Richardson v. Gallagher

553 F. App'x 816
CourtCourt of Appeals for the Tenth Circuit
DecidedJanuary 29, 2014
Docket12-1410
StatusUnpublished
Cited by9 cases

This text of 553 F. App'x 816 (Richardson v. Gallagher) is published on Counsel Stack Legal Research, covering Court of Appeals for the Tenth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Richardson v. Gallagher, 553 F. App'x 816 (10th Cir. 2014).

Opinion

ORDER AND JUDGMENT *

WADE BRORBY, United States Circuit Judge.

Appellant Marcus Richardson appeals the district court’s grant of summary judgment in favor of Appellees, including the City and County of Denver (also referred to herein as City); the Denver Auditor’s Office (Auditor’s Office); Dennis Gallagher in his individual capacity and official capacity as Auditor; John Carlson in his individual capacity and official capacity as Deputy Director of Audit Services; and Dawn Sul-ley in her individual capacity and official capacity as Deputy Auditor. His complaint against Appellees charges racial discrimination and retaliation in violation of the Fourteenth Amendment and Title VII of the Civil Rights Act of 1964, 42 U.S.C. §§ 1981, 1983 and 1988, as amended, 42 U.S.C. §§ 2000e to 2000h-6. The crux of Mr. Richardson’s civil rights lawsuit centers on his claims of disparate treatment because of his race as an African American and retaliation following his allegations of race discrimination. We exercise jurisdiction under 28 U.S.C. § 1291 and affirm.

I. Factual Background

In its order on summary judgment, the district court relied on the following material undisputed facts and, if disputed, on facts in favor of Mr. Richardson; we add *818 only a few additional undisputed facts helpful to our disposition of this appeal. Mr. Richardson is an African American male who, from 1988 to November 15, 2010, was an employee of the Auditor’s Office, eventually holding the title of Internal Audit Supervisor in which he was responsible for performing contract “compliance audits” for the City and managing a team of subordinates jointly working with him on such audits. 1 On January 1, 2008, as a result of a voter-approved initiative concerning the Auditor’s Office, auditors also began to do “performance audits,” assessing whether governmental agencies efficiently and effectively met their objectives. 2 Although Mr. Richardson previously received “exceptional” job performance ratings, his May 2008 performance review, conducted for the first time under the performance audit system, resulted in an overall rating of “successful,” which is a rating one step below “exceptional.” His evaluation, conducted by his then-direct supervisor, Dick Wibbens, indicated he should attempt to improve in areas relating to accepting responsibility for his own work, providing increased coaching and mentoring of his team, and completing audits in a timely manner. Notwithstanding these identified problems, in 2008 and 2009 Mr. Richardson’s audit team completed more audits and succeeded in identifying more money owed to the City than any other team.

As part of the new voter-approved initiative, certain supervisory changes also occurred in the Auditor’s Office; as a result, Kip Memmott received a promotion to Director of Audit Services, and thereafter, in December 2008, hired John Carlson as Deputy Director of Audit Services. In Mr. Carlson’s opinion, the Auditor’s Office needed to improve its performance in various respects, including issues relating to quality control, writing skills, and timely issuance of audit reports. 3

In May 2009, Mr. Carlson, now Mr. Richardson’s supervisor, evaluated him for the first time, giving him another “successful” rating and inviting him to improve his performance in various aspects, including improving his supervisory and written communication skills as well as completing audits in a more timely manner. Mr. Richardson responded with a memorandum he gave to Mr. Carlson, Mr. Mem-mott, and others in which he disagreed with Mr. Carlson’s conclusions and offered explanations for the identified performance problems. His response centered on problems with another team member whose work he had to rewrite and his assertion that other auditors also performed poorly. He also stated:

As a Black male supervising and working with a diverse group of colleagues, it can be somewhat difficult because employees come from different backgrounds and cultures and in many cases do not always understand or want to understand persons different from themselves. In this rating period, I be *819 lieve my supervisor has placed a higher standard on me because of this lack of understanding.

He also suggested “some level of understanding is needed by all persons affected here through developing an understanding of the cultures of someone different than themselves,” recommended initiating “some action that will assist us all to increasing the level of understanding, tolerance, and patience with others,” and requested an independent evaluation of Mr. Carlson’s rating of him. 4

In his May 2010 evaluation, Mr. Richardson again received a rating of “successful,” along with criticisms and suggestions for improvement, including suggestions to improve his written work product and criticism over his missing deadlines and the type of evidence he used to support his audit conclusions. Thereafter, Mr. Richardson and his team did not complete several audits in a timely manner, including two audits started in December 2009 and planned for completion on May 20, 2010, which were not completed in May, and extended deadlines of June 17, July 15, and August 19, 2010, were also missed.

In August 2010, Mr. Carlson stated his continuing dissatisfaction with certain aspects of Mr. Richardson’s performance and placed him on a “performance improvement plan” for the purpose of relieving him of supervisory responsibilities, giving him specific goals and objectives to achieve, and requiring him to meet weekly with Mr. Carlson and another supervisor to discuss his progress and performance. The letter embodying the performance improvement plan stated Mr. Richardson failed to meet several fixed deadlines on audits and directed him to achieve improvement in “completing quality performance audits early or on time based on work plans developed by the audit team,” 5 “delivering] projects in a timely manner,” giving “timely notification to colleagues,” ensuring “co-workers have awareness of when tasks will be completed,” improving “written and oral communication regarding audit work,” and delivering “timely, clear, accurate, and well-written audit reports based on the five elements of a finding and representing the best and final effort of the individual and audit team.”

At weekly meetings in August and September 2010, Mr. Richardson’s evaluators pointed out his grammatical errors, structural flaws, and other errors in his audits and projects, including his omission of the five elements required for an audit. In addition, Mr. Carlson and another supervisor filed a complaint with Mr.

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Bluebook (online)
553 F. App'x 816, Counsel Stack Legal Research, https://law.counselstack.com/opinion/richardson-v-gallagher-ca10-2014.