FINAL COPY 309 Ga. 639
S20A0988. ROBERTS v. THE STATE.
WARREN, Justice.
Appellant Deanna Roberts pled guilty in federal court to a
crime relating to the theft of a medical product, liquid silicone, that
Roberts injected into the buttocks of Lateasha Hall, resulting in
Hall’s death. When she was later indicted in the Superior Court of
Fulton County for state crimes arising from Hall’s death, including
malice murder, Roberts filed a plea of statutory double jeopardy in
superior court, contending that under OCGA § 16-1-8 (c), her
conviction in federal court barred the state prosecution for all crimes
except malice murder. The trial court rejected that claim, and
Roberts filed this direct appeal. Because one of the statutory
requirements for the OCGA § 16-1-8 (c) bar to apply is not satisfied
here, we affirm the trial court’s denial of Roberts’s plea in bar.
1. To begin, we address a jurisdictional issue that this Court
has not squarely addressed before: whether the denial of a statutory double jeopardy claim against successive prosecution under OCGA
§ 16-1-8 (c) is appealable under the collateral order doctrine. We
conclude that it is.
The trial court order denying Robert’s plea in bar is not
obviously a final judgment that would be directly appealable under
OCGA § 5-6-34 (a) (1) insofar as that order did not terminate the
entire case in the trial court. See Rivera v. Washington, 298 Ga. 770,
773-774 (784 SE2d 775) (2016). However, the collateral order
doctrine
recognizes that a very small class of interlocutory rulings are effectively final in that they finally determine claims of right separable from, and collateral to, rights asserted in the action, too important to be denied review and too independent of the cause itself to require that appellate consideration be deferred until the whole case is adjudicated.
Id. at 774 (citation and punctuation omitted). “Thus, an order that
satisfies the requirements of the collateral order doctrine . . . would
be appealable because it comes within the terms of [the] relevant
statutory right to appeal final judgments.” Id. (citation and
punctuation omitted). It is well established that the denial of a constitutional double
jeopardy claim is appealable under the collateral order doctrine. See
Patterson v. State, 248 Ga. 875 (287 SE2d 7) (1982). In Patterson,
we explained in detail the reasoning for that rule. See id. at 876-
877. But with regard to statutory double jeopardy claims like the
one presented here, we have no cases fully addressing the issue. For
example, in Torres v. State, 270 Ga. 79 (508 SE2d 171) (1998), we
noted that Torres was bringing “a pre-trial direct appeal” of a plea
of former jeopardy based on OCGA § 16-1-8 (c), and we then cited
Patterson with no mention of the collateral order doctrine and no
analysis of why a statutory double jeopardy claim under OCGA § 16-
1-8 (c) was directly appealable under that doctrine.1 See Torres, 270
1 Our opinion in Torres also noted that Torres’s direct appeal was “from
the denial of his motion for a judgment of acquittal by reason of the denial of his constitutional right to a speedy trial,” 270 Ga. 79, citing Hubbard v. State, 254 Ga. 694 (333 SE2d 827) (1985). Hubbard held that a denial of a statutory speedy trial claim was directly appealable under the collateral order doctrine. See 254 Ga. at 695. At the time of the Torres decision, this Court, relying on Hubbard, had held that the denial of a pre-trial constitutional speedy trial claim was directly appealable. See Boseman v. State, 263 Ga. 730, 730 n. 1 (438 SE2d 626) (1994). Although Hubbard remains good law, Boseman does not. In Sosniak v. State, 292 Ga. 35, 40 (734 SE2d 362) (2012), we overruled Boseman, concluding that we had erred in that case in holding that a pre-trial Ga. at 79. Similarly, the Court of Appeals has summarily held that
the denial of a statutory double jeopardy claim is directly
appealable. See Sellers v. State, 332 Ga. App. 14, 14-15 n.1 (770
