Wilkens v. Johnson

238 F.3d 328, 48 Fed. R. Serv. 3d 664, 2001 U.S. App. LEXIS 51
Court of Appeals for the Fifth Circuit·Decided January 4, 2001·No. 99-41180·Published·Cited by 26 cases

Opinions

[329] WIENER, Circuit Judge:

“Rule 4(a)(1) of the Federal Rules of Appellate Procedure provides that a party who wants to appeal a judgment or order entered in a civil case must file a notice of appeal with the clerk of the district court within 30 days after the date of entry of the judgment or order from which the appeal will be taken. Rules 4(a)(5) and (6) provide that the district court may, upon motion, extend [or reopen] the time for filing a notice of appeal. Rule 4(a)(5) is available to a party who shows excusable neglect or good cause for failing to file within the 30 days provided; Rule 4(a)(6) may be applied where the court finds that the moving party did not receive notice of the entry of a judgment or order ‘from the [district court] or any party within 21 days of its entry’ and that no other party would be prejudiced by allowing the filing of a late notice of appeal. Relief under 4(a)(6) is available only ‘upon motion filed within 180 days of entry of the judgment or order or within 7 days of receipt of such notice, whichever is earlier.’ ”

“This case raises the question whether the seven-day filing window of Rule 4(a)(6) is opened when a party receives [fax] notice of the entry of a judgment or order from [the district court].”1 For the reasons hereafter set forth, we answer that question in the affirmative and dismiss this appeal.

I.

FACTS AND PROCEEDINGS

Petitioner-Appellant James Joseph Wilkens, Jr. is currently on death row in Texas awaiting execution after being con-' victed and sentenced to death by a state court jury in Texas. Presumably having exhausted his direct and collateral appeals under state law, Wilkens sought habeas relief in federal district court. On June 18, 1999, the district court entered judgment denying Wilkens’s petition. Although an entry in the district court’s docket sheet for this case reflects that the clerk mailed copies of the Final Judgment and Denial of Motions (the “judgment”) to the attorneys of record that same day,2 counsel for Wilkens avers that he never received a copy until, at the request of the staff attorney for the district court, a copy was “faxed” to him by the court on September 7,1999.3

A subsequent docket entry, this one dated October 7, 1999, confirms that Wilkens filed a Motion for Leave to File Late Notice of Appeal on October 4, 1999. Docket entries dated October 13, 1999 reflect three filings on October 12, 1999:(1) The district court’s order granting Wilkens’s October 4 motion, (2) Wilkens’s notice of appeal (“NOA”), and (3) Wilkens’s motion to proceed in forma pauperis (“IFP”) on appeal. In November, the court granted Wilkens’s motion to proceed IFP on appeal and issued a certificate of appealability (“COA”).

II.

ANALYSIS

A threshold question implicit in every ease that comes before us is whether [330] we have appellate jurisdiction. Respondent-Appellee Johnson has not questioned our jurisdiction; on the contrary, he has filed a “Non-Opposition to Petitioner’s Out-of-Time Appeal” declining, “in the interest of justice,” to oppose appellate review of the district court’s judgment. Even absent a challenge by a litigant, however, we must examine the basis of our jurisdiction sua sponte4: A party cannot waive a defect in appellate jurisdiction;5 neither can jurisdiction be created by mutual consent -of the parties.6 The timely filing of a valid NOA is a mandatory precondition to the exercise of appellate jurisdiction.7 Consequently, we must determine whether Wilkens’s NOA is somehow sufficient to satisfy this mandatory prerequisite to our hearing his case on appeal even though his NOA was not filed until almost four months after entry of judgment. Central to this inquiry is whether the district court’s October 12, 1999 order granting Wilkens’s October 4 motion for leave to file his NOA out of time is valid; if it is not, then neither is Wilkens’s NOA or the district court’s subsequently granted COA.

Notwithstanding the reason for a petitioner’s being in custody — here, his conviction of a crime punishable by death — a petition for a writ of habeas corpus filed in federal court is a civil proceeding.8 Thus the Federal Rules of Civil Procedure (“Fed.R.Civ.P.”) govern habeas proceedings in the district court, and the civil provisions of the Federal Rules of Appellate Procedure (“Fed.R.App.P.”) govern habeas proceedings on appeal.

The judgment of the district court in this case was entered on June 18, 1999; Wilkens’s NOA was not filed until October 12, 1999, considerably more than the specified maximum of 30 days after entry of judgment.9 We are without jurisdiction to hear Wilkens’s appeal, then, unless his late-filed NOA is somehow rescued by proceedings that comply with Rule 4(a)’s provisions for extending10 or reopening11 the time within which to file an NOA. A non-federal party to civil litigation in federal district court who fails to file an NOA within Rule 4(a)(l)’s 30-day period following entry of the order or judgment from which an appeal is sought still has available two lifelines for rescuing his appeal through a late-filed notice of appeal. One is the extension lifeline specified in Rule 4(a)(5) (“section (5)”), and the other is the reopening lifeline specified in Rule 4(a)(6) (“section (6)”).

Section (5) makes clear that the only time the district court is empowered to toss the extension lifeline to a putative appellant is when a motion seeking extension is filed no later than 30 days after expiration of the original 30 days specified in Rule 4(a)(1)(A), i.e., no later than 60 days after entry of the order or judgment from which appeal is sought. Only then can the district court even consider whether either of section (5)’s two exclusive grounds for granting such an extension— excusable neglect or good cause — has been demonstrated. As Wilkens did not file a motion for extension of time to file his NOA within 60 days following the June 18, 1999 entry of judgment, section (5)’s lifeline for extending the time for filing an NOA had ceased to be available to Wilkens [331] or to the district court long before October, 1999.

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Wilkens v. Johnson, 238 F.3d 328, 48 Fed. R. Serv. 3d 664, 2001 U.S. App. LEXIS 51 (5th Cir. 2001).

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