Roberts v. Ward

468 F.3d 963, 2006 WL 3392620
Court of Appeals for the Sixth Circuit·Decided November 27, 2006·No. 05-6305·Published·Cited by 6 cases

Opinion

OPINION

BOYCE F. MARTIN, JR., Circuit Judge.

Plaintiffs Genell Roberts, Sandra Dale, and William Leslie were employees of the Kentucky Department of Parks. They were terminated from employment in May 2004 for failing to comply with the Department’s dress code. They subsequently filed suit, alleging violations of their First Amendment, equal protection, and procedural and substantive due process rights, as well as state statutes. The district court granted a partial motion to dismiss for failure to state a claim in favor of *965 defendants, and later dismissed the remaining claims pursuant to the defendant’s motion for summary judgment. The plaintiffs now appeal these dismissals. For the following reasons, we AFFIRM the district court.

I.

The district court set forth the following relevant facts in its opinion granting summary judgment:

The Plaintiffs were seasonal workers employed to perform maintenance services at the General Burnside State Park during the summer months. Sandra Dale, a six-summer veteran of the park, as well as William Leslie and Ge-nell Roberts, both four-summer veterans, maintained “spotless work records.” (Amended Compl. at ¶¶ 3^4.) Dale, in particular, “received several positive commendations” for her work.
On May 18, 2004, Director of Parks George Ward sent an e-mail to all managers of Kentucky state parks which set into motion the events giving rise to this action. The e-mail provided, in relevant part, that
we are working hard to eliminate the deficit associated with operating the State Parks.... [I]t is may [sic] small details that we must pay attention to in order to attract tourists to our Parks and provide them outstanding experience that will make them want to come back and visit with us.
To this end, providing outstanding customer service in a professional atmosphere creates a very positive first impression of us to the customer. Therefore, we have implemented a new professional appearance policy that ALL employees must adhere to at each Park location. Items addressed in the policy include hair length for men above the collar, no visible body piercings with exception of in the ear lobes for women only, no visible tattoos (long sleeves, pants, bandages, or wrist bands are approved ways to cover), and the proper wearing of the prescribed uniform in each department, which in most cases includes tucking in shirts and blouses. Please be advised that there are no exceptions to this policy.... Failure to comply with the new policy is clearly insubordination.
It is your role as park managers to ensure that ALL employees comply with Park policies. Any regular merit employee that fails to comply with the new policy should be issued a written warning for insubordination. If they continue to fail to comply they should be placed on suspension. Of course, the final step, should they continue to not comply would be termination. Any interim employee that fails to comply should be given the choice to comply or be sent home. After the initial warning, any interim employee that is observed to be not complying is to be terminated.

(Pis.’ Resp., Ex. B.) In a followup e-mail, Ward reiterated that “if interim workers refuse to tuck in their shirts, you may not allow them to work. Give them the choice to tuck in their shirt or go home.” (Compl., Ex. B.)

These emails were Ward’s interpretation and implementation of the Department of Parks (“Parks”) Policy 01-03 (promulgated in 2002, prior to Ward’s appointment), which provides that “[s]ince employees are in daily contact with guests, vendors, and the general public, all employees are expected to exhibit appropriate conduct and maintain a professional, business-like appearance.” Id., Ex. A. Further, “[supervisors and managers are expected to communicate and monitor standards of employee conduct and appearance that will provide a profes *966 sional, positive, and safe environment for employees, guests, and vendors---- Due to business needs, many employees may be required to wear furnished uniforms or conform to appropriate levels of dress, grooming, and hygiene standards for their work situation.” Id. Finally, “[vjisible tattoos and body piercings that are offensive or not consistent with the mission of the Department of Parks shall be deemed to be violations of sections A and B above.” Id.

Another policy adopted at the same time as the “shirt tucking” policy prohibited Park employees from swimming in the pool or staying as overnight guests at the park at which they worked. (Compl., Ex. C.) The stated reason for the policy was to ensure “separation between employees and overnight guests” and to avoid claims of sexual harassment by Park employees. Id.

On May 19, 2004, the Plaintiffs were discharged for failing to tuck in them shirts. (Pis.’ Resp. at 4.) Leslie also claims he was discharged because he has a “USN” tattoo on his arm, which commemorates his service in the United States Navy. Id. Several days after their termination, the Plaintiffs’ supervisor, John Troxell, resigned in protest. The Plaintiffs brought suit, challenging the appearance policy and the “overnight stay” policy. D. Ct. Op., Aug. 3, 2005, at 1-3, 2005 WL 1868818 (granting summary judgment to defendants on plaintiffs’ remaining claims).

On September 22, 2004, the district court granted the Defendants’ partial motion to dismiss. D. Ct. Op., Sept. 22, 2004, at 20. The district court enumerated seven claims that were made out in the complaint: (1) wrongful discharge under state law; (2) violation of Section Two of the Constitution of the Commonwealth of Kentucky; (3) ■ violation of the First Amendment of the United States Constitution; (4) violation of the Due Process Clause of the Fourteenth Amendment of the United States Constitution; (5) violation of the Equal Protection Clause of the Fourteenth Amendment of the United States Constitution; (6) violation of KRS § 13A (challenging the manner by which the regulation was implemented); and (7) violation of the Kentucky Civil Rights Act, KRS § 344.120. Id. at 6. In granting the Defendants’ motion, the district court dismissed all claims seeking monetary damages based on Eleventh Amendment immunity, id. at 17, all claims relating to the “overnight stay” rule, id. at 19, and all claims brought under the Kentucky Civil Rights Act, id. at 18. The district court also dismissed Parks Commissioner Ward as a defendant on the basis of qualified immunity. Id. at 15.

On August 3, 2005, the district court granted Defendants’ motion for summary judgment, dismissing the remaining claims. These included claims seeking only the equitable relief of reinstatement of employment based on First Amendment, due process, and equal protection violations, and violation of Section Two of the Kentucky Constitution. D. Ct. Op., Aug. 3, 2005, at 12.

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Roberts v. Ward, 468 F.3d 963, 2006 WL 3392620 (6th Cir. 2006).

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Roberts v. Ward
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