SE2d 31) (2015) (not mentioning the collateral order doctrine, but
citing Malloy v. State, 293 Ga. 350, 352 (744 SE2d 778) (2013), a
constitutional double jeopardy case in which we said that the
defendant had a right to direct appeal under Patterson); McCannon
v. State, 168 Ga. App. 471, 471 (309 SE2d 636) (1983) (not
mentioning the collateral order doctrine, but citing Patterson).2
We now explain why the denial of a timely plea in bar based on
a statutory double jeopardy claim is appealable under the collateral
order doctrine. In reaching that conclusion, we look to our precedent
in Patterson, 248 Ga. 875, where we relied on the reasoning of Abney
v. United States, 431 U.S. 651 (97 SCt 2034, 52 LE2d 651) (1977), to
denial of a constitutional speedy trial claim is directly appealable under the collateral order doctrine. Accordingly, to the extent that Torres follows Boseman’s reasoning, Torres is no longer good law. 2 In McCannon, we granted certiorari and reversed on the merits of the
case, but did not address the appealability issue. See McCannon v. State, 252 Ga. 515 (315 SE2d 413) (1984). explain that the denial of a constitutional double jeopardy claim was
appealable under the collateral order doctrine because “‘there can be
no doubt that such orders constitute a complete, formal, and, in the
trial court, final rejection of a criminal defendant’s double jeopardy
claim’”; because “‘the very nature of a double jeopardy claim is such
that it is collateral to, and separable from, the principal issue of the
accused’s impending criminal trial’”; and because “‘the rights
conferred on a criminal accused by the Double Jeopardy clause
would be significantly undermined if appellate review of double
jeopardy claims were postponed until after conviction and
sentence.’” Patterson, 248 Ga. at 876 (quoting Abney, 431 U.S. at
659-660). With regard to the latter consideration, we reiterated that
the Double Jeopardy Clause “is a guarantee against being twice put
to trial for the same offense” and that this protection
“would be lost if the accused were forced to ‘run the gauntlet’ a second time before an appeal could be taken; even if the accused is acquitted, or, if convicted, has his conviction ultimately reversed on double jeopardy grounds, he has still been forced to endure a trial that the Double Jeopardy Clause was designed to prohibit. . . . [If] a criminal defendant is to avoid exposure to double jeopardy and thereby enjoy the full protection of the Clause, his double jeopardy challenge to the indictment must be reviewable before that subsequent exposure occurs.”
Patterson, 248 Ga. at 876 (quoting Abney, 431 U.S at 662; emphasis
omitted).
So too with a claim of statutory double jeopardy. Like in
Patterson and Abney, Roberts has asserted a claim seeking
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FINAL COPY 309 Ga. 639
S20A0988. ROBERTS v. THE STATE.
WARREN, Justice.
Appellant Deanna Roberts pled guilty in federal court to a
crime relating to the theft of a medical product, liquid silicone, that
Roberts injected into the buttocks of Lateasha Hall, resulting in
Hall’s death. When she was later indicted in the Superior Court of
Fulton County for state crimes arising from Hall’s death, including
malice murder, Roberts filed a plea of statutory double jeopardy in
superior court, contending that under OCGA § 16-1-8 (c), her
conviction in federal court barred the state prosecution for all crimes
except malice murder. The trial court rejected that claim, and
Roberts filed this direct appeal. Because one of the statutory
requirements for the OCGA § 16-1-8 (c) bar to apply is not satisfied
here, we affirm the trial court’s denial of Roberts’s plea in bar.
1. To begin, we address a jurisdictional issue that this Court
has not squarely addressed before: whether the denial of a statutory double jeopardy claim against successive prosecution under OCGA
§ 16-1-8 (c) is appealable under the collateral order doctrine. We
conclude that it is.
