Russo v. CVS Pharmacy, Inc.

201 F.R.D. 291, 2001 U.S. Dist. LEXIS 13474, 2001 WL 872878
CourtDistrict Court, D. Connecticut
DecidedJuly 19, 2001
DocketNo. 3:00CV1852(JBA)
StatusPublished
Cited by17 cases

This text of 201 F.R.D. 291 (Russo v. CVS Pharmacy, Inc.) is published on Counsel Stack Legal Research, covering District Court, D. Connecticut primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Russo v. CVS Pharmacy, Inc., 201 F.R.D. 291, 2001 U.S. Dist. LEXIS 13474, 2001 WL 872878 (D. Conn. 2001).

Opinion

MEMORANDUM OF DECISION (DOC. # 49)

ARTERTON, District Judge.

In this § 1983 action, plaintiff seeks monetary damages and equitable relief for Fourth Amendment violations resulting from the alleged warrantless seizure óf his private pharmaceutical records. According to plaintiffs complaint, defendant Flaherty and other state and federal officials obtained his patient profile and prescription list from defendant CVS Pharmacy, as well as a number of other pharmacies in the Hartford area, “without presenting a valid warrant or other legitimate legal process.” Substitute Amended Complaint, U1Í 9, 11-13, 15-27. Plaintiff now moves for certification of the following classes:

1) The Plaintiff Class, represented by Nicholas 0. Russo, Jr.: Plaintiff and all others similarly situated in the United States whose Fourth Amendment rights and right to privacy were violated by the distribution and procurement of private pharmaceutical records by the pharmacies to law enforcement without a valid warrant in violation of the Fourth Amendment and the Fourteenth Amendment to the United States Constitution.
2) The Law Enforcement Class, represented by Jeffrey Flaherty: All law enforcement agencies and officials in the United States who wrongfully searched and seized pharmaceutical records without a valid warrant or legitimate legal process in violation of the Fourth Amendment and the Fourteenth Amendment to the United States Constitution.
3) The Pharmacy Class, represented by CVS Pharmacy, Inc.: All pharmacies in the United States who invaded their patrons’ right to privacy by distributing pharmaceutical records without the authority to do so.

Pl.Mem. (Doc. # 50) at 2. Defendants oppose class certification, arguing that the requirements of Fed.R.Civ.P. 23 have not been met for all three classes.

Discussion

A party seeking class certification bears the burden of demonstrating that the class satisfies the prerequisites of Fed.R.Civ.P. 23(a): numerosity, commonality, typicality, and adequacy of representation. See Fed.R.Civ.P. 23(a); Marisol A. v. Giuliani, 126 F.3d 372, 375 (2d Cir.1997). Furthermore, the party seeking certification must qualify under one of three criteria set forth in Rule 23(b). See Comer v. Cisneros, 37 F.3d 775, 796 (2d Cir.1994). A court should only grant a motion to certify a proposed class if it “is satisfied, after a rigorous analysis, that the prerequisites of Rule 23(a) have been satisfied.” Gen. Tel. Co. of the Southwest v. Falcon, 457 U.S. 147, 161, 102 S.Ct. 2364, 72 L.Ed.2d 740 (1982). However, the law in the Second Circuit favors the liberal construction of Rule 23 and courts may exercise broad discretion when they determine whether to certify a class. See Gary Plastic Packaging Corp. v. Merrill Lynch, 903 F.2d 176, 179 (2d Cir.1990). The Court will consider each proposed class in turn.

A. Plaintiff Class

1. Numerosity

Rule 23(a) requires a finding that the numerosity of injured persons makes joinder of all class members “impracticable.” Robidoux v. Celani, 987 F.2d 931, 935 (2d Cir.1993). Impracticable does not mean impossible, but simply difficult or inconvenient. See id.; Reynolds v. Giuliani, 118 F.Supp.2d 352, 388 (S.D.N.Y.2000). “There is no magic minimum number that will breathe life into a class,” Jones v. CCH-LIS Legal Information Servs., 1998 WL 671446, *1 (S.D.N.Y. Sept.28, 1998), but generally, courts will find a class sufficiently numerous when it comprises forty or more members. Robidoux, 987 F.2d at 936; Martin v. Shell Oil, 198 F.R.D. 580, 590 (D.Conn.2000). However, an estimate that is based on speculation is insufficient. See Deflumer v. Overton, 176 F.R.D. 55, 58-59 (N.D.N.Y.1997) (holding that “pure speculation ... is insufficient to satisfy [movant’s] burden”); see also Demarco v. Edens, 390 F.2d 836, 845 (2d Cir.1968) (disapproving maintenance of class action where assertions [295]*295of numerosity and impracticability are “pure speculation”). As plaintiff bears the burden of demonstrating numerosity, he must show “some evidence of or reasonably estimate the number of class members,” but in assessing numerosity a court may make “common sense assumptions” without the need for “precise quantification of the class.” Pecere v. Empire Blue Cross & Blue Shield, 194 F.R.D. 66, 69 (E.D.N.Y.2000), citing Le-Grand v. New York City Transit Auth., No. 95-CV-0333, 1999 WL 342286, *3 (E.D.N.Y. May 26, 1999).

Plaintiffs Substitute Amended Complaint is bereft of any class allegations, and contains no indication that the pharmaceutical records of any other individuals were disclosed in violation of the Fourth Amendment. In his brief, plaintiff argues that because his complaint “alleges a pattern of abuse of power by Defendant law enforcement (sic) and Defendant pharmacies,” and because “Defendant’s own pharmacists have stated that Plaintiff was not the only victim of such abuse of power,” the numerosity requirement is met. The only “pattern” alleged in the Complaint, however, is that Flaherty and other law enforcement officials were able to obtain Russo’s pharmaceutical information from a number of different pharmacies without a warrant. The pattern follows Russo, not any other individual, and it would be unreasonable to assume that because Russo has had his records unlawfully seized, a significant number of others must have suffered the same treatment such that numerosity can be inferred. The unattributed statement of “Defendant’s own pharmacists” is similarly insufficient to demonstrate numerosity, even if an allegation to this effect had been included in the Complaint or proffered by means of some form of competent evidence, such as an affidavit. That plaintiff is “not the only victim” of the alleged unlawful seizures does not mean that other “victims” are numerous, much less so numerous that joinder would be impracticable.

Plaintiff also cites case law holding that geographical dispersion of members is a factor weighing in favor of a numerosity finding, contending that “[i]n view of the large number of geographically dispersed class members throughout the United States whose civil rights and right of privacy were violated,” the numerosity requirement is satisfied. Pl.Mem. at 7. Plaintiff cannot predicate a numerosity finding on the mere statement of counsel in a brief that the putative class members are geographically dispersed, absent some indication that such class members actually exist. If plaintiff has provided no basis for an assumption that the records of other individuals were obtained by the law enforcement officials listed in his complaint, he has certainly provided no basis for an assumption that other, unnamed law enforcement officials in other states engaged in such conduct.

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Cite This Page — Counsel Stack

Bluebook (online)
201 F.R.D. 291, 2001 U.S. Dist. LEXIS 13474, 2001 WL 872878, Counsel Stack Legal Research, https://law.counselstack.com/opinion/russo-v-cvs-pharmacy-inc-ctd-2001.