Daniels v. City of New York

198 F.R.D. 409, 49 Fed. R. Serv. 3d 936, 2001 U.S. Dist. LEXIS 491, 2001 WL 62893
CourtDistrict Court, S.D. New York
DecidedJanuary 25, 2001
DocketNo. 99 CIV. 1695 (SAS)
StatusPublished
Cited by59 cases

This text of 198 F.R.D. 409 (Daniels v. City of New York) is published on Counsel Stack Legal Research, covering District Court, S.D. New York primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Daniels v. City of New York, 198 F.R.D. 409, 49 Fed. R. Serv. 3d 936, 2001 U.S. Dist. LEXIS 491, 2001 WL 62893 (S.D.N.Y. 2001).

Opinion

OPINION AND ORDER

SCHEINDLIN, District Judge.

I. INTRODUCTION

In this civil rights action, the named plaintiffs, on behalf of themselves and a class of similarly situated individuals, seek relief for alleged constitutional violations by a unit of the New York City Police Department known as the Street Crime Unit (the “SCU”).1 It is alleged that in high crime areas, SCU officers have been repeatedly conducting stops and frisks of individuals without the reasonable articulable suspicion required by the Fourth Amendment. Cmplt 11114, 44. Rather, SCU officers have improperly used racial profiling, not reasonable suspicion, as the basis for the stops and frisks. Id. The victims of such racial and/or national origin profiling are principally Black and Latino males. Id.

The named individual plaintiffs are ten Black and Latino men between the ages of 23 and 37 years old who reside in the Bronx, Brooklyn, Manhattan, and the City of Rochester. Id. til 12-21. Each plaintiff alleges that he has been stopped and frisked by police officers believed to be members of the SCU without reasonable suspicion and on the basis of his race and national origin. Id. 111168-97. Each claims to have sustained injuries as a result of these encounters including, but not limited to, fear of the possibility of future stops and frisks. Id. If 98.

[412]*412Plaintiffs are now seeking class certification under Federal Rule of Civil Procedure 23 solely for the purpose of obtaining declaratory and injunctive relief.2 The proposed class consists of:

All persons who have been or will be subjected by officers of the Street Crimes [sic] Unit (“SCU”) of the New York City Police Department (“NYPD”) to defendants’ policy, practice and/or custom of illegally stopping and/or frisking persons within the City of New York:
(a) in the absence of the reasonable articulable suspicion of criminal activity that is required by the Fourth Amendment to the United States Constitution and Article 1, Section 12, of the New York State Constitution, including, but not limited to, persons who have been stopped, or stopped and frisked,
(b) in a manner that discriminates on the basis of race and/or national origin in violation of the Equal Protection Clause "of the Fourteenth Amendment to the United States Constitution and Article 1, Section 11, of the New York State Constitution, and Title VI of the Civil Rights Act of 1964, 42 U.S.C. § 2000(d) et seq.

See Affirmation of Adam D. Gale, plaintiffs’ attorney, sworn to November 27, 2000, If 2. For the following reasons, the proposed class is certified, subject to reconsideration at a later date. See Fed.R.Civ.P. 23(c)(1).

II. CLASS ALLEGATIONS3

Plaintiffs allege that the SCU reported over 18,000 stops and frisks in 1997 with a 50% increase in 1998. Cmplt II47. Plaintiffs cite The New York City Police Department’s “Stop and Frisk” Practices: A Report to the People of the State of New York From the Office of the Attorney General (December 1, 1999) (“Attorney General’s Report”) for their analysis of over 19,000 stops made by the SCU between January 1998 and March 1999.4 See Plaintiffs’ Memorandum of Law in Support of Motion for Class Certification at 6. The Attorney General reported that 62.7% of these stops involved blacks and 27.5% involved Latinos. Id. at 6-7. Furthermore, the Attorney General found that reasonable suspicion was not articulated in 23.2% of the stops documented by the SCU. See Plaintiffs’ Reply Memorandum of Law in Support of Motion for Class Certification (“Reply Mem.”) at 5. Plaintiffs argue that these statistics satisfy the numerosity requirement. See infra Part III.C.

Plaintiffs further argue that joinder is impracticable not only because of the number of [413]*413stops but also because “many members of the class are not aware of the fact that their constitutional rights have been violated and that they have the right to seek redress in court.” Cmplt 1134. Many class members cannot afford an attorney and are fearful of retaliation by the SCU. Id. Common questions of law and fact affect these class members and the named plaintiffs including: “(1) whether the SCU engages in a policy, practice and/or custom of conducting stops and frisks in the absence of reasonable suspicion of criminal conduct; and (2) whether the SCU engages in racial and/or national origin profiling in targeting the individuals it stops and frisks; (3) whether the SCU, incidental to such stops and frisks, conducts searches and seizures and uses excessive force in violation of the Fourth Amendment; (4) whether the City, Safir and Giuliani have failed to adequately and properly screen, train, supervise, monitor and discipline SCU officers, and whether those failures have caused the constitutional violations inflicted by SCU officers against class members; and (5) whether the City, Safir and Giuliani have encouraged, sanctioned and failed to rectify unconstitutional stops and frisks by members of the SCU, and whether such acts and omissions have caused constitutional violations by SCU officers against class members.” Id. 1135. Furthermore, the named plaintiffs allege that their claims are typical of those of the class in that they have been and may again be the victims of suspicionless stops and frisks by the SCU. Id. 1Í 36.

III. DISCUSSION

A. Rule 23: Requirements and Objectives

Class actions are a procedural mechanism that conserve “ ‘the resources of both the courts and the parties by permitting an issue potentially affecting every [class member] to be litigated in an economical fashion under Rule 23.’ ” General Telephone Co. of Southwest v. Falcon, 457 U.S. 147, 155, 102 S.Ct. 2364, 72 L.Ed.2d 740 (1982) (quoting Califano v. Yamasaki, 442 U.S. 682, 700-01, 99 S.Ct. 2545, 61 L.Ed.2d 176 (1979)) (alteration in original). Class actions also “reduce the threat of repetitive litigation, ... prevent inconsistent resolution of similar cases, and ... provide an effective means of redress for individuals whose claims are too small to make it economically viable to pursue them in independent actions.” In re A.H. Robins Co., Inc., 880 F.2d 709, 732 (4th Cir.1989). Judge Robert L. Carter of this Court has succinctly stated the requirements for a class action.

On review of a motion for class certification under Rule 23, F.R. Civ. P., the court assumes that the allegations raised in the plaintiffs complaint are true, and plaintiff bears the burden of establishing that the class meets the Rule 23 requirements.

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Bluebook (online)
198 F.R.D. 409, 49 Fed. R. Serv. 3d 936, 2001 U.S. Dist. LEXIS 491, 2001 WL 62893, Counsel Stack Legal Research, https://law.counselstack.com/opinion/daniels-v-city-of-new-york-nysd-2001.