The trial court order denying Robert’s plea in bar is not
obviously a final judgment that would be directly appealable under
OCGA § 5-6-34 (a) (1) insofar as that order did not terminate the
entire case in the trial court. See Rivera v. Washington, 298 Ga. 770,
773-774 (784 SE2d 775) (2016). However, the collateral order
doctrine
recognizes that a very small class of interlocutory rulings are effectively final in that they finally determine claims of right separable from, and collateral to, rights asserted in the action, too important to be denied review and too independent of the cause itself to require that appellate consideration be deferred until the whole case is adjudicated.
Id. at 774 (citation and punctuation omitted). “Thus, an order that
satisfies the requirements of the collateral order doctrine . . . would
be appealable because it comes within the terms of [the] relevant
statutory right to appeal final judgments.” Id. (citation and
punctuation omitted). It is well established that the denial of a constitutional double
jeopardy claim is appealable under the collateral order doctrine. See
Patterson v. State, 248 Ga. 875 (287 SE2d 7) (1982). In Patterson,
we explained in detail the reasoning for that rule. See id. at 876-
877. But with regard to statutory double jeopardy claims like the
one presented here, we have no cases fully addressing the issue. For
example, in Torres v. State, 270 Ga. 79 (508 SE2d 171) (1998), we
noted that Torres was bringing “a pre-trial direct appeal” of a plea
of former jeopardy based on OCGA § 16-1-8 (c), and we then cited
Patterson with no mention of the collateral order doctrine and no
analysis of why a statutory double jeopardy claim under OCGA § 16-
1-8 (c) was directly appealable under that doctrine.1 See Torres, 270
1 Our opinion in Torres also noted that Torres’s direct appeal was “from
the denial of his motion for a judgment of acquittal by reason of the denial of his constitutional right to a speedy trial,” 270 Ga. 79, citing Hubbard v. State, 254 Ga. 694 (333 SE2d 827) (1985). Hubbard held that a denial of a statutory speedy trial claim was directly appealable under the collateral order doctrine. See 254 Ga. at 695. At the time of the Torres decision, this Court, relying on Hubbard, had held that the denial of a pre-trial constitutional speedy trial claim was directly appealable. See Boseman v. State, 263 Ga. 730, 730 n. 1 (438 SE2d 626) (1994). Although Hubbard remains good law, Boseman does not. In Sosniak v. State, 292 Ga. 35, 40 (734 SE2d 362) (2012), we overruled Boseman, concluding that we had erred in that case in holding that a pre-trial Ga. at 79. Similarly, the Court of Appeals has summarily held that
the denial of a statutory double jeopardy claim is directly
appealable. See Sellers v. State, 332 Ga. App. 14, 14-15 n.1 (770
SE2d 31) (2015) (not mentioning the collateral order doctrine, but
citing Malloy v. State, 293 Ga. 350, 352 (744 SE2d 778) (2013), a
constitutional double jeopardy case in which we said that the
defendant had a right to direct appeal under Patterson); McCannon
v. State, 168 Ga. App. 471, 471 (309 SE2d 636) (1983) (not
mentioning the collateral order doctrine, but citing Patterson).2
We now explain why the denial of a timely plea in bar based on
a statutory double jeopardy claim is appealable under the collateral
order doctrine. In reaching that conclusion, we look to our precedent
in Patterson, 248 Ga. 875, where we relied on the reasoning of Abney
v. United States, 431 U.S. 651 (97 SCt 2034, 52 LE2d 651) (1977), to
denial of a constitutional speedy trial claim is directly appealable under the collateral order doctrine. Accordingly, to the extent that Torres follows Boseman’s reasoning, Torres is no longer good law. 2 In McCannon, we granted certiorari and reversed on the merits of the
case, but did not address the appealability issue. See McCannon v. State, 252 Ga. 515 (315 SE2d 413) (1984). explain that the denial of a constitutional double jeopardy claim was
appealable under the collateral order doctrine because “‘there can be
no doubt that such orders constitute a complete, formal, and, in the
trial court, final rejection of a criminal defendant’s double jeopardy
claim’”; because “‘the very nature of a double jeopardy claim is such
that it is collateral to, and separable from, the principal issue of the
accused’s impending criminal trial’”; and because “‘the rights
conferred on a criminal accused by the Double Jeopardy clause
would be significantly undermined if appellate review of double
jeopardy claims were postponed until after conviction and
sentence.’” Patterson, 248 Ga. at 876 (quoting Abney, 431 U.S. at
659-660). With regard to the latter consideration, we reiterated that
the Double Jeopardy Clause “is a guarantee against being twice put
to trial for the same offense” and that this protection
“would be lost if the accused were forced to ‘run the gauntlet’ a second time before an appeal could be taken; even if the accused is acquitted, or, if convicted, has his conviction ultimately reversed on double jeopardy grounds, he has still been forced to endure a trial that the Double Jeopardy Clause was designed to prohibit. . . . [If] a criminal defendant is to avoid exposure to double jeopardy and thereby enjoy the full protection of the Clause, his double jeopardy challenge to the indictment must be reviewable before that subsequent exposure occurs.”
