Ohlsen v. United States

998 F.3d 1143
CourtCourt of Appeals for the Tenth Circuit
DecidedJune 3, 2021
Docket19-2124
StatusPublished
Cited by13 cases

This text of 998 F.3d 1143 (Ohlsen v. United States) is published on Counsel Stack Legal Research, covering Court of Appeals for the Tenth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Ohlsen v. United States, 998 F.3d 1143 (10th Cir. 2021).

Opinion

FILED United States Court of Appeals PUBLISH Tenth Circuit

UNITED STATES COURT OF APPEALS June 3, 2021

Christopher M. Wolpert FOR THE TENTH CIRCUIT Clerk of Court _________________________________

GERALD OHLSEN; JANET YOUNGBERG; JAMES FARRINGTON; THOMAS (TONY) DEROCHIE; CARYN DEROCHIE; WILLIAM MCCLELLAN; DONNA MCCLELLAN; NANCY HIGGINS; VERNON COBB; BINDA COBB; CHRISTINE WOOD; MARK THOMPSON; DONALD GILES; BONNIE LONG; THOMAS BRAGG; DIANE BRAGG; ERNEST VIGIL; FRIEDA VIGIL; BRAD WOSICK; Nos. 19-2124, 19-2129, JOHNNY LUNA; DEANNE LUNA; 19-2130, 19-2163 MARLENE BARBER; MICHAEL MCDANIEL; PAULA WILTGEN; MARTIN VALENCIA; VESTED INTEREST, LLC; JANICE FARRINGTON; KEN KUGLER; DEBBIE KUGLER; DAVID LEE; DIANE LEE; JOSEPH LEE; ALICA LEE; ED MORTENSEN; KATHERINE MORTENSEN; DAVID COULTER; MATT URBAN; MARIE URBAN; OLYMPIA SALAS; MARY ANN SOLIS; RENA SHEPHERD; BRETT MYRICK; KAREN HERRERA; MICHAEL MEDWIN; MICHAEL CHAVEZ; MICHELLE CHAVEZ; RONALD DOUGLASS; MANUEL URBAN, JR.; ANTHONY FARRINGTON,

Plaintiffs - Appellants,

and

CATHERINE C. DE BACA; DAVID LLOYD SAIS; LUCILLE SAIS; TOMAS APODACA; CHRISTINE APODACA; JEFF SORROCHE,

STATE FARM FIRE & CASUALTY COMPANY; SAFECO INSURANCE COMPANY OF AMERICA; ALLSTATE INSURANCE COMPANY,

ERNEST R. GREENE,

Plaintiff - Appellant,

v.

UNITED STATES OF AMERICA; DOES 1-10,

Defendants - Appellees. _________________________________

Appeals from the United States District Court for the District of New Mexico (D.C. Nos. 1:18-CV-00096-JB-KK, 1:17-CV-01161-JB-KK, 1:18-CV-00367-JB-KK, 1:19-CV-00237-JB-KK, 1:18-CV-00496-JB-KK) _________________________________

Tom Tosdal of Tosdal Law Firm, Solana Beach, California (Jane B. Yohalem of Law Office of Jane B. Yohalem, Santa Fe, New Mexico, on the briefs), for Plaintiffs- Appellants.

Joshua Y. Dos Santos, Assistant United States Attorney (Joseph H. Hunt, Assistant Attorney General; John C. Anderson, United States Attorney; Roberto D. Ortega, Assistant United States Attorney; Ruth F. Keegan, Assistant United States Attorney; Cassandra C. Currie, Assistant United States Attorney; Christopher F. Jeu, Assistant United States Attorney; Mark B. Stern, Attorney, Appellate Staff Civil Division; Joshua

2 Revesz, Attorney, Appellate Staff Civil Division, on the brief), Washington, D.C., for Defendants-Appellees. _________________________________

Before PHILLIPS, Circuit Judge, LUCERO, Senior Circuit Judge, and CARSON, Circuit Judge. _________________________________

PHILLIPS, Circuit Judge. _________________________________

In the summer of 2016, a large fire, later known as the Dog Head Fire,

engulfed Isleta Pueblo and United States Forest Service land in the Manzano

Mountains of New Mexico. By the time it was extinguished, the fire had burned

several thousand acres of land. The fire resulted from forest-thinning work performed

by Pueblo crewmembers under an agreement with the Forest Service. The partnership

to thin the forest arose after numerous fires had beset the surrounding areas.

