Ryan v. Dist. of Columbia
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Opinion
KETANJI BROWN JACKSON, United States District Judge
Plaintiff Gene Ryan ("Ryan") is an employee of the District of Columbia Fire and Emergency Medical Services Department ("FEMS" or "the Department"). Ryan claims that he uncovered "widespread waste, fraud, and negligence within [FEMS]" while acting as the Department's EMS Oversight Officer, and that shortly after he publicly disclosed what he perceived to be the Department's internal deficiencies, Defendant Kenneth Ellerbe-then Chief of FEMS-removed him from the oversight position and returned him to his previous position of fulltime Firefighter-Paramedic. (Am. Compl., ECF No. 5, ¶ 3.) Ryan purportedly persisted in reporting instances of wrongdoing within FEMS, after which he was allegedly subjected to "baseless charges and investigations, threats to his person and his career, and other forms of adverse employment actions[.]" (Id. )
Ryan has filed the instant two-count complaint against Ellerbe and David Miramontes (the former Assistant Chief and Operational Medical Director of FEMS), in their official capacities as Department employees, and also against the District of Columbia ("the District") (collectively, "Defendants"). (See id. ¶ 1.) Ryan's complaint alleges that Defendants unlawfully retaliated against him in violation of the District of Columbia Whistleblower Protection Act ("DCWPA"),
Before this Court at present is Defendants' motion for summary judgment as to each of Ryan's claims. (See Defs.' Revised Mot. for Summ. J. ("Defs.' Mot."), ECF No. 31; Mem. in Supp. of Defs.' Revised Mot. for Summ. J. ("Defs.' Mem."), ECF No. 31-4.) With respect to Ryan's federal cause of action, Defendants point out that Ryan is required to demonstrate "that a municipal 'policy' or 'custom' violated the First Amendment" (Defs.' Mem. at 21), and they maintain that there is "no evidence" that any "final policy maker" here "acted in such a way to create a policy of retaliating against employees for speech[,]" or that Ellerbe, the District's Fire Chief, "even ... had the final say with regard to policy" (id. ).1 For the reasons explained below, this Court agrees with Defendants that Ryan has failed to demonstrate that Ellerbe was a final policymaker whose actions can be imputed to the District of Columbia, or that the District adopted a custom or practice that led to the alleged constitutional harms, or that the District adopted a policy of inaction or was otherwise deliberately indifferent to the risk that its agents would violate the constitutional rights of Ryan or others. Therefore, this Court finds that Ryan has failed to make the requisite showing of section 1983 municipal liability in support of the First Amendment claim, such that summary judgment must be granted in Defendants' favor with respect to the sole federal claim in the instant complaint.
This Court further concludes that the equitable factors of judicial economy, convenience, fairness, and comity weigh against the retention of this case through the discretionary exercise of the Court's supplemental jurisdiction over the remaining state-law DCWPA claim. Accordingly, Defendants' motion will be GRANTED IN PART , and summary judgment will be entered in Defendants' favor with respect to the First Amendment claim (Count II), and the remaining state-law claim (Count I) will be DISMISSED WITHOUT PREJUDICE , leaving Ryan with the option of refiling the DCWPA claim in the appropriate local court, should he so choose. A separate Order consistent with this Memorandum Opinion will follow.
