Rogers v. Dept. of Labor & Indus.

210 P.3d 355
CourtCourt of Appeals of Washington
DecidedJuly 6, 2009
Docket62544-6-I
StatusPublished
Cited by107 cases

This text of 210 P.3d 355 (Rogers v. Dept. of Labor & Indus.) is published on Counsel Stack Legal Research, covering Court of Appeals of Washington primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Rogers v. Dept. of Labor & Indus., 210 P.3d 355 (Wash. Ct. App. 2009).

Opinion

210 P.3d 355 (2009)

Lisa A. ROGERS, Appellant,
v.
DEPARTMENT OF LABOR AND INDUSTRIES of the State of Washington, Respondent.

No. 62544-6-I.

Court of Appeals of Washington, Division 1.

July 6, 2009.

*356 Brian Lee Stiles, Stiles & Stiles Inc. PS, Sedro Woolley, WA, for Appellant.

Sarah Leigh Martin, WA Atty. General's Office, Seattle, WA, for Respondent.

DWYER, A.C.J.

¶ 1 Following an on-the-job injury, Lisa Rogers requested that the Department of Labor and Industries authorize payment for spinal fusion surgery. The Department denied this request, concluding that the surgery was unlikely to be successful. Rogers did not challenge the Department's determination but, instead, proceeded with the surgery without authorization. The surgery was unsuccessful. Rogers nonetheless sought reimbursement from the Department, contending that the surgery constituted "proper and necessary" medical care under the Industrial Insurance Act.[1] The Department denied the reimbursement request. Both the Board of Industrial Insurance Appeals and the superior court affirmed the denial. Holding that substantial evidence supports the superior court's finding that the unauthorized surgery was neither curative nor rehabilitative and, thus, not subject to reimbursement, we also affirm.

I

¶ 2 Although the parties dispute factual issues regarding Rogers' need for surgery, they essentially agree on the facts leading up to Rogers' claim with the Department for reimbursement.[2]

¶ 3 Rogers slipped and fell while at work, injuring herself. As a result, she developed persistent pain in her low back. Dr. Sanford Wright diagnosed her as suffering from a herniated disc and performed surgery on her spine. Dr. Wright operated again four days later. Both surgeries were preauthorized and paid for by the Department. Both were unsuccessful.

¶ 4 After experiencing a coughing fit several months later, Rogers' back pain became constant and severe, and she was again hospitalized. Dr. Wright requested that the Department authorize payment for a third surgery for Rogers, a spinal fusion.

¶ 5 The Department denied authorization. In later testimony, the Department's medical director, Dr. Gary Franklin, testified that Rogers' medical records failed to show that Rogers' condition met the Department's guidelines for authorizing spinal fusion surgery. Specifically, according to Dr. Franklin, the records submitted to the Department failed to show that Rogers' spine was subject to instability justifying fusion. Although Dr. Franklin admitted on cross-examination that Rogers' records contained mention of a "bilateral [P]ars defect" that could have caused that level of instability in Rogers' vertebrae, he also opined that Rogers' chronic pain may well have been caused instead by the scarring that resulted from her two previous surgeries and that spinal fusion would not be effective in treating that condition.

¶ 6 Dr. Franklin also observed that Rogers' medical records indicated that she had at least four of the six relative contraindications listed in the Department's spinal fusion guidelines, including presently smoking cigarettes, having had two prior failed spinal surgeries, having multiple-level degenerative disease of the lumbar spine, and having been disabled for greater than 12 months prior to considering the fusion.

¶ 7 This rationale was not described in detail in the Department's letter denying authorization. Rather, the letter simply stated that the company used by the Department to analyze claims, Qualis Health, had determined that "the requested procedure [did] not meet department guidelines." Notwithstanding the absence of detailed information, however, Rogers declined to engage in medical *357 consultation with the Department regarding the possible misapplication of the guidelines. Rather, when a Qualis representative contacted Dr. Wright to gather additional information—requesting a "physician-to-physician discussion"—Dr. Wright declined to provide additional information in support of the surgery.

¶ 8 Instead, he informed the Qualis representative that "payment for the hospitalization, including surgery, was being obtained through Ms. Rogers' private insurance." Based on this, the Department accepted Qualis's recommendation and denied authorization for the surgery.

¶ 9 Rogers was aware that the Department had denied authorization. She nonetheless elected to have the surgery.

¶ 10 There is no dispute as to whether the surgery was successful. It was not. Rogers herself testified, "I haven't really progressed well at all. I have been running into a few complications.... I've [been] unable to get better." When asked whether her symptoms had improved, she replied, "They're worse now.... They're constant."

¶ 11 The surgery was paid for by a private insurer. In spite of this, Rogers requested additional reimbursement from the Department.[3] The Department denied this request, based on Dr. Wright's refusal to engage in further medical consultation in support of the surgery and the related conclusion that "there was insufficient clinical evidence to support the procedure."

¶ 12 Rogers then requested that the Department reconsider its reimbursement decision. The Department denied this request as well. Rogers appealed. Based on the unsuccessful outcome of the surgery, an industrial appeals judge affirmed, concluding as a matter of law that "Ms. Rogers' ... low back surgery was not proper and necessary medical treatment within the meaning of RCW 51.36.010 and WAC 296-20-01002."

¶ 13 Rogers sought review of the industrial appeals judge's decision by the Board of Industrial Insurance Appeals. Adopting the industrial appeals judge's decision, the Board also affirmed the Department's denial. CP at 8-11.

¶ 14 Rogers then appealed the Board's decision to the superior court, which also affirmed. The court's decision essentially adopted the decision entered by the Board, with the exception of characterizing as a factual finding rather than a legal conclusion the determination that Rogers' spinal fusion surgery did not constitute "proper and necessary" medical treatment.[4]

¶ 15 Rogers now appeals from the judgment of the superior court.

II

¶ 16 Because the proper standard of review is material here and because that standard has been inconsistently articulated, it merits brief discussion.

¶ 17 Washington's Industrial Insurance Act includes judicial review provisions that are specific to workers' compensation determinations. In particular, the act provides that superior court review of a Board determination is de novo, that it includes the right to a jury trial, and that the party seeking review bears the burden of showing that the Board's decision was improper:

The hearing in the superior court shall be de novo, but the court shall not receive evidence or testimony other than, or in addition to, that offered before the board or included in the record filed by the board in the superior court as provided in RCW 51.52.110.... In all court proceedings under or pursuant to this title the findings and decision of the board shall be prima facie correct and the burden of proof shall be upon the party attacking the same. If the court shall determine that the board *358

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Bluebook (online)
210 P.3d 355, Counsel Stack Legal Research, https://law.counselstack.com/opinion/rogers-v-dept-of-labor-indus-washctapp-2009.