Insurance companies and several owners of destroyed property (collectively,

“Appellants”) sued the government, alleging negligence under the Federal Tort

Claims Act (“FTCA”). Their negligence claims fell into two categories: the

government’s own negligence arising from acts of Forest Service employees, and the

government’s negligence arising from acts of the Pueblo crewmembers. The

government moved to dismiss, arguing that the court lacked jurisdiction and,

alternatively, for summary judgment on that same basis. The district court granted the

government summary judgment. First, the court concluded that the Pueblo

crewmembers had acted as independent contractors of the government, and thus, the

government wasn’t subject to FTCA liability based on the Pueblo crewmembers’

3 negligence. Additionally, the court barred these claims under the FTCA’s

administrative-exhaustion requirement. Second, the court barred Appellants’ claims

premised on the Forest Service employees’ own negligence, under the FTCA’s

discretionary-function exception.

On appeal, Appellants contend that the district court erred in ruling that the

FTCA jurisdictionally barred their claims. We disagree. Exercising jurisdiction under

28 U.S.C. § 1291, we affirm.

BACKGROUND

I. Factual Background

A. The Agreement

In 2014, the United States Forest Service entered into a cooperative agreement

(the “Participating Agreement” or “Agreement”) with the Isleta Pueblo, a federally

recognized Indian tribe in New Mexico. The Agreement arose under the authority of

the Cooperative Funds and Deposits Act (“CFDA”), 16 U.S.C. § 565a-1 (1975). The

Agreement sought to accomplish the objectives of the Isleta Tribal Forest Protection

Act Project, namely, to “improve forest health, restore the area to more natural

conditions, and improve wildlife habitat” by “cutting and masticating trees.”

Appellants’ App. vol. 3 at 542. After discussing treatment plans for the area, the

parties entered into a contract, which included documents prescribing the

requirements for thinning and masticating the forest.

The Agreement covered land in the Manzano Mountains of New Mexico—an

area adjacent to Forest Service land that had recently suffered from several large-

4 scale fires. The land was divided into three geographic regions, with each region

being broken down into different treatment units.

Under the Agreement, the Pueblo had several responsibilities relating to on-

the-ground thinning operations. For example, the Pueblo was required to

“[c]ontribute personnel” and “manage the employees so that work [was] completed as

mutually agreed upon.” Id. at 543. The Pueblo was also responsible for

“establish[ing] and maintain[ing] a complete Quality Control Plan,” id. at 562, and

for “perform[ing] work to the Quality Assurance Requirements,” id. at 561. Further,

the Pueblo was responsible for training Pueblo employees, volunteers, and other

program participants in safety and the use of equipment. Of particular relevance here,

the Agreement established that no Pueblo “employees, volunteers, [or] program

participants” were to be deemed Federal employees “for any purposes,” including the

FTCA. Id. at 546. Rather, the Pueblo “agree[d] to assume [those] responsibilities.”

Id.

In turn, the Forest Service agreed to “reimburse the Pueblo for the U.S. Forest

Service’s share of actual expenses incurred”; “[d]esignate work areas and provide

cutting guidelines for achieving desired condition[s]”; and “[i]nspect the work to

provide feedback on how goals [were] being accomplished.” Id. at 543–44.

The Agreement also detailed the way that thinning and mastication would

occur. For instance, the Forest Service set completion deadlines for the Pueblo to

finish each project. From this, the Pueblo could schedule its start and end dates for

each project, so long as the crew started work within ten days of receiving notice

5 from the Forest Service to proceed. The Forest Service also managed the Pueblo

crewmembers’ schedule through its required daily quotas for thinning, slashing, and

masticating.

In regard to cutting the trees, Forest Service employees flagged or painted the

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998 F.3d 1143, Counsel Stack Legal Research, https://law.counselstack.com/opinion/ohlsen-v-united-states-ca10-2021.