I. BACKGROUND
A. Basic Facts And Allegations2
Ryan alleges he was hired by FEMS as a fulltime Firefighter-Paramedic in October of 2010 (see Am. Compl. ¶ 18), and that, in March of 2012, at the behest of Ellerbe, he assumed a new role as the Department's EMS Oversight Officer (see
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KETANJI BROWN JACKSON, United States District Judge
Plaintiff Gene Ryan ("Ryan") is an employee of the District of Columbia Fire and Emergency Medical Services Department ("FEMS" or "the Department"). Ryan claims that he uncovered "widespread waste, fraud, and negligence within [FEMS]" while acting as the Department's EMS Oversight Officer, and that shortly after he publicly disclosed what he perceived to be the Department's internal deficiencies, Defendant Kenneth Ellerbe-then Chief of FEMS-removed him from the oversight position and returned him to his previous position of fulltime Firefighter-Paramedic. (Am. Compl., ECF No. 5, ¶ 3.) Ryan purportedly persisted in reporting instances of wrongdoing within FEMS, after which he was allegedly subjected to "baseless charges and investigations, threats to his person and his career, and other forms of adverse employment actions[.]" (Id. )
Ryan has filed the instant two-count complaint against Ellerbe and David Miramontes (the former Assistant Chief and Operational Medical Director of FEMS), in their official capacities as Department employees, and also against the District of Columbia ("the District") (collectively, "Defendants"). (See id. ¶ 1.) Ryan's complaint alleges that Defendants unlawfully retaliated against him in violation of the District of Columbia Whistleblower Protection Act ("DCWPA"),
Before this Court at present is Defendants' motion for summary judgment as to each of Ryan's claims. (See Defs.' Revised Mot. for Summ. J. ("Defs.' Mot."), ECF No. 31; Mem. in Supp. of Defs.' Revised Mot. for Summ. J. ("Defs.' Mem."), ECF No. 31-4.) With respect to Ryan's federal cause of action, Defendants point out that Ryan is required to demonstrate "that a municipal 'policy' or 'custom' violated the First Amendment" (Defs.' Mem. at 21), and they maintain that there is "no evidence" that any "final policy maker" here "acted in such a way to create a policy of retaliating against employees for speech[,]" or that Ellerbe, the District's Fire Chief, "even ... had the final say with regard to policy" (id. ).1 For the reasons explained below, this Court agrees with Defendants that Ryan has failed to demonstrate that Ellerbe was a final policymaker whose actions can be imputed to the District of Columbia, or that the District adopted a custom or practice that led to the alleged constitutional harms, or that the District adopted a policy of inaction or was otherwise deliberately indifferent to the risk that its agents would violate the constitutional rights of Ryan or others. Therefore, this Court finds that Ryan has failed to make the requisite showing of section 1983 municipal liability in support of the First Amendment claim, such that summary judgment must be granted in Defendants' favor with respect to the sole federal claim in the instant complaint.
This Court further concludes that the equitable factors of judicial economy, convenience, fairness, and comity weigh against the retention of this case through the discretionary exercise of the Court's supplemental jurisdiction over the remaining state-law DCWPA claim. Accordingly, Defendants' motion will be GRANTED IN PART , and summary judgment will be entered in Defendants' favor with respect to the First Amendment claim (Count II), and the remaining state-law claim (Count I) will be DISMISSED WITHOUT PREJUDICE , leaving Ryan with the option of refiling the DCWPA claim in the appropriate local court, should he so choose. A separate Order consistent with this Memorandum Opinion will follow.
I. BACKGROUND
A. Basic Facts And Allegations2
Ryan alleges he was hired by FEMS as a fulltime Firefighter-Paramedic in October of 2010 (see Am. Compl. ¶ 18), and that, in March of 2012, at the behest of Ellerbe, he assumed a new role as the Department's EMS Oversight Officer (see
Ryan alleges that Ellerbe, Miramontes, and other FEMS management harassed him and retaliated against him due to the various reports and disclosures that he made, including by, inter alia , removing him as the EMS Oversight Officer (see Am. Compl. ¶¶ 3, 89); denying his requests to attend education and other training programs (see
B. Procedural History
Ryan filed the instant amended complaint against Defendants on June 16, 2014. (See generally Am. Compl.) As to the complaint's sole federal cause of action, Ryan alleges that his disclosures of the Department's purported deficiencies constituted a lawful exercise of his "First Amendment right to speak on matters of public concern" (id. ¶ 245; see also
The parties have completed discovery, and Defendants have now filed a motion for summary judgment with respect to all of Ryan's claims. (See generally Defs.' Mot.; Defs.' Mem.) As relevant here, Defendants argue that, even assuming arguendo that Ryan's disclosures were protected speech, and that his First Amendment rights were violated as a result of the disclosures, the District cannot be held liable under
Defendants' motion for summary judgment is now ripe for this Court's review. (See generally Defs.' Mot.; Defs.' Mem.; Pl.'s Opp'n; Defs.' Reply to Pl.'s Revised Opp'n to Defs.' Revised Mot. for Summ. J., ECF No. 37.)
