Rb v. Usepa

31 A.3d 458
CourtDistrict of Columbia Court of Appeals
DecidedNovember 17, 2011
Docket09-AA-1049
StatusPublished

This text of 31 A.3d 458 (Rb v. Usepa) is published on Counsel Stack Legal Research, covering District of Columbia Court of Appeals primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Rb v. Usepa, 31 A.3d 458 (D.C. 2011).

Opinion

31 A.3d 458 (2011)

R.B., Petitioner,
v.
UNITED STATES ENVIRONMENTAL PROTECTION AGENCY, Respondent.

No. 09-AA-1049.

District of Columbia Court of Appeals.

Submitted May 24, 2011.
Decided November 17, 2011.

*460 R.B. filed a brief pro se.

Ronald C. Machen Jr., United States Attorney, and R. Craig Lawrence and Andrea McBarnette, Assistant United States Attorneys, filed a brief for respondent.

Before THOMPSON, Associate Judge, REID, Associate Judge, Retired, and STEADMAN, Senior Judge.

THOMPSON, Associate Judge:

The Office of Administrative Hearings ("OAH") found that petitioner R.B.[1] was ineligible for unemployment compensation benefits because he was terminated from his job with respondent United States Environmental Protection Agency ("EPA") for conduct that constituted "gross misconduct."[2] R.B. asserts that, in contravention of the unemployment compensation regulations, the OAH administrative law judge ("ALJ") improperly based her decision on "prior statements or written documents" without "other reliable corroborating evidence," Petitioner's Brief at 2 (quoting 7 DCMR § 312.10 (2006)), and that this evidence was insufficient to support a finding of misconduct. We agree that the ALJ failed (or, at least, failed explicitly) to consider the proscription of 7 DCMR § 312.10, and we therefore remand for the ALJ to reconsider, in light of that regulation and the other evidentiary problems discussed in this opinion, whether EPA met its burden of proving misconduct.

I.

R.B. was employed as an Associate Special Agent in Charge within the Criminal Investigation Division in the EPA Office of Criminal Enforcement, Forensics and Training.[3] He worked out of the EPA offices in the District of Columbia, commuting on weekends to the home he shared with his wife and children in New Jersey. On August 31, 2009, EPA terminated him from his position for "Conduct Unbecoming a Law Enforcement Officer *461 and Lack of Candor." The termination followed an internal EPA investigation into allegations made by R.B.'s wife to Marlton, New Jersey police officers in November 2007, that resulted in R.B.'s arrest for "Criminal Sexual Contact in the Fourth Degree." After its internal investigation, EPA found that, on two occasions in November 2007, R.B. had "used force or coercion to attempt to have sexual relations with [his] wife" and that he was "not fully and truthfully forthcoming" in responding to EPA investigators' questions about the incidents. EPA removed R.B. from his job upon concluding that he had exhibited a lack of the "discipline, restraint, and good judgment" required of an agent authorized to bear firearms and that his lack of candor in connection with the internal investigation "compromise[d] [his] ability to testify, as witness, in criminal proceedings initiated by the Agency."

R.B. applied for unemployment compensation. After a Department of Employment Services claims examiner determined that R.B. was qualified to receive unemployment benefits, EPA appealed, and the matter went to a hearing before OAH on June 18, 2009. At the OAH hearing, EPA presented testimony from two witnesses (Douglas Parker, Deputy Director of EPA's Criminal Investigation Division, and Robert Devine, formerly a special agent inspector with EPA's Professional Integrity and Quality Assurance unit) who described what led to the agency's internal investigation; identified the reports and correspondence constituting the results of the investigation; and identified the transcripts, summaries, and audio- and videotapes of interviews upon which EPA had relied in determining that R.B. engaged in the conduct for which he was terminated. R.B., who did not have counsel at the hearing, did not testify or present any witnesses, but told the ALJ in an opening statement that he did not commit gross misconduct, violate any agency policy, or provide false or inaccurate testimony.

Following the hearing, the ALJ issued a Final Order (the "Order") dated August 10, 2009. The ALJ "did not agree ... that... R.B.'s conduct toward his wife was a `disqualifying rule violation'" that disqualified him from receiving benefits (a determination that EPA has not challenged). However, the ALJ found that EPA had proved by a preponderance of the evidence that R.B. provided "misleading or untruthful information" to EPA "regarding the incidents of November 2007 with his wife."

EPA's hearing evidence of lack of candor consisted of transcripts of Marlton police officers' interviews with R.B.'s wife, A.B., on November 21, 2007 (EPA Exhibit 109 and an audiotape of the same, and Exhibit 110 and a videotape of the same) and the transcript of EPA investigators' interview of R.B. on June 12, 2008 (EPA Exhibit 111, and an audiotape of the same). As transcribed in Exhibit 109, A.B. (who did not testify at the OAH hearing) described to the Marlton police two incidents (one on November 7, 2007 and the other on November 21, 2007) in which R.B. attempted to engage her in sexual relations and persisted in his efforts despite what she said were her protests or admonitions to "stop" (or "something to that effect").[4] During his interview by *462 EPA investigators, R.B. did not deny attempting to have sexual relations with his wife on the dates in question, and he acknowledged that she fell and hit her back during the encounter on November 21, but he told the investigators that he and A.B. did not struggle and that no force was involved.

Citing repeatedly to EPA Exhibits 109 and 111, and comparing several statements by A.B. to the Marlton police (transcribed in Exhibit 109) to statements by R.B. to the EPA investigators (transcribed in Exhibit 111), the ALJ found that R.B. "made [to EPA investigators] untruthful statements regarding his wife's emotional state and his wife's decision not to have sexual relations." The ALJ found "the statements made by [R.B.'s] wife in the interview of November 21, 2007, to be credible." The ALJ acknowledged that, in an interview by EPA investigators on June 17, 2008 (summarized in EPA Exhibit 119, but not transcribed), A.B. gave answers that differed from those she gave to the Marlton police. Specifically, A.B. reportedly told the EPA investigators that certain "things were miscommunicated" in her interviews with the Marlton police and that "nothing was done against [her] will." Exhibit 119 at 2. However, the ALJ discredited these reported statements, reasoning that the recantation reflected A.B.'s "concern[] with the possibility of her husband losing his job."

The ALJ concluded that by his lack of candor to EPA investigators, R.B. "demonstrate[d] a willful violation of Employer's interests and standards of behavior that an employer has a right to expect of its employees and, therefore, constituted gross misconduct." The ALJ concluded that R.B. therefore was "disqualified from receiving unemployment compensation benefits." This petition for review followed.

II.

We review decisions of the OAH to determine whether they are "[a]rbitrary, capricious, an abuse of discretion, or otherwise not in accordance with law." District of Columbia Dep't of Emp't Servs. v. Vilche, 934 A.2d 356, 360 (D.C.2007); see D.C.Code § 2-510(a)(3)(A) (2001).

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