Rodick v. City of Schenectady

1 F.3d 1341
Court of Appeals for the Second Circuit·Decided August 23, 1993·No. Nos. 1452-1454, 1641, Dockets 93-7010, 93-7012, 93-7020, 93-7156·Published·Cited by 74 cases

Opinion

McLAUGHLIN, Circuit Judge:

Appellants are the City of Schenectady (the “City”), five of its police officers (the “officers”) and the officers’ attorney; they appeal from a judgment entered after a jury trial in the United States District Court for the Northern District of New York (Thomas J. McAvoy, Judge). The City assails a jury award of damages against it and the individual defendants for malicious prosecution. The officers contend that their representation by the same lawyer who represented the City was an improper conflict of interest. The lawyer appeals from Rule 11 sanctions imposed on her as a result of a post-trial motion advancing the conflict of interest argument. Plaintiff cross-appeals, arguing that certain post-trial motions granted by the district court were untimely. For the reasons set forth below, we affirm in part, reverse in part, and vacate and remand in part for a new trial .on the issue of damages for malicious prosecution.

BACKGROUND

On February 27, 1989, Schenectady Police Officer Robert McHugh was investigating a hit-and-run accident. An eyewitness gave him a license plate number and this led him ultimately to Plaintiff Rodick’s house. There, he met with officers Coker, Carroll and Falvo, who had arrived at the house as back-ups. A radio dispatch indicated that there was an outstanding warrant in Florida for Rodick, including a request for extradition. As a result of that dispatch, patrol supervisor .Yager was called to the scene. Failing in their attempts to speak with Ro-dick from the outside, they entered and found Rodick naked in bed. There is some dispute as to what ensued, but it is clear that Rodick was beaten repeatedly and tumbled down a flight of stairs. He was then handcuffed and, still naked, was removed from the apartment, placed in a patrol car and taken to the police station, where he spent the night without clothes or medical attention. Rodick was arraigned the next morning and was charged with resisting arrest, leaving the scene of an accident, and was also held as a fugitive from justice on the Florida warrant.

On May .26, 1989, Rodick filed a Notice of Claim against the City citing the mistreatment he had suffered at the hands of the Schenectady constabulary. The resisting arrest charge was dismissed on July 10, 1989, by the local police court for insufficient evidence, but was re-filed in August 1989. The [1344] leaving-the-scene charge was dropped by the prosecutor. The fugitive-from-justice charge was referred to the Governor’s office, but apparently was never acted upon. A seven-day trial on the resisting arrest charge began on March 27,1990, and all the officers except Coker testified. At the close of the prosecution’s case, Rodick’s motion to dismiss the charge was granted, and the case was dismissed.

On August 27, 1990, Rodick filed a complaint in the Northern District of New York under 42 U.S.C. § 1983, arguing that all the defendants had violated his rights under the First, Fourth, Sixth and Fourteenth Amendments to the United States Constitution; he also appended a state law claim for malicious prosecution of the resisting arrest charge. At trial, both the City and the officers were represented by the same attorney, the City’s Assistant Corporation Counsel. At the close of Plaintiffs case, the district court granted the City’s motion for judgment as a matter of law dismissing the § 1983 claims against it because of Rodick’s failure to establish a municipal policy or procedure under which the officers were acting.

At the close of all the evidence, the district court submitted the case to the jury, instructing it to complete a .special verdict form. The jury returned a verdict against all five officers on the § 1983 claim, concluding that: (1) each officer had either used, or had failed to intervene while others were using, excessive force; (2) they had falsely arrested Rodick for resisting arrest, although they did have probable cause to arrest Rodick on other grounds; and (3) they had been indifferent to Rodick’s medical needs. The jury determined that all five officers were liable for $440,000 in damages on the §' 1983 claim, as follows: (1) $150,000 in compensatory damages and $20,000 in punitive damages for excessive force; (2) $60,000 in compensatory damages and $30,000 in punitive damages for false arrest; and (3) $150,000 in compensatory damages and $30,000 in punitive damages for indifference to medical needs.

With respect to the state law malicious prosecution claim, the jury concluded that four officers, but not Coker, were liable. Filling in the amounts on the verdict form provided by the court, the jury assessed compensatory damages on that claim as follows:

5. What amount of damages, if any, do you find the plaintiff is entitled to recover from the defendant under consideration which was directly sustained as a result of the criminal prosecution?

Kevin Coker: 55,000 NA

Brian Carroll: 55,000

ROBERT MoHUGH: 55,000

EriC Yager: 55,000

Jack Falvo, Jr.: 55,000

City Of Soheneotady: 550,000

The jury further awarded punitive damages on the claim in the amount of $10,000 each against Carroll, McHugh, Yager, and Falvo.

After this Delphic, if not bizarre, verdict was delivered, the jury was discharged and the following colloquy immediately ensued:

[Defense Counsel]: Judge, with regard to the post-trial motions, I’ve already had some communications with the stenographer concerning the transcript and it is my intention to utilize parts of the transcript in support of the motion so that the Court does have the record in front of it when the motion is being made and I’ve been informed it’s going to take some time to produce a transcript. With the Court’s permission I would move at this point to move the 10 day period somewhat so that we can have some additional time to make that motion and adequately present it to the Court. I would like to ask the Court for 60 days which I think will provide the stenographer with ample time.
[Plaintiff’s Counsel]: Judge, if I understand correctly, I haven’t spoken to the stenographer, there is [sic] only certain sections that he’s requested. There is [sic] not a great deal of sections that were requested. I think there is [sic] some aspects of testimony. There is not a whole transcript that we are waiting for.
The Court: Well—
[Plaintiff’s Counsel]: 60 days seems like a good period of time.
[1345] The Court: Okay. Well, it is appropriate to move during the original 10 day period to expand the time and the Court will grant a period of hO days, in addition to the 10 days, to serve and file the motions.

(emphasis added). On April 13, 1992, four days after this colloquy, the district court entered judgment on the jury’s verdict. Based on the jury’s response in the special verdict form, the court concluded that the jury had “awarded compensatory damages in the amount of $770,000” against the defendants on the malicious prosecution claim. The total judgment was $1,250,000.

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Rodick v. City of Schenectady, 1 F.3d 1341 (2d Cir. 1993).

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