Dean W. Lilly v. Paul R. Fieldstone, M.D., and United States of America

876 F.2d 857
CourtCourt of Appeals for the Tenth Circuit
DecidedJuly 11, 1989
Docket87-1048
StatusPublished
Cited by50 cases

This text of 876 F.2d 857 (Dean W. Lilly v. Paul R. Fieldstone, M.D., and United States of America) is published on Counsel Stack Legal Research, covering Court of Appeals for the Tenth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Dean W. Lilly v. Paul R. Fieldstone, M.D., and United States of America, 876 F.2d 857 (10th Cir. 1989).

Opinion

McKAY, Circuit Judge.

In this malpractice diversity case, plaintiff appeals the district court’s order allowing substitution of the parties of the United States for defendant Dr. Paul Fieldstone. The United States is the proper party defendant in “any civil action or proceeding brought in any court against any employee of the government or his estate for ... damage or injury.” 28 U.S.C. § 2679(c) (1982), Tort Claims Procedure, Exclusiveness of Remedy. The propriety of the trial court’s substitution turns on whether Dr. Fieldstone was a government employee or an independent contractor when he performed Private Lilly’s surgery. After substitution, the trial court dismissed the complaint based upon Feres v. United States, 340 U.S. 135, 71 S.Ct. 153, 95 L.Ed. 152 (1950). 1 We reverse the district court’s order allowing substitution of the parties and remand for trial on the plaintiff’s malpractice claim.

While a patient at Irwin Army Hospital, Private Dean Lilly needed emergency urological surgery. Because the staff urologist was absent, the hospital called Dr. Fieldstone, a civilian consultant on call at the request of the regular Army urologist, to perform the plaintiff’s emergency surgery. Private Lilly sued Dr. Fieldstone for medical malpractice arising out of that surgery.

There is no factual dispute in this case. We review questions of law de novo. In re Ruti-Sweetwater, Inc., 836 F.2d 1263, 1266 (10th Cir.1988). The standard of review on appeal is the same standard applied by the trial court in making its initial ruling. Boise City Farmers Coop. v. Palmer, 780 F.2d 860, 866 (10th Cir.1985).

The critical determination in distinguishing a federal employee from an independent contractor is the power of the federal government “to control the detailed physical performance of the contractor.” Logue v. United States, 412 U.S. 521, 528, 93 S.Ct. 2215, 2219, 37 L.Ed.2d 121 (1973). In our circuit “the key inquiry under this control test is whether the Government supervises the day-to-day operations of the individual.” Lurch v. United States, 719 F.2d 333, 337 (10th Cir.1983).

In Lurch, a case similar to the one before us, the plaintiff sued the Veterans Administration hospital under the Federal Tort Claims Act alleging that a surgeon’s negligence caused his hearing loss. In dicta, we noted that

Because a physician must exercise his own professional judgment, no one controls the detailed physical performance of his duties. Given this, by strictly following the traditional control test it is doubtful whether a physician could ever be found to be a federal employee under the FTCA.

719 F.2d at 337. Although the application of a “modified control” test “seems logical” in this situation, we did not adopt such a test in Lurch because the issue was not *859 before us. Id. at 337-38. But see Quilico v. Kaplan, 749 F.2d 480, 484-85 (7th Cir.1984) (holding strict control test inapplicable in determining the scope of immunity for physicians under federal law because medical ethics require physicians to exercise independent judgment in the best interest of their patients).

While the defendant urges us to adopt Quilico’s “modified control” test, we do not find that label helpful. It is uncontroverted that a physician must have discretion to care for a patient and may not surrender control over certain medical details. Therefore, the “control” test is subject to a doctor’s medical and ethical obligations. Whether we label the test “control” or “modified control” is not determinative. What we must do in the case of professionals is determine whether other evidence manifests an intent to make the professional an employee subject to other forms of control which are permissible. A myriad of doctors become employees by agreement without surrendering their professional responsibilities. The United States is equally capable of making such an arrangement by express, unambiguous agreement. Our conclusion in this case is that it simply has failed on this record to demonstrate that that was the nature of its agreement with Dr. Fieldstone.

We now address the facts and analysis which have led us to our judgment. The plaintiff contends that Dr. Fieldstone was an independent contractor when he performed this surgery because the hospital had hired Dr. Fieldstone as a consultant in urology. Although the defendant was a member of the Army Reserve, he was not fulfilling that obligation at Irwin Army Hospital at the time the events at issue occurred. Plaintiff argues that defendant was acting solely in his role as consultant (i.e., independent contractor) when he performed the surgery.

The trial court analyzed this case under Norton v. Murphy, 661 F.2d 882 (10th Cir.1981). The factors considered by the Norton court and applied by the trial court in this case are: (1) the intent of the parties; (2) whether the United States controls only the end result or may also control the manner and method of reaching the result; (3) whether the person uses her own equipment or that of the United States; (4) who provides liability insurance; (5) who pays social security tax; (6) whether federal regulations prohibit federal employees from performing such contracts; and (7) whether the individual has authority to subcontract to others. Id. at 884-85.

The trial court based its “control” determination on the first factor in Norton, the intent of the parties, gleaning the parties’ intent almost solely from a Provider and Pledge Agreement signed by Dr. Field-stone. 2 We are unpersuaded that this agreement adds anything which illuminates the intent of the parties on the issue of whether Dr. Fieldstone was an employee or a private contractor. The last eighteen words of the quoted portion are, at best, ambiguous. The by-laws are not an exhibit to the record and there is no testimony regarding them. In any event, it is not clear who is being released — the government or Dr. Fieldstone. Because the language of the agreement is so ambiguous, we accord the agreement no weight in our “control” determination.

Under our review of all of the factors in this case, we find that Dr. Fieldstone is an independent contractor. Although Dr.

Free access — add to your briefcase to read the full text and ask questions with AI

Related

Atcitty v. United States
D. New Mexico, 2024
Carlo v. United States
D. New Mexico, 2024
Ohlsen v. United States
998 F.3d 1143 (Tenth Circuit, 2021)
C.H. v. United States
W.D. Kentucky, 2019
Nash v. Blatchford
435 P.3d 562 (Court of Appeals of Kansas, 2019)
Bethel v. United States
456 F. App'x 771 (Tenth Circuit, 2012)
Bragg v. United States
810 F. Supp. 2d 1307 (N.D. Florida, 2011)
Peacock v. United States
597 F.3d 654 (Fifth Circuit, 2010)
Tsosie v. United States
452 F.3d 1161 (Tenth Circuit, 2006)
Woodruff v. United States
389 F.3d 1117 (Tenth Circuit, 2004)
Jones v. United States
305 F. Supp. 2d 1200 (D. Kansas, 2004)
Cordray v. County of Lincoln
320 F. Supp. 2d 1171 (D. New Mexico, 2004)
Ryan v. United States
304 F. Supp. 2d 678 (D. Maryland, 2003)
McDaniel v. United States
53 F. App'x 8 (Tenth Circuit, 2002)

Cite This Page — Counsel Stack

Bluebook (online)
876 F.2d 857, Counsel Stack Legal Research, https://law.counselstack.com/opinion/dean-w-lilly-v-paul-r-fieldstone-md-and-united-states-of-america-ca10-1989.