Casale v. Kelly

257 F.R.D. 396, 2009 U.S. Dist. LEXIS 50304, 2009 WL 1585002
CourtDistrict Court, S.D. New York
DecidedJune 1, 2009
DocketNo. 08 Civ. 2173(SAS)
StatusPublished
Cited by35 cases

This text of 257 F.R.D. 396 (Casale v. Kelly) is published on Counsel Stack Legal Research, covering District Court, S.D. New York primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Casale v. Kelly, 257 F.R.D. 396, 2009 U.S. Dist. LEXIS 50304, 2009 WL 1585002 (S.D.N.Y. 2009).

Opinion

AMENDED OPINION AND ORDER

SHIRA A. SCHEINDLIN, District Judge.

Paul Casale and Anthony Garcia (“named plaintiffs”) assert that Raymond W. Kelly, Police Commissioner of the New York City Police Department (“NYPD”); the City of New York; and unnamed NYPD personnel (collectively “defendants”) have violated and continue to violate their Fourth, Fifth, and Fourteenth Amendment rights and the rights of those similarly situated' — and have falsely arrested and maliciously prosecuted them— by enforcing provisions of New York State’s loitering law declared unconstitutional over twenty years ago. This lawsuit addresses the legal consequences of an unlawful summons, the capability of a municipality to control its police and prosecutors, and the ability of the poor to bring collective actions.

Named plaintiffs now move to certify two classes pursuant to Federal Rule of Civil Procedure 23. Under Rule 23(b)(2), plaintiffs seek to represent a class consisting of “all persons who have been or will be arrested, charged, or prosecuted for a violation of New York Penal Law §§ 240.35(3) and/or 240.35(7) in New York City after those statutes were declared unconstitutional.”1 Under Rule 23(b)(3), named plaintiffs also seek to represent a class limited to those previously arrested, charged, or prosecuted within the statute of limitations period.2 For the reasons that follow, named plaintiffs’ motion is granted in full.

I. BACKGROUND

A. Enforcement of New York Penal Law Section 240.35(3)

New York Penal Law section 240.35(3) states, “A person is guilty of loitering when he [ljoiters or remains in a public place for the purpose of engaging, or soliciting another person to engage, in oral sexual conduct, anal sexual conduct or other sexual behavior of a deviate nature.” In 1983, the New York Court of Appeals struck down the statute as unconstitutional, on the basis that the “object of the loitering statute is to punish conduct anticipatory to the act of consensual sodomy,” which itself is not constitutionally punishable.3 Despite judicial invalidation, the State of New York has not formally repealed this provision.4

Between 1983 and 2007, the District Attorneys’ Offices of the five counties that make up New York City brought 4,750 prosecutions resulting from arrests that included charges under section 240.35(3), of which 2,185 charged only a violation of section 240.35(3).5 During that time period, 2,550 individuals were convicted for violating the unconstitutional provision.6 Apart from convictions, these prosecutions resulted in the issuance of 1,510 bench warrants, payment of $69,516 in cash bail, sentences of $192,981 in fees, fines, and surcharges, and 16,396 court appearances.7 Most recently, the Queens County District Attorney’s Office brought a prosecution charging a violation of section 240.35(3) arising from a January 9, 2006 arrest.8

[402]*402Apart from prosecutions, solely between 1999 and 2007 NYPD officers issued 9,693 summonses charging violations of section 240.35(3), resulting in the issuance of 5,391 bench warrants, sentences of $71,145 in fees, fines, and surcharges, and 21,576 court appearances.9 As of December 8, 2008, the most recent NYPD summons charging section 240.35(3) had been issued on November 20, 2008.10

B. Enforcement of New York Penal Law Section 240.35(7)

New York Penal Law section 240.35(7) states, “A person is guilty of loitering when he [ljoiters or remains in any transportation facility, or is found sleeping therein, and is unable to give a satisfactory explanation of his presence.” In 1988, the New York Court of Appeals declared that provision unconstitutional as well, finding it both unconstitutionally vague and “violative of a citizen’s right not to answer questions posed by law enforcement officers.”11 Despite judicial invalidation, the State of New York has not formally repealed this provision.12

Between 1988 and 2007, the District Attorneys’ Offices of New York City filed ninety-one criminal prosecutions resulting from arrests for violations of section 240.35(7).13 Fifteen were brought only for violations of section 240.35(7), and twelve resulted in convictions for violating section 240.35(7).14 Apart from convictions, these prosecutions resulted in the issuance of twenty-seven bench warrants, payment of $500 in cash bail, payment of sentences of $3,130 in fees, fines, and surcharges, and 1,197 court appearances.15 Most recently, the New York County District Attorney’s Office brought a prosecution charging a violation of section 240.35(7) arising from a November 7, 2005 arrest.16

Apart from prosecutions, between 1999 and 2007 NYPD officers issued 476 summonses charging violations of section 240.35(7), resulting in the issuance of 306 bench warrants, sentences of $3,310 in fees, fines, and surcharges, and 1,197 court appearances.17 As of December 8, 2008, the most recent NYPD summons charging a violation of section 240.35(7) was issued on July 12, 2008.18

C. Named Plaintiffs and Their Attorneys

Named plaintiffs Paul Casale and Anthony Garcia regularly spend time at the Port Authority Bus Terminal in New York City.19 Casale and Garcia allege that NYPD officers issued them summonses on March 4, 2007 for remaining in a transportation facility with no explanation of their presence, in violation of section 240.35(7).20 Within a month of the [403]*403March 4 incident, police again approached Casale at the Port Authority, questioned him, asked for identification, and searched his person and belongings.21

Some time after he received the summons, Casale initiated a complaint with the Civilian Complaint Review Board (“CCRB”) concerning the incident, but he ceased pursuing the complaint on the advice of counsel.22 Instead — in his own words — he brought the above-captioned lawsuit “against the City of New York for ticketing, arresting and harassing people for a statute that was declared unconstitutional in 1988.”23

Casale is aware that a class action affects the rights of others who are not actively involved in the litigation.24 Casale is also aware that he has particular duties as a class representative.25 Although he admits that he did not attend an interview that the CCRB requested,26 he has pursued this litigation despite fear of police retaliation and attended his scheduled deposition27 Casale is aware that he suffers from depression but has ceased treatment for this conditions, believing it has not been effective.28 Casale is indigent and would not be able to pay attorneys’ fees or costs without the aid of pro bono counsel.29

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Cite This Page — Counsel Stack

Bluebook (online)
257 F.R.D. 396, 2009 U.S. Dist. LEXIS 50304, 2009 WL 1585002, Counsel Stack Legal Research, https://law.counselstack.com/opinion/casale-v-kelly-nysd-2009.