II. LEGAL STANDARDS
A. Summary Judgment
Federal Rule of Civil Procedure 56 provides that a court shall grant summary judgment "if the movant shows that there is no genuine dispute as to any material fact and the movant is entitled to judgment as a matter of law." Fed. R. Civ. P. 56(a). "A fact is material if it 'might affect the outcome of the suit under the governing law,' and a dispute about a material fact is genuine 'if the evidence is such that a reasonable jury could return a verdict for the nonmoving party.' " Steele v. Schafer ,
B. Section 1983 Actions And Municipal Liability
In Count II of his complaint, Ryan contends that Defendants are liable under
*341As a general matter, a prima facie case under section 1983"requires a showing that a person acting under the color of state law caused a deprivation of a constitutional right or federal law." Sledge v. District of Columbia ,
With respect to the second prong of the inquiry, a municipality cannot be held liable under section 1983 through respondeat superior or vicarious liability. See id. at 26-27. Instead, "a city can be held liable under Section 1983-either directly or in its role as a supervisor of the employees who undertake unconstitutional actions-only when its own policy or custom inflicts the injury." Id. at 27 (emphasis in original) (alterations, internal quotation marks, and citation omitted). Thus, to hold a municipality liable under section 1983 for an alleged constitutional violation, a plaintiff must demonstrate "that a custom or policy of the municipality caused the violation." Blue v. District of Columbia ,
To this end, "[t]here are four basic categories of municipal action a plaintiff may rely [up]on to establish municipal liability." Sledge ,
III. ANALYSIS
Ryan contends that the District is liable under section 1983 for violating his First Amendment right to free speech based on unlawful retaliation allegedly perpetrated by FEMS management, including Ellerbe, Miramontes, and a slew of other FEMS supervisors. (See Am. Compl. ¶¶ 243-54.) Ryan's section 1983 claim is against the District and Ellerbe and Miramontes in their official capacities; hence, it is a municipal liability claim. See Monell ,
For the reasons explained fully below, this Court concludes that Ryan has failed to adduce sufficient evidence to establish that the alleged retaliatory acts resulted from any custom or policy of the District under any of the "four basic categories of municipal action a plaintiff may rely on to establish municipal liability[,]" Sledge ,
A. Ryan Has Not Established A Basis For Municipal Liability Against the District
Ryan's amended complaint is devoid of any reference to a "custom" or "policy" whatsoever, and it does not allege-even in conclusory terms-that it was a custom or policy of the District that was the moving force behind Ryan's injuries. That deficiency alone can "doom[ ] his municipal liability claim." Winder v. Erste ,
1. Ellerbe Did Not Possess Authority Sufficient To Create Any Final District Policy That Caused Ryan's Alleged Harms
Ryan's most lucid argument for why a policy of the District was the moving force behind the First Amendment violations he alleges-raised for the first time in his opposition brief-is that Ellerbe "can reasonably be considered as a policymaker by virtue of his utter disregard of the personnel policies in place and his decisions to let management, including Dr. Miramontes, take disciplinary actions that fly in the face of established guidance and have no legitimate basis in order to retaliate against Plaintiff." (Pl.'s Opp'n at 53.) Thus, Ryan appears to believe that a municipal employee's alleged actions and decisions can themselves qualify the employee as a "policymaker" for municipal liability purposes, but he provides no authority for this contention-which is not surprising, as it is not the law.
