Rawlins v. United States

8 Cl. Ct. 355, 1985 U.S. Claims LEXIS 964
CourtUnited States Court of Claims
DecidedJune 13, 1985
DocketNo. 456-79C
StatusPublished
Cited by1 cases

This text of 8 Cl. Ct. 355 (Rawlins v. United States) is published on Counsel Stack Legal Research, covering United States Court of Claims primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Rawlins v. United States, 8 Cl. Ct. 355, 1985 U.S. Claims LEXIS 964 (cc 1985).

Opinion

[356]*356OPINION ON PLAINTIFF’S APPLICATION FOR ATTORNEY FEES

YANNELLO, Judge.

This case is now before the court on plaintiff's application for an award of attorney fees under the Equal Access to Justice Act (EAJA), 28 U.S.C. § 2412(d) (1982). The request follows plaintiff’s successful prosecution bn the merits of this case under the terms of Priv.L. No. 95-60, 92 Stat. 3817 (1978).

Plaintiff avers that he has satisfied the statutory prerequisites for recovery. Defendant disagrees. The central controversy is whether the position of the United States was “substantially justified,” though defendant raises alternative arguments suggesting, inter alia, that plaintiff was not a prevailing party in all aspects of the case and that special circumstances exist which make an award of attorney fees unjust.1

Entry of judgment in this case represented the culmination of Commander Rawlins’ lengthy quest for relief from what has now been determined to be an “improper and inequitable” failure to promote him in rank in the 1940’s. A much truncated account of his attempts is set forth below, and serves as a springboard for discussion of the merits of the fee request. Fuller exposition is found in the sources referred to below.

After plaintiff’s repeated (and unsuccessful) efforts within the Navy and before Congress, the Senate, in 1969, referred a private bill proposing relief to plaintiff to the Chief Commissioner of the Court of Claims for a report pursuant to 28 U.S.C. §§ 1492 and 2509. A full evidentiary proceeding was conducted pursuant to the Congressional Reference procedures, and the hearing officer issued his report of recommendations, including findings of fact and conclusions of law.2

The review panel’s recommendations concluded that plaintiff had an equitable—but not a legal—claim against the United States. It further stated that plaintiff “suffered non-promotion to the grade of captain as a probable consequence of improper and inequitable actions within the Department of the Navy” and “that there is equitably due the plaintiff a retroactive promotion to the grade of captain.” Raw-lins v. United States, 197 Cl.Ct. 972, 1017 (1972).

Congress did not, however, provide direct relief through the private relief bill. Instead, it passed Priv.L. No. 95-60, allowing the Court of Claims to formally adjudicate plaintiff’s alleged wrongful non-promotion and to award appropriate monetary relief (notwithstanding, inter alia, the statute of limitations). The private law was silent regarding retroactive promotion. Congress’ enactment of Priv.L. No. 95-60 was a departure from the norm. Rawlins v. United States, 225 Ct.Cl. 367, 646 F.2d 459 (1980) (Rawlins I).

Plaintiff then filed this lawsuit. Defendant responded with a motion to dismiss on jurisdictional grounds. It argued that Priv.L. No. 95-60 was purely procedural, did not create for plaintiff a new cause of action, and that under the law relating to military promotion, plaintiff could not recover.

Over a lengthy dissent, the Court of Claims rejected this interpretation in Raw-lins I. It found that given the background of the claim, defendant’s approach would render the bill a nullity, thereby frustrating Congress’ intent. It held that the statute empowered the court to render money judgment on claims resulting from plaintiff’s nonpromotion, “such nonpromotion allegedly being the probable consequence of improper and inequitable actions within the Department of the Navy.” Rawlins I, 225 Ct.Cl. at 370-71, 646 F.2d 459. The court [357]*357observed that “[tjhis statutory language plainly sets forth the elements of a cause of action for the wrong allegedly done plaintiff.” Id. at 371, 646 F.2d 459. And finally: “The sole requirement for entitlement to the money is a showing by Rawlins in this court that he was wrongfully denied promotion (something he has apparently succeeded in doing on one previous occasion).” Id. at 371-72, 646 F.2d 459.

Defendant’s motion for rehearing en banc was denied.

Thereafter, the parties entered into discussions with a view toward stipulating the facts of this matter. They had little difficulty stipulating to the evidentiary record of the 1972 Congressional Reference proceeding, in lieu of lengthy trial proceedings which most likely would have merely duplicated that record, but had considerable difficulty agreeing to the facts to be drawn therefrom. Negotiations were protracted.3

Ultimately, though, a “partial stipulation” was produced, and plaintiff filed a motion for summary judgment based thereon. Defendant’s cross-motion was devoted mainly (both in emphasis and in bulk) to re-arguing issues decided against it in Rawlins I. It reiterated its view that Congress had not created a new substantive cause of action; and that even if it had, the claim should be tested against the “legal” standards developed under the court’s Tucker Act jurisdiction. Defendant made little attempt to analyze the merits under the “equitable” standard set forth in Rawlins I. Its arguments were again rejected in Rawlins v. United States, 231 Ct.Cl. 313, 686 F.2d 903 (1982) (Rawlins II). Therein, the court granted plaintiff’s motion for summary judgment in large part.

Defendant prevailed on certain technical aspects of its cross-motion for summary judgment. It established that the prior Congressional Reference case carried no collateral estoppel effect; it successfully avoided prejudgment interest; and it narrowed plaintiff’s monetary recovery somewhat.

Discussion

The EAJA provides that a prevailing party shall be awarded attorney fees in any civil action against the United States “unless the court finds that the position of the United States was substantially justified or that special circumstances make an award unjust.” 28 U.S.C. § 2412(d)(1)(A). The test for substantial justification is one of “reasonableness”. The burden is on defendant to prove substantial justification. See Ellis v. United States, 711 F.2d 1571, 1575 (Fed.Cir.1983). To the extent factually warranted, this court will endeavor to evaluate the position of the United States in an episodic manner. See Devine v. Sutermeister, 733 F.2d 892 (Fed. Cir.1984); McCarthy v. United States, 1 Cl.Ct. 446 (1983).

The Motion to Dismiss. The court finds defendant’s position in this phase of the litigation to be substantially justified.

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Bluebook (online)
8 Cl. Ct. 355, 1985 U.S. Claims LEXIS 964, Counsel Stack Legal Research, https://law.counselstack.com/opinion/rawlins-v-united-states-cc-1985.