Patterson, 248 Ga. at 876 (quoting Abney, 431 U.S at 662; emphasis
omitted).
So too with a claim of statutory double jeopardy. Like in
Patterson and Abney, Roberts has asserted a claim seeking
protection from successive prosecution, though based on OCGA § 16-
1-8 (c) and not the Georgia or United States Constitutions. See
Calloway v. State, 303 Ga. 48, 52 (810 SE2d 105) (2018) (explaining
that OCGA § 16-1-8 (c) imposes “a statutory limitation to some
successive prosecutions”). We thus conclude that the same
considerations that led us to hold in Patterson that the denial of a
constitutional double jeopardy claim is directly appealable under the
collateral order doctrine also apply here. See Carman v. State, 304
Ga. 21, 25 (815 SE2d 860) (2018) (explaining that we generally treat
this State’s statutory double jeopardy claims “in a manner
consistent with case law from the United States Supreme Court regarding the Fifth Amendment”). Accordingly, we conclude that
the denial of Roberts’s statutory double jeopardy claim against
successive prosecution under OCGA § 16-1-8 (c) is directly
appealable under the collateral order doctrine.3
2. We turn now to the specifics of Roberts’s claim that OCGA
§ 16-1-8 (c) bars her prosecution for state crimes arising from Hall’s
death, because she has already been convicted of a federal offense in
federal court for a crime arising from the same conduct.4
On May 11, 2016, the federal government indicted Roberts for
eight offenses relating to her use of liquid silicone, including two
3 Although Roberts does not seek the dismissal of the malice murder
count of her indictment, that does not preclude a direct appeal under the collateral order doctrine of the denial of her plea in bar. See 7 Wayne R. LaFave et al., Criminal Procedure § 27.2 (c) (4th ed., Dec. 2019 update) (explaining that “‘the touchstone for interlocutory jurisdiction is a . . . claim that, if successful, would require dismissal of, at a minimum, an entire count’”) (citation omitted). 4 Roberts properly makes no claim that her state prosecution is
constitutionally barred. Under the dual sovereignty doctrine, “the State [is] not constitutionally barred from prosecuting [Roberts] merely because the federal government had already done so.” Calloway, 303 Ga. at 52. “[W]here a single act violates the law of two sovereigns (e.g., the United States and a state),” the dual-sovereignty doctrine permits an individual to be “prosecuted and punished by each sovereign without violating double jeopardy.” Id. The United State Supreme Court recently reaffirmed that doctrine in Gamble v. United States, ___ U.S. ___ (139 SCt 1960, 204 LE2d 322) (2019). offenses relating to her injection of liquid silicone into Hall. Only
one of the offenses relating to Hall is relevant here. That offense, to
which Roberts pled guilty in federal court on June 1, 2017, was for
violating 18 USC § 670 (“Theft of medical products”). With regard
to that offense, the federal indictment alleged that Roberts,
in and using a means and facility of interstate commerce, did knowingly possess and transport a pre-retail medical product, that is, liquid silicone, that was involved in a violation of Title 18, United States Code, Section 670 (a) (1), that is, the defendant in and using a means and facility of interstate commerce, did by fraud and deception obtain liquid silicone which the defendant injected into the buttocks of L.H., and said violation did result in the death of L.H., in that the death of L.H. resulted from the use of the liquid silicone obtained by the defendant by means of fraud and deception, in violation of Title 18, United States Code, Sections 670 (a) (3), (b) (2) (C), and (c) (1).5
5 18 USC § 670 (a) (1), (3) and (6) provide that “[w]hoever, in, or using
