Roe v. Pennsylvania Game Commission

147 A.3d 1244, 2016 Pa. Commw. LEXIS 407, 2016 WL 5210619
CourtCommonwealth Court of Pennsylvania
DecidedSeptember 22, 2016
Docket409 M.D. 2014
StatusPublished
Cited by14 cases

This text of 147 A.3d 1244 (Roe v. Pennsylvania Game Commission) is published on Counsel Stack Legal Research, covering Commonwealth Court of Pennsylvania primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Roe v. Pennsylvania Game Commission, 147 A.3d 1244, 2016 Pa. Commw. LEXIS 407, 2016 WL 5210619 (Pa. Ct. App. 2016).

Opinions

[1246]*1246OPINION BY

JUDGE COVEY

The Pennsylvania Gam,e Commission (Commission) .preliminarily objects to Carl Roe’s (Roe) Amended Complaint averring three contract breach claims and a promissory estoppel claim against the Commission. The Commission asserts that Roe’s claims, inter alia, are barred by sovereign immunity or; in the alternative, fall under the exclusive jurisdiction of the Board of Claims (Board). Essentially, the issue before the Court is whether sovereign immunity is a bar' to Roe’s claims.' After review, we sustain the Commission’s preliminary objections and dismiss Roe’s Amended Complaint without prejudice.

According to the Amended Complaint, Roe served as the Commission’s Executive Director from December 30, 2005 until January 17,'20Í4. On June 25, 2013, Roe entered into an Agreement -and Release (Original Agreement) with the Commission’s Board of Commissioners (Commissioners), under which Roe agreed to retire before January 31, 2014,3 waive and release any and all claims he may have against the Commission and the Commissioners, and keep confidential any and all communications with the Commission during his tenure as Executive Director. In addition to paying Roe $220,000.00 “no later than two weeks after the retirement date,” the Commission agreed to keep its communications with Roe confidential. Amended Complaint Ex. A, Original Agreement at 1. The Original Agreement stated that the payment “shall not be compensation but shall be consideration for the obligations to be fulfilled by- Roe as set forth [t]herein.” Id. It further provided that the arrangement was “to allow for the orderly - transition of the Executive Director, while not monetarily penalizing Roe for announcing his retirement early enough to allow for a reasonable search and appointment of a new Executive Director.” Id. at 2. The Original Agreement was signed by all eight Commissioners, and was approved as to form and legality by the Commission’s Chief Counsel and the Attorney General’s Office (OAG). Roe retired from the Commission effective January 17, 2014.

Thereafter, the Commission asked Roe to sign an Amended and Restated Agreement and Release (Amended Agreement) “to modify some of the language of the [Original] Agreement.” Amended Complaint ¶ 24. The Amended Agreement reflected that Roe retired on January 17, 2014 and provided that he would be paid the $220,000.00 “as soon as practically possible.” Amended Complaint Ex. B, Amended Agreement at 1. The Amended Agreement specified that its intent was “to settle potential legal claims that the parties might have made against each other” and that the Commission’s payment would be “consideration for settlement of potential legal claims.” Id. Like the Original Agreement, the Amended Agreement provided that the payment was not compensation. Roe and the eight Commissioners signed the Amended Agreement on January 27, 2014, and it was approved as to form and [1247]*1247legality by the Commission’s Chief Counsel, but it was not executed by the OAG or the Comptroller.4

Roe’s original complaint asserted a single breach of contract claim against the Commission. Following the filing of preliminary objections, Roe filed the Amended Complaint. In the Amended Complaint, Roe alleges that the Commission breached the Original Agreement and the Amended Agreement (collectively, Agreements) when it refused to pay him $220,000.00 despite that he had retired and otherwise complied with the terms of the Agreements. The Amended Complaint contains four claims against the Commission: Count I—breach of the Original Agreement; Count II—breach of the Amended Agreement; Count III—breach of the Original Agreement, as amended by the Amended Agreement; and, Count IV—promissory estoppel arising from Roe’s detrimental reliance on the Commission’s promises. The Commission filed preliminary objections to Roe’s Amended Complaint.

This Court’s review of preliminary objections is limited to the pleadings. Pa. State Lodge, Fraternal Order of Police v. Dep’t of Conservation & Natural Res., 909 A.2d 413 (Pa.Cmwlth.2006), aff'd, 592 Pa. 304, 924 A.2d 1203 (2007).

[This Court is] required'to accept as true the well-pled averments set forth in the ... complaint, and all inferences reasonably deducible therefrom. Moreover, the [C]ourt need not accept as true conclusions of law, unwarranted inferences from facts, argumentative allegations, or expressions of opinion. In order to sustain preliminary objections, it must appear with certainty that the law will not permit recovery, and, where any doubt exists as to whether the preliminary objections should be sustained, the doubt must be resolved in favor of overruling the preliminary objections. ‘

Id. at 415-16 (citations omitted). Herein, this Court’s review is limited to the aver-ments in Roe’s Amended Complaint.5

The Commission'first argues that it is immune from Roe’s claims because the General Assembly has only waived sovereign immunity over contract claims against Commonwealth agencies to the extent jurisdiction over, those claims lies with the Board and, in this case, the Board lacks jurisdiction.6,7

[1248]*1248Article I, Section 11 of the Pennsylvania Constitution states, in pertinent part, that “[s]uits may be brought against the Commonwealth in such manner, in such courts and in such cases as the Legislature may by law direct.” Pa. Const, art. I, § 11. The General Assembly has declared that the Commonwealth “shall continue to enjoy sovereign immunity ,.. and remain immune from suit except as the General Assembly shall specifically waive the immunity.” 1 Pa.C,S. § 2310.

With the enactment of what was commonly referred to as the Board of Claims Act,8 the. General Assembly gave the Board “exclusive jurisdiction to hear and determine all claims against the Commonwealth arising from contracts hereafter entered into with the Commonwealth, where the amount in controversy amounts to $300.00 or more.” Section 4 of the former Board of Claims Act, 72 P.S. § 4651-4 (emphasis added). “The exclusive remedy of monetary damages in the Board ... constituted a limited waiver of sovereign immunity.” Ezy Parks v. Larson, 499 Pa. 615, 454 A.2d 928, 934 (1982). Thus, “[a]l-though the Commonwealth traditionally had sovereign immunity from suit, the establishment of the Board ... waived that immunity by providing a tribunal whose specific duty was to entertain contract actions against the Commonwealth.” Shovel Transfer & Storage, Inc. v. Simpson, 523 Pa. 235, 565 A.2d 1153, 1155 (1989).

In 2002, the General Assembly repealed the Board of Claims Act and reenacted the Board’s enabling jurisdiction under the Commonwealth Procurement Code (Procurement Code).9 With the 2002 Procurement Code amendments, the General Assembly preserved the Board’s general structure and function and, in Section 1702(a) of the Procurement Code, declared:

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Bluebook (online)
147 A.3d 1244, 2016 Pa. Commw. LEXIS 407, 2016 WL 5210619, Counsel Stack Legal Research, https://law.counselstack.com/opinion/roe-v-pennsylvania-game-commission-pacommwct-2016.