United States v. National Treasury Employees Union

513 U.S. 454, 115 S. Ct. 1003, 130 L. Ed. 2d 964, 18 Fla. L. Weekly Fed. S 5901, 95 Daily Journal DAR 2307, 95 Cal. Daily Op. Serv. 1300, 63 U.S.L.W. 4133, 10 I.E.R. Cas. (BNA) 452, 1995 U.S. LEXIS 1624
CourtSupreme Court of the United States
DecidedFebruary 22, 1995
Docket93-1170
StatusPublished
Cited by657 cases

This text of 513 U.S. 454 (United States v. National Treasury Employees Union) is published on Counsel Stack Legal Research, covering Supreme Court of the United States primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. National Treasury Employees Union, 513 U.S. 454, 115 S. Ct. 1003, 130 L. Ed. 2d 964, 18 Fla. L. Weekly Fed. S 5901, 95 Daily Journal DAR 2307, 95 Cal. Daily Op. Serv. 1300, 63 U.S.L.W. 4133, 10 I.E.R. Cas. (BNA) 452, 1995 U.S. LEXIS 1624 (1995).

Opinions

[457]*457Justice Stevens

delivered the opinion of the Court.

In 1989 Congress enacted a law that broadly prohibits federal employees from accepting any compensation for making speeches or writing articles. The prohibition applies even when neither the subject of the speech or article nor the person or group paying for it has any connection with the employee’s official duties. We must decide whether that statutory prohibition comports with the Constitution’s command that “Congress shall make no law . . . abridging the freedom of speech.” We hold that it does not.

I

In 1967 Congress authorized the appointment every four years of a special Commission on Executive, Legislative, and Judicial Salaries, whose principal function would be to recommend appropriate levels of compensation for the top positions in all three branches of the Federal Government. Each of the first five Quadrennial Commissions recommended significant salary increases, but those recommendations went largely ignored. The Report of the 1989 Quadrennial Commission, however, was instrumental in leading to the enactment of the Ethics Reform Act of 1989,1 which contains the provision challenged in this case.

The 1989 Quadrennial Commission’s report noted that inflation had decreased the salary levels for senior Government officials, measured in constant dollars, by approximately 35% since 1969. The report

“also found that because their salaries are so inadequate, many members of Congress are supplementing their official compensation by accepting substantial amounts of [458]*458‘honoraria’ for meeting with interest groups which desire to influence their votes. Albeit to a less troubling extent, the practice of accepting honoraria also extends to top officials of the Executive and Judicial branches.” Fairness for Our Public Servants: Report of The 1989 Commission on Executive, Legislative and Judicial Salaries vi (Dec. 1988).

Accordingly, the Commission recommended that “salary levels for top officials be set at approximately the same amount in constant dollars” as those in effect in 1969 and further that “Congress enact legislation abolishing the practice of accepting honoraria in all three branches.” Ibid.

The President’s Commission on Federal Ethics Law Reform subsequently issued a report that endorsed the Quadrennial Commission’s views. The President’s Commission recommended enacting a ban on receipt of honoraria “by all officials and employees in all three branches of government.” To Serve With Honor: Report of the President’s Commission on Federal Ethics Law Reform 36 (Mar. 1989). Explaining the breadth of its proposal, it added:

“In recommending this ban, we also recognize, as did the Quadrennial Commission, that the statutory definition of honoraria must be broad enough to— ‘close present and potential loopholes such as receipt of consulting, professional or similar fees; payments for serving on boards; travel; sport, or other entertainment expenses not reasonably necessary for the appearance involved; or any other benefit that is the substantial equivalent of an honorarium.’” Ibid, (quoting Fairness for Our Public Servants, at 24).

Although not adopted in their entirety, the two Commissions’ recommendations echo prominently in the Ethics Reform Act of 1989. Section 703 of that Act provided a 25% pay increase to Members of Congress, federal judges, and [459]*459certain high-level Executive Branch employees above the salary grade GS-15.2 See 103 Stat. 1768. Another section — the one at issue here — amended § 501(b) of the Ethics in Government Act of 1978 to create an “Honoraria Prohibition,” which reads: “An individual may not receive any honorarium while that individual is a Member, officer or employee.” Id., at 1760.

Section 505 of the Ethics Reform Act defined “officer or employee” to include nearly all employees of the Federal Government and “Member” to include any Representative, Delegate, or Resident Commissioner to Congress. The Congressional Operations Appropriations Act, 1992, adopted in 1991,3 extended both the salary increase and the prohibition against honoraria to the Senate. The 1989 Act defined “honorarium” to encompass any compensation paid to a Government employee for “an appearance, speech or article.”4 The 1992 Appropriations Act amended that definition to exclude any series of appearances, speeches, or articles unrelated to the employee’s official duties or status. The definition now reads as follows:

“(3) The term ‘honorarium’ means a payment of money or any thing of value for an appearance, speech [460]*460or article (including a series of appearances, speeches, or articles if the subject matter is directly related to the individual’s official duties or the payment is made because of the individual’s status with the Government) by a Member, officer or employee, excluding any actual and necessary travel expenses incurred by such individual (and one relative) to the extent that such expenses are paid or reimbursed by any other person, and the amount otherwise determined shall be reduced by the amount of any such expenses to the extent that such expenses are not paid or reimbursed.” 5 U. S. C. App. § 505(3) (1988 ed., Supp. V).

Section 503(2) of the Ethics Reform Act provides that the statutory provisions governing honoraria for employees of the Executive Branch shall be subject to rules and regulations issued by the Office of Government Ethics (OGE) and administered by designated agency ethics officials. 5 CFR §2636.201 et seq. (1994). OGE’s regulations permit reimbursement of certain expenses associated with appearances, speeches, and articles. The regulations also confine the reach of each of those terms. Thus, a performance using “an artistic, athletic or other such skill or talent” is not an “appearance”; reading a part in a play or delivering a sermon is not a “speech”; and works of “fiction, poetry, lyrics, or script” are not “article[s].” §§ 2636.203(b), (d). The regulations permit teaching a course involving multiple presentations at an accredited program or institution.

The Attorney General may enforce the prohibition against honoraria by a civil action to recover a penalty of not more than the larger of $10,000 or the amount of the honorarium. If an employee has accepted an honorarium in good-faith reliance on an opinion of either the OGE or the ethics officer of her employing agency, she is not subject to the civil penalty. 5 U. S. C. App. §504 (1988 ed., Supp. V).

[461]*461II

Two unions and several career civil servants employed full time by various Executive departments and agencies filed suit in the United States District Court for the District of Columbia to challenge the constitutionality of the honoraria ban. Pursuant to a stipulation with the Government, the District Court certified respondent National Treasury Employees Union as the representative of a class composed of all Executive Branch employees “below grade GS-16, who— but for 5 U. S. C. app. 501(b) — would receive ‘honoraria,’ as defined in 5 U. S. C. app. 505(3).” App. 124-125.5

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Bluebook (online)
513 U.S. 454, 115 S. Ct. 1003, 130 L. Ed. 2d 964, 18 Fla. L. Weekly Fed. S 5901, 95 Daily Journal DAR 2307, 95 Cal. Daily Op. Serv. 1300, 63 U.S.L.W. 4133, 10 I.E.R. Cas. (BNA) 452, 1995 U.S. LEXIS 1624, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-national-treasury-employees-union-scotus-1995.