any means or facility of, interstate . . . commerce” “by fraud or deception obtains, or knowingly and unlawfully takes, carries away, or conceals a pre- retail medical product” or “knowingly possesses, transports, or traffics in a pre- retail medical product that was involved in a violation of paragraph (1) or (2) . . . shall be punished as provided in subsection (c) and subject to the other sanctions provided in this section.” Subsection (b) (2) (C) of 18 USC § 670 provides that “[a]n offense under this section is an aggravated offense if . . . the violation . . . results in serious bodily injury or death, including serious bodily injury or death resulting from the use of the medical product involved[.]” Finally, 18 USC § 670 (c) (1) provides that if a person violates 18 USC § 670 (a) and “the offense is an aggravated offense under subsection (b) (2) (C),” the Then, on August 8, 2017, Roberts was indicted by a Fulton
County grand jury for five state crimes stemming from her injection
of liquid silicone into the buttocks of Hall, an act that is alleged to
have caused Hall’s death when the liquid silicone traveled to Hall’s
lungs, rendering them useless. The state indictment charged
Roberts with malice murder, felony murder predicated on
aggravated battery, felony murder predicated on practicing
medicine without a license, practicing medicine without a license,
and aggravated battery.
In October 2019, Roberts filed a statutory double jeopardy
claim, contending that, because she had been convicted of violating
18 USC § 670 in federal court, her state prosecution was barred by
OCGA § 16-1-8 (c) for all crimes alleged in the Fulton County
indictment except for malice murder. The trial court denied that
claim, and Roberts contends on appeal that it erred in doing so.
OCGA § 16-1-8 (c) bars successive prosecutions
person “shall be fined under this title or imprisoned not more than 30 years, or both[.]” if the accused was formerly prosecuted in a district court of the United States for a crime which is within the concurrent jurisdiction of this state if such former prosecution resulted in either a conviction or an acquittal and the subsequent prosecution is for the same conduct, unless each prosecution requires proof of a fact not required in the other prosecution or unless the crime was not consummated when the former trial began.
This Court has explained that three factors must be satisfied
for OCGA § 16-1-8 (c) to bar a state prosecution. See Calloway, 303
Ga. at 52. First, there is a “threshold” requirement that the federal
crime must be within the State’s concurrent jurisdiction. See id.
Second, the federal prosecution must have resulted in a conviction
or acquittal.6 Third, the state and federal prosecutions “[must be]
for the same conduct and [must] not require proof of a fact not
required by the other (or the state crime was not complete at the
time of the federal trial).” Id. See also Sullivan v. State, 279 Ga.
893, 894, 896 & n.2 (622 SE2d 823) (2005).
Here, we conclude that Roberts’s prosecution is not barred by
OCGA § 16-1-8 (c) because the third element of its test is not
6 It is undisputed that the second element is satisfied here. satisfied insofar as the federal and state prosecutions each require
proof of a fact not required by the other.7 See Calloway, 303 Ga. at
52.
This determination is comparable to the “required evidence” test used to determine whether an act that violates more than one statute may be prosecuted and punished as multiple offenses. See Drinkard v. Walker, 281 Ga. 211, 215 (636 SE2d 530) (2006) (“[I]f each statute requires proof of an additional fact which the other does not, an acquittal or conviction under either statute does not exempt the defendant from prosecution and punishment under the other.”).