Rather, "whether a particular official has final policymaking authority is a question of state law[,]" and "the identification of those officials whose decisions represent the official policy of the local governmental unit" concerning the alleged unconstitutional action is "a legal question to be resolved by the trial judge before the *343case is submitted to the jury." Jett v. Dallas Indep. Sch. Dist. ,
Ryan does not cite any provision of the D.C. Code, or any other evidence, to support his bald assertions that Ellerbe "created a policy of retaliating against employees for exercising their right to free speech" and "had a final say with regard to that policy." (Pl.'s Opp'n at 53.) The most likely reason for Ryan's omission of any such evidence is that none exists; indeed, to the contrary, it appears that Ellerbe did not possess final policymaking authority with regard to the alleged retaliatory acts. Chapter 4 of Title 5 of the D.C. Code (which establishes many of the rules and regulations that govern FEMS) does not delegate to the Fire Chief the kind of broad employment, personnel, and discipline-related policymaking authority that courts have found necessary in order for the head of an agency to qualify as a final policymaker for purposes of municipal liability. In fact, that authority is specifically reserved elsewhere: section 5-402 of the D.C. Code expressly empowers the District's Mayor to "appoint, assign to such duty or duties as he may prescribe, promote, reduce, fine, suspend, with or without pay, and remove all officers and members of [FEMS], according to [ ] rules and regulations" that "the Council of the District of Columbia, in its exclusive jurisdiction and judgment[,]" establishes.
Other provisions of Chapter 4 further reveal the broad authority that the Mayor and the D.C. Council have over personnel-related matters within the D.C. Fire Department. See, e.g.,
*344Accordingly, "[c]entral" to this Court's analysis of Ryan's First Amendment municipal liability claim is "whether the D.C. Code specifically grants authority to [Ellerbe] to promulgate administrative rules ... or policies and procedures[,]" or whether his "discretionary decisions are constrained by policies not of [his own] making." Jones v. District of Columbia ,
Ryan nonetheless argues that Ellerbe should be deemed a policymaker under Steinberg v. District of Columbia ,
Other decisions within this District and elsewhere confirm that the Chief of FEMS is generally not held to be a final policymaker for purposes of alleged municipal liability regarding personnel decisions. In Coleman v. District of Columbia ,
In short, while Ellerbe (and his designees) were undoubtedly authorized to discipline Ryan and to make some of the personnel decisions relating to his employment, there is simply nothing in Ellerbe's job duties as identified in the D.C. Code or in the limited evidence Ryan proffers that supports the conclusion that Ellerbe had the authority to set new employment policy for the District. As a result, Ellerbe's alleged actions cannot be imputed to the District for the purpose of municipal liability.
