Roberts v. Principi

283 F. App'x 325
CourtCourt of Appeals for the Sixth Circuit
DecidedJune 25, 2008
Docket06-6059
StatusUnpublished
Cited by27 cases

This text of 283 F. App'x 325 (Roberts v. Principi) is published on Counsel Stack Legal Research, covering Court of Appeals for the Sixth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Roberts v. Principi, 283 F. App'x 325 (6th Cir. 2008).

Opinion

OPINION

McKEAGUE, Circuit Judge.

Nancy H. Roberts sued her employer, the United States Department of Veterans Affairs (“VA”), alleging various federal claims, including retaliation under Title VII of the Civil Rights Act of 1964. After holding a bench trial, the district court found that Roberts had failed to establish a causal connection between her protected activity and any adverse acts of the VA. The district court dismissed her retaliation claim.

On appeal, Roberts argues that the retaliatory animus of her coworkers should be imputed to the ultimate decisionmaker, who Roberts concedes did not otherwise hold any retaliatory animosity towards her. Because the decisionmaker engaged in an independent investigation, however, we reject Roberts’s imputation argument and affirm the judgment of the district court.

I

The district court’s findings of fact are located at pages 2-12 of its written opinion following the bench trial. Roberts v. Principi, No. 2:02-CV-166, 2006 WL 1696726 (E.D. Tenn. June 16, 2006). We summarize the pertinent facts on appeal:

Roberts, a Caucasian female, was fifty-three years old when she sued. The *327 James H. Quillen Veterans Affairs Medical Center (“VAMC”) in Johnson City, Tennessee, employed Roberts as a Certified Registered Nurse Anesthetist (“CRNA”). From the time of her appointment in 1996 through the end of June 2001, Roberts served in the anesthesia section of the VAMC’s surgical service. Each operating room was staffed by a single CRNA assigned by the anesthesia section and at least two registered nurses assigned by the nursing service. CRNAs administered anesthesia under the oversight of an anesthesiologist.

The anesthesia section included six CRNAs and one licensed practical nurse. During the relevant period, the CRNAs were, in order of seniority: Wanda Ibrahim, Carolyn Harris, Roberts, Rachel Weston, Ruben Fuentes, and Cathy Jo Hunt. Ibrahim had been designated lead CRNA for many years and performed most of the administrative functions attendant to that position. Dr. Clarence Goulding supervised the surgical service, including the anesthesia section. Dr. Goulding reported to Dr. Louis Cancellaro, the Medical Chief of Staff. The registered nurses and licensed practical nurses reported to Juan Morales, R.N. Dr. Cancellaro and R.N. Morales reported directly to Dr. Carl Gerber, Director of the VAMC.

In January 2001, Fuentes directed profane, vulgar, and gender-oriented comments at Roberts and some of the other CRNAs. Roberts complained to Dr. Goulding about Fuentes’s comments, to no avail. On January 29, 2001, Roberts contacted a VA Equal Employment Opportunity (“EEO”) counselor and complained about Fuentes’s actions and Dr. Goulding’s lack of response to her complaints. At the suggestion of the EEO counselor, Roberts took her complaints to Dr. Theron T. Knight, Jr., the VAMC Chief of Surgery. Dr. Knight assured Roberts that he would talk with Fuentes and Lori Hagen, Nurse Supervisor, who Roberts also alleged had made hostile and retaliatory remarks toward her.

Shortly after Roberts spoke with Dr. Knight, Hagen followed her down a hallway and accosted her, something Hagen denied at trial. About the same time, Roberts received a note she alleged came from Fuentes. The note contained vulgar and derogatory comments, which Roberts believed were directed at her. Roberts filed a formal complaint of discrimination with the VA alleging that Hagen and Fuentes had discriminated against her and that Dr. Goulding and Dr. Knight failed to take corrective action.

On June 11, 2001, an EEO investigator called and interviewed Hagen concerning Roberts’s EEO charge. The next morning, Hagen told her nursing staff that Roberts had filed an EEO charge against her and that she was resigning her position in the operating room because of Roberts. Hagen later admitted, however, that she had already been interviewed and selected for the Patient Safety Officer position at the VAMC and had planned to transfer to that position because she was burned out in the operating room. Hagen did not disclose this information to her staff but rather blamed her resignation on Roberts’s EEO complaint.

After learning of the complaint and Ha-gen’s transfer to another position, various operating-room staff began to circulate three separate petitions against Roberts. R.N. Stephanie Story drafted one of the petitions; twenty-five other members of the operating-room staff signed the petition. Their petition accused Roberts of “inappropriate and intimidating behavior” toward a coworker and of generally creating discord in the operating room. It did not mention any complaints or EEO charges filed by Roberts. Weston drafted *328 the second petition, which she signed along with Ibrahim, Fuentes, and Hunt. It alleged that Roberts “has filed numerous complaints which have no basis in reality.” It further asserted that Roberts “does retaliate, confabulate, and intimidate to obtain her goals.” Dr. Julie Dunn, a surgeon and professor at the East Tennessee University College of Medicine, drafted the final petition, which she signed along with eleven other VAMC surgeons. The surgeons’ petition mentioned “a complaint ... filed against Ms. Lori Hagen” and lamented “the continual harassment that Hagen and others have had to endure ... to the detriment of the Surgical Service.” It asked that the VA investigate not only Roberts’s complaint, but also investigate Roberts “for further insight into the REAL source of the problem.” Hagen did not draft or sign a petition.

The petitions were forwarded to Dr. Gerber, who gave them to Dr. Caneellaro for his review and action. At the time Dr. Gerber forwarded the petitions to Dr. Cancellaro, Dr. Gerber was aware of Roberts’s pending EEO charges. He did not, however, inform Dr. Caneellaro of the EEO activity.

Dr. Caneellaro immediately realized that the VAMC had a potentially serious problem which threatened patient care. Dr. Caneellaro was particularly concerned about the petition signed by the VAMC surgeons. Fearing that the disruption in the operating room directly affected patient care, Dr. Caneellaro summoned Roberts, whom he did not know, to his office on June 27, 2001, and informed her that he had received complaints against her and that he was removing her temporarily from the anesthesia section and detailing her to the VAMC’s emergency room as a staff nurse. Dr. Caneellaro felt that he could not wait for a formal investigation because of the potential impact on patient care threatened by the discord in the operating room.

The VAMC commissioned a factfinding board to investigate the matter. The board interviewed Roberts along with thirteen of her coworkers. The board issued its final report on July 18, 2001. It found, among other things, that Roberts had a short temper that sometimes was exhibited in front of patients, was demeaning to nurses, and, as a result of her “attitude, behavior and lack of respect of her coworkers,” “created an atmosphere of fear and intimidation in the surgical work area.” FFB Rep. at 3-4. The board concluded that the allegations made in the petitions were true and recommended that “under no conditions should [Roberts] be returned to the operating room.” Id. at 5.

Because he considered a permanent transfer a drastic action, Dr. Caneellaro wanted a more formalized review of the issues involving Roberts.

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Bluebook (online)
283 F. App'x 325, Counsel Stack Legal Research, https://law.counselstack.com/opinion/roberts-v-principi-ca6-2008.