Pyke v. Cuomo

209 F.R.D. 33, 2002 WL 1839257
CourtDistrict Court, N.D. New York
DecidedJuly 1, 2002
DocketNo. 92-CV-554
StatusPublished
Cited by9 cases

This text of 209 F.R.D. 33 (Pyke v. Cuomo) is published on Counsel Stack Legal Research, covering District Court, N.D. New York primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Pyke v. Cuomo, 209 F.R.D. 33, 2002 WL 1839257 (N.D.N.Y. 2002).

Opinion

MEMORANDUM-DECISION AND ORDER

McCURN, Senior District Judge.

Introduction

The court assumes familiarity with the protracted history of this litigation, which until now has focused primarily upon the viability of plaintiffs’ equal protection claims. Presently before the court is plaintiffs’ motion for class certification pursuant to Fed.R.Civ.P. 23. In addition to seeking class certification, the nine named plaintiffs seek to be certified as the class representatives, and to have this court “approve” the law firm of Boies, Schiller & Flexner as counsel for the plaintiff class. See Plaintiffs’ Memorandum of Law in Support of their Motion for an Order Certifying the Class and Maintaining this Action as a Class Action (“Pl.Memo.”) at 15.

Discussion

Prior to analyzing the merits of plaintiffs’ class certification motion, it is necessary for the court to consider one procedural and two substantive opposition arguments which the defendants raise. First, defendants argue that this class certification motion is untimely. Second, they assert that the Second Circuit bars “plaintiffs’ ‘fluid recovery’ damages proposal,]”. Memorandum of Law in Opposition to Plaintiffs’ Motion for Class Certification (“Def.Memo.”) at 17. Third, defendants argue that plaintiffs’ class definition is “impermissibly vague and broad.” Id. at 16. This court will address each of these arguments in turn and then, if necessary, turn to a consideration of the merits of plaintiffs’ class certification motion.

I. Timeliness

More than ten years ago, on April 30,1992, this action was commenced, yet plaintiffs have not moved for class certification until now. Succinctly put, defendants contend that it is simply too late in the day for class certification.

Rule 23 does not contain a specific time frame in which a motion for class certification must be filed. Subdivision (c)(1) of that Rule simply states, “As soon as practicable after the commencement of an action brought as a class action, the court shall determine by order whether it is to be so maintained.” Fed.R.Civ.P. 23(e)(1). The purpose of the “as soon as practicable” requirement is “to ensure that the parties may take the existence of class claims into account as they conduct the litigation[.]” Cruz v. Coach Stores, Inc., No. 96 CIV. 8099, 1998 WL 812045, at *3 (S.D.N.Y. Nov. 18, 1998) (“Cruz /”) (internal quotation marks and citation omitted), ajfd in part, vacated in part, on other grounds, 202 F.3d 560 (2d Cir.2000). “Indeed, ‘fundamental fairness requires that a defendant named in a suit be told promptly the number of parties to whom it may ultimately be liable.’” Id. (quoting Siskind v. Sperry Retirement Program, Unisys, 47 F.3d 498, 503 (2d Cir.1995)).

The Second Circuit, in In re Philip Morris Inc. v. National Asbestos Workers Medical Fund, 214 F.3d 132 (2d Cir.2000), a case upon which the defendants heavily rely, interpreted the “as soon as practicable” language of Rule 23(c)(1) as requiring that class certification motions be decided prior to trial. Beyond that, the Second Circuit has not provided any further guidance on the timing of such motions. The Court in Philip Morris did emphasize, though, that in making that [36]*36ruling it did “not intend to abrogate district courts’ discretion to decide when to determine class certification.” Id. at 135 (citation omitted). By the same token, the Second Circuit stated that “ ‘as soon as practicable’ does not confer unfettered discretion, especially in the context of Rule 23(b)(3), where damages are at stake.” Id. (citation omitted). Indeed, the Circuit Court commented that it had “previously noted the onerous effect of failing to decide class certification promptly, finding that a district court’s failure to decide class certification ‘early in the proceedings not only produced below an atmosphere of confusion, but also made [its] appellate review more difficult.’ ” Id. at 134 (quoting Henry v. Gross, 803 F.2d 757, 769 (2d Cir.1986)).

There is scant case law in this Circuit regarding the meaning of “as soon as is practicable” for purposes of Rule 23. Cruz I does provide one example, however. There, the plaintiff “did not move for class certification until nine months after the Second Amended Complaint was filed and following the close of eight months of discovery.” Cruz I, 1998 WL 812045, at *3. Compounding that delay was the fact that in the meantime, “two months before serving her motion for class certification, plaintiff unilaterally withdrew a request for a pre-motion conference,” thus “strongly suggesting she was abandoning any claim for class treatment[.]” Id. at *3 and *3, n. 2. In denying plaintiffs motion for class certification, the court in Cruz I reasoned that “[b]y so delaying, plaintiff assured that any granting of its motion would severely prejudice defendant, as well as undermine the efficiency of the judicial process.” Id.

In the present case, the defendants “strongly suggest plaintiffs should have filed their motion years before now[,]” noting that the complaint was filed more than ten years ago. Def. Memo, at 6. Furthermore, since the remand from the Second Circuit last July, plaintiffs have “waited until three-fourths of the discovery period ha[s] passed before filing the instant motion.” Id. The defendants also point out that “it is surprising” that plaintiffs did not move for class certification soon after this court observed that omission in Pyke I,1 especially because at that time it was already more than three years after the filing of the complaint; there had been limited discovery; and the court had decided two substantive motions. The defendants further contend that they would be prejudiced by granting class certification now because they have “been lulled by plaintiffs’ 10 year delay, ... fairly assuming] they faced a nine codefendant tort case and litigated accordingly.” Id. Finally, without any explanation, defendants assert that ‘‘[certification now would significantly alter[ ] the nature of the case to that of a ‘mass tort’ and affect [then1] litigation strategy accordingly.” Id.

When pressed during oral argument as to how their litigation strategy would have changed if class certification had been sought and granted earlier, defendants candidly replied that they could only “speculate.” In speculating, they focused on the possibility that a settlement strategy might have been developed. Defendants further contended that given the passage of time and the court’s observation in 1995, they assumed plaintiffs had abandoned the possibility of seeking class certification.

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Bluebook (online)
209 F.R.D. 33, 2002 WL 1839257, Counsel Stack Legal Research, https://law.counselstack.com/opinion/pyke-v-cuomo-nynd-2002.