2. The Record Contains No Evidence That The District Had A Policy Or Custom Of Retaliating Against Protected First Amendment Speech
Setting aside the question of whether or not Ellerbe was a final policymaker such that his alleged actions in regard to Ryan's employment qualify as District policy for the purpose of municipal liability, Ryan's section 1983 claim might also be sustained if the record evidence demonstrates that the alleged constitutional *346violation is so commonplace that it can reasonably be deemed a customary practice of the District. See Blue ,
This Court easily concludes that Ryan has failed to provide enough evidence to demonstrate that the District had a municipal custom or policy of retaliating against employees for exercising their First Amendment rights. Indeed, Ryan makes only the conclusory allegation that a policy of retaliating against employees for exercising their First Amendment right to free speech exists (see, e.g. , Pl.'s Opp'n at 53), and he has not "pointed to any other employee who suffered similar retaliation[,]" nor has he demonstrated that the alleged retaliatory actions were widespread or pervasive. Jones v. Quintana ,
To be sure, "no hard and fast rule exists for the number of examples" of similar unconstitutional actions against other employees a plaintiff must provide in order for a court "to find it plausible that FEMS undertook a consistent policy of [enabling or encouraging constitutional] violations," but this Court "is confident that one example"-which is still one more than Ryan has provided-"coupled with a conclusory allegation[,] is insufficient[.]" Coleman ,
3. The Record Contains No Evidence That The District Was Deliberately Indifferent To A Pattern Of Unconstitutional Conduct
Nor has Ryan taken any steps toward establishing that the District failed "to respond to a need ... in such a manner as to show deliberate indifference to the risk that not addressing the need will *347result in constitutional violations." Blue ,
To the extent that Ryan argues Ellerbe "did nothing" to stop the alleged retaliatory actions, "condoned" those actions, and "fail[ed] to intervene in any way" (Pl.'s Opp'n at 52), neither Ellerbe nor any of the other individuals at FEMS were policymakers whose conduct can be attributed to the District for municipal liability purposes. (See supra Part III.A.1.) And Ryan has not pointed to any evidence that the District, the Mayor, the Council, or anyone with final policymaking authority knew or should have known that Ryan's constitutional rights were being violated.4 Ryan certainly has not shown that the District was "faced with actual or constructive knowledge that its agents [ ] probably violate constitutional rights[,]" and nonetheless "adopted a policy of inaction[,]" as is required for a municipality to be held liable based on its deliberate indifference. Hamilton ,
Ryan's failure to point to any retaliatory acts other than those allegedly visited upon himself is another reason why he has not successfully pinned deliberate indifference municipal liability on the District. As a general matter, "proof of a single incident of unconstitutional activity is not sufficient to impose" municipal liability under section 1983, and "simply citing to [the] plaintiff's own experiences does not demonstrate that [he] was the victim of a policy or custom that caused [him] to suffer injury." Sledge ,
The bottom line is this: there is no evidence in the instant record that the District has "adopt[ed] a policy of inaction" in the face of knowledge that FEMS officials routinely retaliate against the protected speech of that Department's employees. Warren v. District of Columbia ,
B. Equitable Considerations Weigh Against The Exercise Of The Court's Supplemental Jurisdiction Over The Remaining State-Law Claim
Having concluded that Defendants are entitled to summary judgment with respect to Ryan's constitutional claims based on his failure to demonstrate that any custom or policy of the District caused his alleged First Amendment injuries, Ryan's sole remaining claim sounds in state, not federal, law. This Court has jurisdiction over the DCWPA claim that Ryan has brought under
"General equitable factors guide the decision whether to exercise supplemental jurisdiction, including judicial economy, convenience, fairness, and comity." Pollard v. District of Columbia ,
This Court has determined that the applicable factors weigh in favor of declining to exercise supplemental jurisdiction over Ryan's remaining claim. To begin with, this Court has reached its conclusion regarding the need to award summary judgment to the District on the federal *349claim without considering the facts and circumstances underpinning Ryan's DCWPA allegations. Indeed, although this case has had a protracted procedural history in federal court, this Court has developed no familiarity with the issues presented by Ryan's state-law claim, nor has it invested time and resources on that claim, because there is no overlap between the arguments and evidence supporting Ryan's DCWPA claim and the municipal liability issues that his federal claim presents. Judicial economy therefore does not weigh against dismissal. See Shekoyan v. Sibley Int'l ,
Considerations of comity also point in favor of allowing Ryan to pursue his claim in state court. See Steinberg v. District of Columbia ,
These and other similar considerations lead this Court to conclude that Ryan's DCWPA claim should be dismissed without prejudice. Ryan may bring that claim, if he so chooses and if it is not otherwise barred, in the appropriate local court. See, e.g. , Powers-Bunce v. District of Columbia ,
IV. CONCLUSION
For the reasons explained above, this Court finds there is no evidence "that a custom or policy of the [District]" caused the alleged violations of Ryan's constitutional rights, Blue ,
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