Carlo v. United States

CourtDistrict Court, D. New Mexico
DecidedMarch 6, 2024
Docket1:22-cv-00188
StatusUnknown

This text of Carlo v. United States (Carlo v. United States) is published on Counsel Stack Legal Research, covering District Court, D. New Mexico primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Carlo v. United States, (D.N.M. 2024).

Opinion

IN THE UNITED STATES DISTRICT COURT FOR THE DISTRICT OF NEW MEXICO

DELPHINA CARLO et al., Plaintiffs, v. 1:22-cv-00188-DHU-JHR DR. IRIS BAZING and UNITED STATES OF AMERICA,

Defendant.

MEMORANDUM OPINION AND ORDER

Plaintiff decedent David Miller died on March 19, 2019, the day after he received medical care at the Northern Navajo Medical Center (“NNMC”). Plaintiffs, personal representatives and surviving children of Mr. Miller, brought this action against Dr. Iris Bazing and the United States under the Federal Tort Claims Act, 28 USC § 2671, (“FTCA”), and New Mexico medical negligence law. Both Defendants moved to dismiss the case and argued, among other things, that this Court lacks subject matter jurisdiction to hear the case. After careful consideration of the motions and the arguments made at the hearing this Court held, the Court DENIES, in part, both motions to dismiss at this stage of the litigation and will order limited jurisdictional discovery. I. FACTS AND PROCEDURAL BACKGROUND Plaintiff decedent David Miller (“decedent”) went to the NNMC on March 18, 2019. Pl.’s Amend. Compl. ¶ 27, Doc. 21. He presented to the primary care clinic with complaints of shortness of breath while lying flat. Id. Decedent also was experiencing mid-sternal pain since he had started chemotherapy. Id. Decedent was examined by Defendant Dr. Bazing and she recorded that his blood pressure was 110/67, he had a pulse of 85, and respirations of 16. Id. Mr. Miller had a significant medical history for hypertension, high cholesterol, and Type II NSTEMI (a type of heart attack). Id. at ¶ 28. Mr. Miller’s active medication list included heart medications, aspirin and clopidogrel (a medication used to prevent heart attacks). Id. Dr. Bazing noted a regular heart rate and rhythm, normal S1 and S2, and lungs clear with normal respiratory

effort. No edema was observed. Id. at 29. No labs or imaging studies were ordered, and the decedent was assessed by Dr. Bazing as having gastroesophageal reflux disease (“GERD”) and she prescribed him omeprazole 20 mg daily in addition to a refill of his B-12. Id. During Mr. Miller’s examination, Dr. Bazing communicated with him through a Navajo translator, Laverne Jim. Plaintiffs contend that Ms. Jim reported to the doctor that Mr. Miller was experiencing GERD and had a burning sensation in his stomach with swallowing, and that “when lying down acid comes up and he has to spit it out.” Id. at 30. Plaintiffs allege that the interpretation of his reported symptoms were incorrectly reported as heartburn from Mr. Miller’s cancer treatment instead of cardiac issues. Id. at 31.

On March 19, 2019, Mr. Miller presented to the San Juan Regional Medical Center emergency department with his daughter with complaints of “epigastric pain with radiation to the back as well as severe weakness, heartburn, and shoulder pain.” Id. at 33. Dr. Tomas Villarreal noted a history of hypertension and high cholesterol. Id. at 34. Mr. Miller was noted to be tachycardic with low blood pressure, and his initial echocardiogram suggested acute anterior STEMI with a troponin of 5.97. Id. at 35. He was taken to the “cardiac cath lab” and was found to have severe three vessel disease including 100% occlusion of the left anterior circumflex artery, chronic occlusion of the mid right coronary artery and a 95% lesion in the proximal circumflex artery. Id. at 36. Mr. Miller was then transferred to the ICU for dual antiplatelet therapy and continuation of pressure support for cardiogenic shock. Id. at 38. While he was waiting for a bed in the ICU, he became bradycardic and was agitated. Id. Mr. Miller died at 8:33 pm on March 19, 2019. On March 14, 2022, Plaintiffs (Delphina Carlo, appearing both individually and as a personal representative of the estate of Mr. Miller, and family members Deborah Miller-

Castillo, Ronald Miller, and Randall Miller) filed a complaint alleging wrongful death and medical negligence against the United States of America, Dr. Bazing, and CHG Companies, Inc.1 The complaint was brought under the Federal Tort Claims Act, 28 USC § 2671 (“FTCA”), and New Mexico medical negligence law for medical negligence that resulted in injuries, damages and the wrongful death of the decedent. Plaintiffs filed an amended complaint on October 25, 2022 (Doc., 21). On November 23, 2022, Dr. Iris Blazing filed her motion to dismiss the claims against her, arguing that: 1) the statute of limitations bars the action against her; 2) this Court does not have subject matter jurisdiction because there is a lack of diversity; and 3) the FTCA does not

apply to her because she is an independent contractor, not an employee. Defendant United States filed a separate motion to dismiss on June 6, 2023, also based on three arguments: 1) this Court does not have subject matter jurisdiction because the FTCA does not apply to Dr. Bazing; 2) Plaintiffs have not properly exhausted their administrative remedies; and 3) the translator claims are not cognizable. On November 16, 2023, this Court held a hearing on both motions to dismiss. See Doc. 58.

1 Defendant CHG was dismissed from this action on January 23, 2023. See Doc. 41. II. LEGAL STANDARDS

Motions filed under Federal Rules of Civil Procedure 12(b)(1) and 12(b)(6) assert that a complaint lacks subject-matter jurisdiction and/or fails to state a claim upon which relief can be granted. Fed. R. Civ. Pro. 12(b)(1) and 12(b)(6). A “court is required to convert a Rule 12(b)(1) motion to dismiss into a Rule 12(b)(6) motion or a Rule 56 summary judgment motion when resolution of the jurisdictional question is intertwined with the merits of the case.” Holt v. United States, 46 F.3d 1000, 1003 (10th Cir. 1995). Federal courts are courts of limited subject matter jurisdiction. See Kokkonen v. Guardian Life Ins. Co. of Am., 511 U.S. 375, 377 (1994). This Court only has jurisdiction to hear cases involving a federal question under 28 U.S.C. §1331 or cases where diversity jurisdiction exists under 28 U.S.C. §1332. Diversity jurisdiction “requires complete Diversity - no plaintiff may be of the same state as any defendant.” Grynberg v. Kinder Morgan Energy Partners, 805 F.3d 901, 905 (10th Cir. 2015). For there to be jurisdiction under the FTCA, plaintiffs must allege “the negligent or wrongful act or omission of any employee of the Government . . . under circumstances where the United States, if a private person, would be liable to the claimant in accordance with the law of the place where the act or omission occurred.” 28 U.S.C. § 1346(b). Due to the fact that the FTCA is a waiver of sovereign immunity, “the notice requirements established by the FTCA must be strictly construed. The requirements are jurisdictional and cannot be waived.” Est. of Trentadue ex rel. Aguilar v.

United States, 397 F.3d 840, at 852 (10th Cir. 2005). III. DISCUSSION

A. Defendant Dr. Bazing’s Motion to Dismiss

1. Diversity of citizenship Dr.

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Carlo v. United States, Counsel Stack Legal Research, https://law.counselstack.com/opinion/carlo-v-united-states-nmd-2024.