. 417 (Salley v. Board of Governors) — published by Counsel Stack Legal Research, free access to 12M+ legal documents.

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