Rafael Quintana Sanchez v. United States

341 F.2d 225
CourtCourt of Appeals for the Ninth Circuit
DecidedMarch 1, 1965
Docket19222
StatusPublished
Cited by35 cases

This text of 341 F.2d 225 (Rafael Quintana Sanchez v. United States) is published on Counsel Stack Legal Research, covering Court of Appeals for the Ninth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Rafael Quintana Sanchez v. United States, 341 F.2d 225 (9th Cir. 1965).

Opinion

BROWNING, Circuit Judge:

On May 16,1963, agents of the Federal Bureau of Narcotics arrested Fred Aguirre and seized marihuana found in his possession. Aguirre told the agents he had purchased the marihuana from appellant, a resident of Toluca, Mexico, “about the first part of 1963.” At the agents’ request Aguirre contacted appellant and arranged another purchase. Appellant brought the requested marihuana to Los Angeles on July 20, 1963, and was arrested.

I

On July 24, 1963, appellant was indicted for a violation of 21 U.S.C.A. § 176a “on or about July 20, 1963.” Trial without a jury began September 10. To rebut appellant’s defense that he had been entrapped into committing the July 20 offense, the government offered testimony that appellant had made three prior sales of marihuana to Aguirre, including one in February 1963. On September 12, 1963, the court acquitted appellant of the July offense on the ground that he had been entrapped. On October 2, 1963, appellant was indicted for a violation of 21 U.S.C.A. § 176a “on or about February 10, 1963.” Trial commenced December 3, 1963. Appellant was convicted.

Appellant contends that the trial under the second indictment following acquittal under the first subjected him to double jeopardy “for the same offense,” contrary to the Fifth Amendment. He argues that two prosecutions involve “the same offense” within the meaning of the double jeopardy clause if the evidence required to support a conviction in one would have warranted conviction in the other (Gavieres v. United States, 220 U.S. 338, 31 S.Ct. 421, 55 L.Ed. 489 (1911)), and that evidence as to the February transaction charged in the second indictment would have been sufficient to convict under the first indictment charging the July 20 transaction: (1) because of the provision of 21 U.S.C.A. § 176a that “[whenever * * * defendant is shown * * * *227 to have had the marihuana in his possession, such possession shall be deemed sufficient evidence to authorize conviction * * *” (appellant’s emphasis), and (2) because time is not of the essence of this offense, and therefore, “proof of any day before the finding of the indictment, and within the statute of limitations, will be sufficient.” Ledbetter v. United States, 170 U.S. 606, 612, 18 S.Ct. 774, 776, 42 L.Ed. 1162 (1898).

The “same evidence” test is one of several (1 Wharton, Criminal Law and Procedure §§ 144-5 (1957)) which may be useful in determining whether a particular case falls within the intended reach of the double jeopardy ban. It is no more than that. It has no coercive authority of its own. It cannot control decision where the result would be either to permit repeated trials for the same criminal conduct contrary to the purpose of the constitutional provision itself (United States v. Sabella, 272 F.2d 206 (2d Cir. 1959); see also Abbate v. United States, 359 U.S. 187, 196-201, 79 S.Ct. 666, 3 L.Ed.2d 729 (1959) (Brennan, J., concurring)), or, as in this case, to bar a later prosecution for a clearly distinct criminal transaction. Bossio v. United States, 16 F.2d 57 (9th Cir. 1926); State v. Pianfetti, 79 Vt. 236, 65 A. 84 (1906).

Where two violations of the same statutory prohibition are charged, as in this instance, and there is no issue as to the “unit of prosecution” under the statute (as, for example, in Ladner v. United States, 358 U.S. 169, 79 S.Ct. 209, 3 L.Ed.2d 199 (1958); Bell v. United States, 349 U.S. 81, 75 S.Ct. 620, 99 L. Ed. 905 (1955); and United States v. Universal C.I.T. Credit Corp., 344 U.S. 218, 73 S.Ct. 227, 97 L.Ed. 260 (1952)), the question raised by a plea of double jeopardy is simply whether the two prosecutions relate to the same conduct (Arnold v. United States, 336 F.2d 347, 350 (9th Cir. 1964)), and the burden rests upon the accused to establish that they do. Reid v. United States, 177 F.2d 743, 745 (5th Cir. 1949). Appellant did not attempt to make such a showing, for it is evident that the transactions underlying the two indictments involved here were separate and distinct.

The double jeopardy clause was not violated because evidence of the February transaction was introduced during the trial of the July offense to rebut appellant’s defense of entrapment, 1 for it nonetheless remained true that at the first trial appellant stood in jeopardy of conviction only of the July offense. White v. United States, 200 F.2d 514 (5th Cir. 1952). See also Reid v. United States, supra, 177 F.2d 743, 745. Cf. Hensley v. United States, 82 U.S. App.D.C. 14, 160 F.2d 257 (1947). 2

II

As we have noted, at the time of his arrest on May 16, 1963, Aguirre advised the government of a prior purchase of marihuana from appellant in the first part of that year. However, a complaint filed by the government with the United States Commissioner on July 22 made reference only to the July 20 offense. Similarly, as we have seen, the first indictment, returned July 24, 1963, charged only the July 20 offense, and at the first trial the government sought to convict appellant only of that offense. The government did not file a complaint with regard to the February transaction until September 12, immediately following appellant’s acquittal of the July offense. The indictment based upon the February offense was not returned until October 2, and trial of this charge did not begin until December 3.

*228 Appellant argues that there was as to the February transaction “unnecessary delay in presenting the charges to a grand jury” within the meaning of Rule 48(b), Federal Rules of Criminal Procedure, a denial of appellant’s Sixth Amendment right to speedy trial, and a violation of appellant's Fifth Amendment right to due process. Appellant’s argument does not depend in any substantial measure upon the time which elapsed, as such, but rather upon the motives which assertedly actuated the government, and the procedures which it followed, in prosecuting appellant for the February offense.

First, appellant asserts that the government withheld the February offense from the grand jury to which it presented the July offense because the government wished to present Aguirre’s testimony to a second fact finder in the event it was rejected by the first. Appellant argues, “Governmental delay to get a series of trials solely to increase the odds in favor of conviction is an unnecessary delay” under Rule 48(b), and also deprived him of his Sixth Amendment right to speedy trial.

Second,

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341 F.2d 225, Counsel Stack Legal Research, https://law.counselstack.com/opinion/rafael-quintana-sanchez-v-united-states-ca9-1965.