Rooney v. Vermont Investment Corp.

515 P.2d 297, 10 Cal. 3d 351, 110 Cal. Rptr. 353, 1973 Cal. LEXIS 157
CourtCalifornia Supreme Court
DecidedNovember 2, 1973
DocketL.A. 30088
StatusPublished
Cited by119 cases

This text of 515 P.2d 297 (Rooney v. Vermont Investment Corp.) is published on Counsel Stack Legal Research, covering California Supreme Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Rooney v. Vermont Investment Corp., 515 P.2d 297, 10 Cal. 3d 351, 110 Cal. Rptr. 353, 1973 Cal. LEXIS 157 (Cal. 1973).

Opinions

Opinion

WRIGHT, C. J.

Defendants appeal from a judgment and an order denying a motion to set aside that judgment. The validity of the judgment is challenged on the ground that the commissioner of the superior court who signed it did not have authority to do so and in any event erred in rendering it.

Plaintiffs sued on a promissory note received as partial consideration upon the purchase by defendants of a night club business. Defendants cross-complained for declaratory and injunctive relief. The parties and their attorneys thereafter executed a written “Stipulation for Settlement” by which their original purchase arrangements were modified. Pursuant thereto defendants substituted a newly executed note providing for acceleration on default and a newly executed set of security instruments. The stipulation further provided that if defendants defaulted in making installment payments under the new note plaintiffs could give notice of default and file a declaration with the' court stating the fact of such default and the balance due and that the court thereupon could enter judgment for the entire balance remaining unpaid plus attorney’s fees and costs.1

[357]*357Plaintiffs subsequently declared a default and, without any notice of hearing, presented the stipulation, declarations of the default and the amount of the balance due, and a proposed judgment to a commissioner of the Los Angeles County Superior Court. After examining the documents and related papers and the court file of the case, the commissioner signed the judgment as “Judge, Superior Court, Pro Tern,” and the judgment was entered.2 A subsequent motion to set aside the judgment was denied.3 Appeals have been taken from both the judgment and the order denying the motion. We granted a hearing to resolve, inter alia, issues concerning the extent of the powers of court commissioners. In summary, we hold:

1. The commissioner did not have the power to act as a temporary judge because no stipulation that he could so act had been entered into by the parties. (Cal. Const., art. VI, § 21; People v. Tijerina (1969) 1 Cal.3d 41, 48-49 [81 Cal.Rptr. 264, 459 P.2d 680].)

2. Rendition of a judgment in the terms stated and agreed upon iñ a written stipulation executed by the parties and filed in a pending civil action is among the “subordinate judicial duties” that court commissioners may constitutionally be empowered to perform. (Cal. Const., art. VI, § 22.)

[358]*3583. A superior court commissioner has power to render such a judgment in Los Angeles County and other counties to which Code of Civil Procedure section 259a, subdivision 6, applies, provided that the matter is among those that the court has ordered him to hear and determine.4

4. The record before us, however, does not reflect that the court had ordered the commissioner to hear and determine the application for the present judgment or to hear and determine any class of matters which included such application.

5. Apart from questions of the commissioner’s power, rendition of the judgment was error because the parties’ stipulation did not set out all the essential terms of a judgment and did not authorize entry of judgment on plaintiffs’ ex parte application and without any notice of hearing.

6. The hearing and order on defendants’ motion to set aside the judgment did not give due recognition to their right to have matters which were left open by the stipulation resolved in an adversary fact finding proceeding.

Preliminarily we note that two timely notices of appeal have been filed, one from the judgment itself, the other from the denial of the motion to set the judgment aside. Since the judgment was appealable (§ 904.1, subd. (a)), the order thereafter made denying the motion to set it aside also satisfies the requirements of an appealable order.5 An order denying a motion to vacate an appealable judgment is generally not appealable if such appeal raises only matters that could be reviewed on appeal from the judgment itself. The reason for this general rule is that to allow the appeal from the order of denial would have the effect of allowing two appeals from the same ruling and might in some cases permit circumvention of the time limitations for appealing from the judgment. (Raff v. Raff (1964) 61 Cal.2d 514, 518 [39 Cal.Rptr. 366, 393 P.2d 678]; Spellens v. Spellens (1957) 49 Cal.2d 210, 228-229 [317 P.2d 613].) But this reason does not apply to the present case in which the appeals from the judgment and from the denial of the motion- to set the judgment aside, although taken by separate notices of appeal, are being heard together on a single record.

[359]*359Moreover, an appeal from an order refusing to vacate a judgment will lie when the record available to the appellate court on such appeal raises issues which are not disclosed or could not be disposed of on. appeal from the judgment itself. (Title Ins. & Trust Co. v. Calif, etc. Co. (1911) 159 Cal. 484, 488 [114 P. 838]; Cope v. Cope (1964) 230 Cal.App.2d 218, 228 [40 Cal.Rptr. 917].) By considering and deciding the present appeal as one taken from the order denying defendants’ motion to set aside the judgment, we can properly consider as part of the appellate record the declarations and memoranda filed in support of and opposition to the motion. These supporting documents illuminate such matters as the manner in which the judgment was applied for and was entered and the conflicting contentions of the parties concerning the meaning of the stipulation for settlement.

Motion to Dismiss Appeal

Plaintiffs have moved herein to dismiss both appeals on three grounds. First, they complain that the appeal is frivolous. It is not. Second, they contend that in the settlement stipulation defendants expressly waived all rights to appeal from any judgment entered under the stipulation. Such waiver, however, did not preclude an appeal to determine whether or not the judgment was authorized by the stipulation. (See Reed v. Murphy (1925) 196 Cal. 395, 399 [238 P. 78].) Third, they urged that on June 15, 1971, which was prior to entry of judgment, the corporate powers of defendant Vermont Investment Corporation were suspended under section 23302 of the Revenue and Taxation Code. The corporate powers were revived on June 20, 1972, 20 days after the suspension had been called to defendants’ attention by the filing of plaintiffs’ brief. The revival of corporate powers validated the procedural steps taken on behalf of the corporation while it was under suspension and permitted it to proceed with the appeal. (Peacock Hill Assn. v. Peacock Lagoon Constr. Co. (1972) 8 Cal.3d 369 [105 Cal.Rptr. 29, 503 P.2d 285].)

Power of Court Commissioner to Act as a Temporary Judge

A fundamental substantive issue presented herein is whether the superior court commissioner was vested with judicial power at the time he purported to sign the judgment as an acting judge. The signature on the judgment is that of a court commissioner followed by the appellation, “Judge, Superior Court, Pro.

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Cite This Page — Counsel Stack

Bluebook (online)
515 P.2d 297, 10 Cal. 3d 351, 110 Cal. Rptr. 353, 1973 Cal. LEXIS 157, Counsel Stack Legal Research, https://law.counselstack.com/opinion/rooney-v-vermont-investment-corp-cal-1973.