Phillip Fantone v. Fred Latini

780 F.3d 184, 2015 U.S. App. LEXIS 2470, 2015 WL 669290
CourtCourt of Appeals for the Third Circuit
DecidedFebruary 18, 2015
Docket13-3611
StatusPublished
Cited by268 cases

This text of 780 F.3d 184 (Phillip Fantone v. Fred Latini) is published on Counsel Stack Legal Research, covering Court of Appeals for the Third Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Phillip Fantone v. Fred Latini, 780 F.3d 184, 2015 U.S. App. LEXIS 2470, 2015 WL 669290 (3d Cir. 2015).

Opinion

OPINION

GREENBERG, Circuit Judge.

I. INTRODUCTION

Though criminal convictions followed by imprisonment deprive defendants of their freedom, inmates nevertheless retain certain constitutionally protected property and liberty interests. Thus, the Due Process Clause in the Fifth and Fourteenth Amendments prohibits the federal and state governments from depriving an inmate of life, liberty, or property without due process of law. 1 In this case, we consider whether a state has interfered unlawfully with an inmate’s protected liberty interests with respect to the conditions of his confinement and the possibility of his parole and whether a state officer may have unlawfully retaliated against the inmate for exercising his constitutional rights.

The Commonwealth of Pennsylvania incarcerated appellant Phillip Lee Fantone in 2010 in a state correctional institution. The Pennsylvania Board of Probation and Parole (the “Parole Board”) granted him parole, but, by reason of prison discipline proceedings filed against Fantone, the Parole Board rescinded that decision. Fan-tone subsequently brought this case in the District Court alleging that by their wrongful actions, defendants, now appellees, unlawfully caused him to be confined in a prison Restrictive Housing Unit (“RHU”), which, in turn, led the Parole Board to rescind his parole. Defendants made a motion to dismiss under Fed. R.Civ.P. 12(b)(6), which the Court granted. Fantone appeals, contending that the combination of the rescission of his parole and his confinement in the RHU infringed his legally cognizable liberty interests, thereby violating his right to due process of law. He further charges that defendants conspired to deprive him of these due process rights. Finally, he claims that correctional officer Joe Burger unlawfully retaliated against him by having him retained in the RHU after the expiration of the period of his disciplinary confinement because Fan-tone would not confess to the charges in the disciplinary proceedings and because *186 he filed a grievance against Burger charging that Burger threatened him.

Perhaps the most significant legal principle leading to our result on this appeal is that where state law provides parole authorities with complete discretion to rescind a grant of parole prior to an inmate’s release, the inmate does not have a constitutionally protected liberty interest in being paroled before his actual release. See Jago v. Van Curen, 454 U.S. 14, 102 S.Ct. 31, 70 L.Ed.2d 13 (1981). Because Pennsylvania law provides that the Parole Board may rescind a determination granting parole at any point before it is “executed” — i.e., an inmate is released — we determine that Fantone did not have a liberty interest in the pre-execution grant of parole. Moreover, inasmuch as an inmate does not have a right to be confined in any particular housing unit in a prison, absent certain atypical and significant hardship, when an inmate is placed in a restrictive custody unit, his liberty interests have not been infringed. See Johnson v. Commonwealth, 110 Pa.Cmwlth. 142, 532 A.2d 50, 52 (1987). We therefore will affirm the District Court’s dismissal of Fantone’s due process and conspiracy claims, as they are based on the rescission of his parole and the place of his confinement. For the reasons set forth below, however, we will reverse the Court’s order dismissing his retaliation claims against Burger and remand that aspect of this case for further proceedings.

II.JURISDICTIONAL STATEMENT

The District Court had jurisdiction pursuant to 28 U.S.C. § 1343(a), and we have jurisdiction pursuant to 28 U.S.C. § 1291.

III.STANDARD OF REVIEW

Inasmuch as the District Court dismissed Fantone’s complaint pursuant to Fed.R.Civ.P. 12(b)(6), we review all of its findings de novo, and, for purposes of this opinion, “accept the truth of all the factual allegations in the complaint and ... draw all reasonable inferences in favor of [Fantone].” Revell v. Port Auth., 598 F.3d 128, 134 (3d Cir.2010).

IV.FACTUAL AND PROCEDURAL BACKGROUND

Pennsylvania incarcerated Fantone as a parole violator in 2010. 2 At that time, it held him at the State Correctional Institution-Pittsburgh (“SCI-Pittsburgh”). In March 2012, when Fantone was eligible for parole, he appeared before the Parole Board. The Parole Board exercised its discretion to grant him parole, and it informed him of this decision on or about April 18, 2012. However, in the weeks between Fantone’s parole hearing and the Parole Board’s decision, prison officers charged Fantone with “cupping” methadone and transferring it to other inmates. Because of these allegations, the prison officers transferred Fantone to the RHU. After Fantone’s transfer, Burger interrogated him about the methadone charges. Burger told Fantone that two nurses had seen him cupping his medication and that a surveillance video recorded this activity. Fantone alleges that during this interrogation, Burger threatened to “bury [Fan-tone] in this hole and you’ll never see population here and then I’ll have you shipped so far away you’ll never get a visit.” App. 46. Fantone subsequently filed a grievance against Burger, complaining of these threats.

Fantone appeared before an examiner, defendant Ron Mackey, for a hearing on the methadone allegations. Defendant Lieutenant Fred Latini and Burger met *187 privately with Mackey before Fantone entered the hearing room. During the hearing, Mackey indicated that Latini and Burger had presented credible statements from two confidential informants supporting the cupping allegations. Based on that evidence, Mackey found Fantone guilty of cupping his methadone and sanctioned him to serve 35 days in the RHU, time he already had served. This disposition imposed a term of disciplinary custody, which is distinguishable from administrative custody as disciplinary custody, unlike administrative custody, is imposed as a punishment.

Fantone contends that due to procedural improprieties, he was denied due process of law in those proceedings. He also alleges that during the hearing, Burger remained within earshot outside of the hearing room, listening to the proceedings through an open door. Fantone further alleges that Burger informed Latini of Fantone’s sentence of time served but that Latini nevertheless ordéred Fantone to remain in the RHU on administrative custody status until May 8, 2012. Then, as a condition of release from the RHU, the prison staff required Fantone to write a statement revoking his grievance against Burger, and he did so under duress.

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780 F.3d 184, 2015 U.S. App. LEXIS 2470, 2015 WL 669290, Counsel Stack Legal Research, https://law.counselstack.com/opinion/phillip-fantone-v-fred-latini-ca3-2015.