Public Interest Research Group of New Jersey, Inc. v. Hercules, Inc.

830 F. Supp. 1549, 24 Envtl. L. Rep. (Envtl. Law Inst.) 20282, 1993 U.S. Dist. LEXIS 12777, 1993 WL 359868
District Court, D. New Jersey·Decided September 8, 1993·No. Civ. A. 89-2291(JBS)·Published·Cited by 20 cases

Opinion

OPINION

SIMANDLE, District Judge:

On March 31, 1993, this court filed an Opinion and accompanying Order granting in part and denying in part the parties’ motions for summary judgment. 1 That Opinion held that under § 505(b)(1) of the Clean Water Act, 33 U.S.C. § 1365(b)(1), 2 in which Con *1551 gress required that plaintiffs give sixty days notice of the alleged violation to the alleged violator and to Federal and state authorities before commencing an action, the plaintiffs may sue only upon those violations which are included in their notice letter and upon violations occurring after the complaint was filed that are alleged to be a continuation of the same type of violations as contained in the notice letter and complaint, but not upon precomplaint non-noticed violations nor upon post-complaint violations that are not a continuation of those noticed. As a result, the court permitted suit to go forward upon the discharge violations contained in the notice letter and all alleged posCcomplaint discharge violations, and it dismissed all other types of alleged violations (concerning monitoring, reporting and recordkeeping) as well as alleged pre-complaint discharge violations not contained in the sixty-day notice letter.

Plaintiffs Public Interest Research Group of New Jersey, Inc. (“NJPIRG”) and Friends of the Earth (“FOE”) have moved for a stay and for entry of a final judgment under Fed.R.Civ.P. 54(b) or, alternatively, for certification for purposes of an interlocutory appeal under 28 U.S.C. § 1292(b), with respect to this court’s interpretation of the pre-complaint statutory notice requirement under the Clean Water Act at 33 U.S.C. § 1365. Additionally, in the event plaintiffs’ certification motion is granted, defendant Hercules, Inc., seeks § 1292(b) certification of the question whether the court erred in not dismissing certain alleged post-complaint violations for failure to comply with § 1365. For the reasons discussed below, the court will grant the plaintiffs’ and defendant’s motions for § 1292(b) certification and will stay this litigation, which is otherwise trial-ready upon the remaining claims, pending the resolution of plaintiffs application for appeal in the United States Court of Appeals for the Third Circuit.

I. Procedural History 3

Plaintiffs filed this citizen suit under § 505(a) of the Federal Water Pollution Control Act (the “Clean Water Act” or the “Act”), 33 U.S.C. § 1365(a), on May 24, 1989, alleging that the defendant committed numerous violations of the National Pollutant Discharge Elimination System (“NPDES”) permit issued to it pursuant to Title IV of the Act, 33 U.S.C. §§ 1341-1345. The plaintiffs gave notice of this litigation on March 21, 1989 by serving notice of their intent to sue the defendant for violations of its NPDES permit. This “sixty-day” notice letter is a statutory prerequisite to the filing of the plaintiff’s complaint, under section 505(a) of the Clean Water Act, supra. See PIRG v. Hercules, Inc., 830 F.Supp. 1525, 1528 (D.N.J. March 31, 1993); 33 U.S.C. § 1365(b)(1).

The plaintiffs’ sixty-day notice letter listed only 68 specific violations of the discharge limits of defendant’s permit. These discharge violations are the type of Clean Water Act violation which occurs when the discharge parameters of a company’s permit under the NPDES is exceeded, and they typically involve a measured discharge of effluent into the surrounding waters that exceeds the permitted amount or concentration of pollutant. The permit letter did not refer to any violations of the permit’s monitoring, reporting, or recordkeeping requirements.

The complaint filed on May 24, 1989 listed 87 alleged discharge violations, 31 of which were not among those mentioned in the plaintiffs’ March 21, 1989 sixty-day notice letter. See Hercules, 830 F.Supp. at 1528-29. Like the notice letter, the complaint was devoid of any specific allegations of monitoring, reporting, or recordkeeping violations. *1552 In contrast to discharge violations, the Clean Water Act’s provisions for monitoring, reporting and recordkeeping do not address the levels of the plant’s effluent discharges, but instead are concerned with the techniques and procedures for monitoring, reporting and recordkeeping. The occurrence of effluent discharge violations does not imply that any monitoring reporting or record-keeping violation has occurred because these are conceptually separate concerns.

As of March 31, 1993, when this court entered its Opinion and Order, the plaintiffs had filed only one sixty-day notice letter and only one complaint, concerning only effluent discharge violations. Nevertheless, during the course of litigation the plaintiffs significantly added to the number—and type—of alleged violations for which they sought to hold defendant liable. These additions came in the form of several unilateral enlargements during the course of briefing the parties’ cross-motions for summary judgment occurring prior to the reassignment of these motions to the undersigned. After all of the additions, changes, and even withdrawals of alleged violations, the total number of violations the plaintiffs were alleging had grown to 114 discharge violations, 328 monitoring violations, 58 reporting violations, and 228 recordkeeping violations. See PIRG v. Hercules, 830 F.Supp. at 1552. Thus, without any additional sixty-day notice or amended complaint being filed, the number of alleged violations increased almost nine-fold from the 87 discharge violations listed in the May 24, 1989 complaint (and 67 discharge violations in the plaintiffs’ March 21,1989 notice letter) to a total of over 700 violations of all types. The plaintiffs’ allegations also increased in scope, with the plaintiffs specifically alleging monitoring, reporting, and recordkeeping violations in addition to discharge violations.

Free access — add to your briefcase to read the full text and ask questions with AI

Public Interest Research Group of New Jersey, Inc. v. Hercules, Inc., 830 F. Supp. 1549, 24 Envtl. L. Rep. (Envtl. Law Inst.) 20282, 1993 U.S. Dist. LEXIS 12777, 1993 WL 359868 (D.N.J. 1993).

830 F. Supp. 1549 (Public Interest Research Group of New Jersey, Inc. v. Hercules, Inc.) — published by Counsel Stack Legal Research, free access to 12M+ legal documents.

Related

Federal Trade Commission v. Wyndham Worldwide Corp.
10 F. Supp. 3d 602 (D. New Jersey, 2014)
In re Facebook, Inc., IPO Securities & Derivative Litigation
986 F. Supp. 2d 524 (S.D. New York, 2014)
APCC Services, Inc. v. AT & T CORP.
297 F. Supp. 2d 101 (District of Columbia, 2003)
APCC Services, Inc. v. Sprint Communications Co., LP
297 F. Supp. 2d 90 (District of Columbia, 2003)
Primavera Familienstifung v. Askin
139 F. Supp. 2d 567 (S.D. New York, 2001)
Securities & Exchange Commission v. Credit Bancorp, Ltd.
103 F. Supp. 2d 223 (S.D. New York, 2000)
Kerr-McGee Corp. v. Farley
88 F. Supp. 2d 1219 (D. New Mexico, 2000)
United States v. Compaction Systems Corp.
88 F. Supp. 2d 339 (D. New Jersey, 2000)
Forest Guardians v. Bureau of Land Management
188 F.R.D. 389 (D. New Mexico, 1999)
Public Interest v. Hercules
Third Circuit, 1995