Id. at 54.
As explained above, the federal crime of theft of medical
products, 18 USC § 670, requires proof of the element of interstate
commerce — a fact not required to be proved by any of the four state
offenses at issue, i.e., the two counts of felony murder and their
predicate felonies. See OCGA §§ 16-5-1 (c) (felony murder); 16-5-24
(a) (aggravated battery); 43-34-42 (practicing medicine without a
license). Cf. Calloway, 303 Ga. at 56 (distinguishing the case of
7 For that reason, we need not decide whether this State had concurrent
jurisdiction over the federal offense or whether the federal and state offenses were for the same conduct. Marshall v. State, 286 Ga. 446 (689 SE2d 283) (2010), from the
situation in Calloway on the ground that the federal offense in
Marshall, unlike the one in Calloway, “required proof of a fact that
was not required to establish the state offense — that the defendant
possessed a firearm that was ‘in and affecting interstate
commerce’”).
Moreover, the state offenses of aggravated battery and felony
murder predicated on aggravated battery require proof that Roberts
“maliciously cause[d] bodily harm” to the victim. OCGA § 16-5-24
(a). See also Strong v. State, 309 Ga. ___, ___ (___ SE2d ___) (2020).
Roberts argues that the federal crime of theft of medical services,
see 18 USC § 670, contains an element of malicious intent because
it is the type of intent that one could infer from injecting a person
with a substance like liquid silicone. But even if that is so, we are
required to compare the elements of the federal and state crimes, see
Calloway, 303 Ga. at 54-56, and 18 USC § 670 contains no element
that Roberts had to maliciously cause Hall bodily harm.
Turning to the state offenses of practicing medicine without a license and felony murder predicated on that offense, they require
proof that Roberts “suggest[ed], recommend[ed], or prescribe[d] [a]
form of treatment for the palliation, relief, or cure of [a] physical or
mental ailment of any person” without having a “valid license to
practice medicine[.]” OCGA § 43-34-22 (a) (specifying when a person
“shall be deemed to be practicing medicine without complying with
this article and shall be deemed in violation of this article”); see also
OCGA § 43-34-42 (a) (“Any person who practices medicine without
complying with this article or who otherwise violates any provision
of this article shall be guilty of a felony and, upon conviction thereof,
shall be punished by a fine of $1,000.00 per each violation or by
imprisonment from two to five years, or both.”). No proof of such
facts is required to convict someone of violating 18 USC § 670.
In an attempt to overcome this hurdle, Roberts argues that the
introductory allegations of her federal indictment allege that
Roberts “falsely and with intent to defraud claimed to the victims
and others that she was a licensed medical practitioner, when in
truth and in fact, she was not a licensed medical practitioner.” But this indictment language does not help Roberts, either. Even
assuming that federal prosecutors were required to prove the
introductory allegations of the indictment, we are required to
compare the elements of the federal and state crimes, see Calloway,
303 Ga. at 54-56, and the federal crime at issue here does not require
proof that Roberts practiced medicine without a license, see 18 USC
§ 670.
For these reasons, the federal offense of theft of medical
services required proof of a fact not required by the four state
offenses, and the four state offenses each require proof of a fact that
the federal offense does not. Accordingly, OCGA § 16-1-8 (c) does
not bar the State’s prosecution of Roberts for the state offenses for
which she was indicted.
Judgment affirmed. All the Justices concur. DECIDED AUGUST 24, 2020.
Murder. Fulton Superior Court. Before Judge Carnesale.
Stephen R. Scarborough, Meghan B. Callier, for appellant.
Paul L. Howard, Jr., District Attorney, Lyndsey H. Rudder,
Kevin C. Armstrong, Assistant District Attorneys; Christopher M.
Carr, Attorney General, Patricia B. Attaway Burton, Deputy
Attorney General, Paula K. Smith, Senior Assistant Attorney
General, for appellee.