Roger Bird, Individually and as Surviving Spouse of Delaine Bird, Deceased v. United States

949 F.2d 1079, 1991 U.S. App. LEXIS 27688, 1991 WL 244386
Court of Appeals for the Tenth Circuit·Decided November 25, 1991·No. 90-7025·Published·Cited by 15 cases

Opinion

CHRISTENSEN, Senior District Judge.

This appeal arises from a suit under the Federal Tort Claims Act (FTCA) in which it was alleged that negligence on the part of a certified registered nurse anesthetist (CRNA) as an employee of the government caused the death of Delaine Bird, wife of the plaintiff-appellant Roger Bird. 1 The central issue is whether the CRNA was an employee of the government within the contemplation of the FTCA. The district court in a bench trial held that he was an independent contractor and on that basis denied recovery against the government.

I.

The issue before us pertains to both coverage and jurisdiction. The FTCA provides a limited waiver of sovereign immunity, see United States v. Orleans, 425 U.S. 807, 813, 96 S.Ct. 1971, 1975, 48 L.Ed.2d 390 (1976), and “[t]he terms of the government’s consent to be sued define the court’s jurisdiction.” Ewell v. United States, 776 F.2d 246, 248 (10th Cir.1985). The government’s consent to be sued under the FTCA extends only to claims against the United States for money damages, for injury or loss of property, or personal injury or death caused by the negligent or wrongful act or omission of any employee of the government while acting within the scope of his office or employment, under circumstances where the United States, if a private person, would be liable to the claimant in accordance with the law or the place where the act or omission occurred. 28 U.S.C. § 1346(b). The consent to be sued does not extend to acts of independent contractors or their employees. See id. §§ 1346, 2671. Being of the opinion that at the time in question the CRNA was not an independent contractor but was an employee of the government, we reverse.

II.

The facts are largely without dispute. W.W. Hastings Indian Hospital, Tahle-quah, Oklahoma, is a full-service hospital generally staffed by its own employees. At the time of the decedent’s death, the clinical director of the hospital was Brian Birdwell, M.D., a commissioned officer in the Public Health Service. The chief of surgery, Joel Malobrigo, M.D., was a member of the Public Health Service. He was also head of the hospital’s anesthesia services. Prior to Mrs. Bird’s hospitalization, there had been a full-time medical doctor anesthesiologist on the hospital staff, but at the time Mrs. Bird was admitted, CRNA David Forsythe, who was also a commissioned officer in the Public Health Service, was the only permanent employee in the anesthesia department. The surgeon operating on Mrs. Bird was Wayne Clairborne, M.D., who was also a government employee.

After the physician-anesthesiologist left, there, being more anesthesia work than one person could do, the hospital obtained an additional CRNA through the temporary *1081 placement services of Jack Grinovich & Associates, Inc. (Grinovich), as had been done on other occasions. The usual procedure was for Grinovich to take a brokerage fee for arranging such services with the government directly paying the anesthetist, but as to the services of nurse Bullón the hospital, apparently for the convenience of writing one cheek, paid Grinovich a lump sum with the understanding that it would pay the anesthetist.

There was no written agreement between the government and Grinovich except as reflected in requisitions for service of which government’s exhibit B-2 is representative:

Provide anesthesia coverage for surgeries performed on eligible Indian patients of the W.W. Hastings Hospital. This service shall cover 5 days. 5 days [sic] with call back and 2 weekend days during the period of March 28, 1988 through April 11, 1988. 2

There were written recitations that the government would not be responsible for the negligence of the “contractor”; that the “vendor” would provide his own insurance, and that all equipment would be supplied by the government. The writings did not address the particular nature of the anesthesia coverage to be provided, the status of the person to be supplied for the contemplated surgeries, any standards, guides or directions concerning the performance expected by the government, or any end result to be achieved.

CRNA Bullón considered himself an employee of the Indian hospital and recognized the ultimate authority over him to be the operating surgeon. He testified that his functions, including attire, hours and the like, did not differ from those of the other employees. His authority was that of a nurse anesthetist — to administer anesthesia under supervision. He did not have authority to have someone replace him on any particular day.

State law provided that CRNAs administering anesthesia were to be “under the supervision of and in the immediate presence of a physician licensed to practice medicine,” and that violation of this rule was punishable as a misdemeanor. 3 The service had to be “under the direct supervision and control” of a physician to avoid the practice of medicine without a license in violation of state law. 59 O.S. §§ 491-492. 4

The W.W. Hastings Medical Staff Rules and Regulations contained some similar provisions. They stated under a section on “Relationships-Anesthetist-Surgeon,” that anesthesia is “administered under the supervision of the surgeon.” In the event of disagreement between the surgeon and the anesthetist, it was provided that the licensed physician would make the final determination. Supervision by the government’s medical doctor over the nurse anesthetist was also covered in the Medical Staff Rules and Regulations, as well as in the Policy and Procedure Manual for anesthesia service developed at the hospital. This manual stated, among other things, *1082 that the “nurse anesthetists are under the overall direction of the surgeon or obstetrician responsible for the patient’s care.” It required that when anesthesia was administered “a physician must be immediately available in the facility to provide care in the event of a medical emergency.”

While there were some differences in detail and interpretation, all of the expert witnesses generally agreed upon the controlling principles.

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Roger Bird, Individually and as Surviving Spouse of Delaine Bird, Deceased v. United States, 949 F.2d 1079, 1991 U.S. App. LEXIS 27688, 1991 WL 244386 (10th Cir. 1991).

949 F.2d 1079 (Roger Bird, Individually and as Surviving Spouse of Delaine Bird, Deceased v. United States) — published by Counsel Stack Legal Research, free access to 12M+ legal documents.

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