Rucker v. Davis

237 F.3d 1113, 2001 WL 55724
CourtCourt of Appeals for the Ninth Circuit
DecidedJanuary 24, 2001
DocketNos. 98-16322, 98-16542
StatusPublished
Cited by60 cases

This text of 237 F.3d 1113 (Rucker v. Davis) is published on Counsel Stack Legal Research, covering Court of Appeals for the Ninth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Rucker v. Davis, 237 F.3d 1113, 2001 WL 55724 (9th Cir. 2001).

Opinions

Opinion by Judge MICHAEL DALY HAWKINS; Dissent by Judge SNEED.

MICHAEL DALY HAWKINS, Circuit Judge:

Many of our nation’s poor live in public housing projects that, by many accounts, are little more than illegal drug markets and war zones. Innocent tenants live barricaded behind doors, in fear for their safety and the safety of their children. What these tenants may not realize is that, under existing policies of the Department of Housing and Urban Development (“HUD”), they should add another fear to their list: becoming homeless if a household member or guest engages in criminal drug activity on or off the tenant’s property, even if the tenant did not know of or have any reason to know of such activity or took all reasonable steps to prevent the [1116]*1116activity from occurring (“innocent tenants”). Today we examine the statutory basis behind HUD’s “One Strike and You’re Out” policy, and hold that Congress did not intend to authorize the eviction of innocent tenants.

I. BACKGROUND

It is undisputed that serious criminal activity, especially drug-related activity, has created a dangerous environment in many public housing projects. Officially recognizing that “public and other federally assisted low-income housing in many areas suffers from rampant drug-related crime,” Congress sought to address the problem with the Anti-Drug Abuse Act of 1988. 42 U.S.C. § 11901(2). Congress required each public housing agency to utilize leases which:

(5) provide that a public housing tenant, any member of the tenant’s household, or a guest or other person under the tenant’s control shall not engage in criminal activity, including drug related criminal activity, on or near public housing premises, while the tenant is a tenant in public housing, and such criminal activity shall be cause for termination of tenancy.

42 U.S.C. § 1437d(Z)(5) (1989). Congress altered the language of this provision slightly in 1990, to require leases that:

(5) provide that any criminal activity that threatens the health, safety, or right to peaceful enjoyment of the premises by other tenants, or any drug related criminal activity on or near such premises, engaged in by a public housing tenant, any member of the tenant’s household, or any guest or other person under the tenant’s control, shall be cause for termination of tenancy.

Id. (1991). In 1996, Congress replaced the phrase “on or near such premises” with “on or off such premises.” Id. (1997). Finally, in 1998, the section was unchanged, but redesignated as subsection (l )(6), which is how we refer to it in this opinion. Id. (1999).

In 1991, HUD issued regulations implementing subsection (6), which track the pre-96 statutory language very closely. HUD required local public housing authorities (“PHAs”) to impose a lease obligation on tenants:

To assure that the tenant, any member of the household, a guest, or another person under the tenant’s control, shall not engage in:
(A) Any criminal activity that threatens the health, safety, or right to peaceful enjoyment of the PHA’s public housing premises by other residents or employees of the PHA, or
(B) Any drug-related criminal activity on or near such premises.
Any criminal activity in violation of the preceding sentence shall be cause for termination of tenancy, and for eviction from the unit.

24 C.F.R. § 966.4(f)(12)(i). When issuing these regulations, HUD made it clear that it interpreted the statute (and its own regulations) as giving local PHAs the authority to evict a tenant whose household members or guests are involved in drag activity, whether the tenant knew or should have known of the activity or tried to prevent the activity. Public Housing Lease and Grievance Procedures, 56 Fed. Reg. 51,560, 51567 (Oct. 11, 1991) (“The tenant should not be excused from contractual responsibility by arguing that the tenant did not know, could not foresee, or could not control behavior by other occupants of the unit.”).

Initially, HUD encouraged PHAs to use discretion in deciding whether to evict:

In deciding to evict for criminal activity, the PHA shall have discretion to consider all of the circumstances of the case, including the seriousness of the offense, the extent of participation by family members, and the effects that the eviction would have on family members not involved in the proscribed activity. In appropriate cases, the PHA may permit continued occupancy by remaining family members and may impose a condition [1117]*1117that family members who engaged in the proscribed activity will not reside in the unit.

24 C.F.R. § 966.4(i )(5)(i). However, a directly conflicting message was sent to the PHAs in 1996 when President Clinton announced the “One Strike and You’re Out” policy for combating crime in public housing, which encourages evictions regardless of circumstances and ties federal funding to increased crime-related evictions. John F. Harris, Clinton Links Housing Aid to Eviction of Crime Suspects, Washington Post, March 29, 1996, Section A, available at 1996 WL 3071468.

II. FACTS AND PROCEDURAL BACKGROUND

Because of the increased enforcement under the “One Strike” policy, we are now beginning to see exactly how far-reaching HUD’s interpretation of § 1437d(Z )(6) can be. In the case before us, the Oakland Housing Authority (“OHA”) commenced separate unlawful detainer actions in Alameda County Municipal Court against four tenants — -Pearlie Rucker, Willie Lee, Barbara Hill and Herman Walker — for violation of the lease provision obligating tenants to “assure that tenant, any member of the household, or another person under the tenant’s control, shall not engage in ... [a]ny drug-related criminal activity on or near the premises.... ”

Pearlie Rucker is a sixty-three-year-old woman who has lived in public housing since 1985. She lives with her mentally disabled daughter, her two grandchildren and one great-granddaughter. OHA sought to evict Rucker because her daughter was found in possession of cocaine three blocks from the apartment. Rucker asserts that she regularly searches her daughter’s room for evidence of alcohol and drug use and has never found any evidence or observed any sign of drug use by her daughter. Willie Lee, seventy-one, has been a public housing resident for over twenty-five years and Barbara Hill, sixty-three, has been a public housing resident for over thirty years. Lee and Hill currently live with their grandsons. OHA sought to evict Lee and Hill because them grandsons were caught smoking marijuana together in the apartment complex parking lot. Lee and Hill contend they had no prior knowledge of any illegal drug activity by their grandsons.

The fourth tenant, Herman Walker, presents a slightly different situation. He is a disabled seventy-five-year-old man who has lived in public housing for approximately ten years.

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Cite This Page — Counsel Stack

Bluebook (online)
237 F.3d 1113, 2001 WL 55724, Counsel Stack Legal Research, https://law.counselstack.com/opinion/rucker-v-davis-ca9-2001.