Wilkinson v. Austin

545 U.S. 209, 125 S. Ct. 2384, 162 L. Ed. 2d 174, 2005 U.S. LEXIS 4839
CourtSupreme Court of the United States
DecidedJune 13, 2005
Docket04-495
StatusPublished
Cited by2,394 cases

This text of 545 U.S. 209 (Wilkinson v. Austin) is published on Counsel Stack Legal Research, covering Supreme Court of the United States primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Wilkinson v. Austin, 545 U.S. 209, 125 S. Ct. 2384, 162 L. Ed. 2d 174, 2005 U.S. LEXIS 4839 (2005).

Opinion

*213 Justice Kennedy

delivered the opinion of the Court.

This case involves the process by which Ohio classifies prisoners for placement at its highest security prison, known as a “Supermax” facility. Supermax facilities are maximum-security prisons with highly restrictive conditions, designed to segregate the most dangerous prisoners from the general prison population. We must consider what process the Fourteenth Amendment to the United States Constitution requires Ohio to afford to inmates before assigning them to Supermax. We hold that the procedures Ohio has adopted provide sufficient procedural protection to comply with due process requirements.

I

The use of Supermax prisons has increased over the last 20 years, in part as a response to the rise in prison gangs and prison violence. See generally U. S. Dept, of Justice, National Institute of Corrections, C. Riveland, Supermax Prisons: Overview and General Considerations 1 (1999), http://www.nicic.org/pubs/1999/014937.pdf (as visited June 9, 2005, and available in Clerk of Court’s case file). About 30 States now operate Supermax prisons, in addition to the two somewhat comparable facilities operated by the Federal Gov *214 ernment. See Brief for United States as Amicus Curiae 2. In 1998, Ohio opened its only Supermax facility, the Ohio State Penitentiary (OSP), after a riot in one of its maximum-security prisons. OSP has the capacity to house up to 504 inmates in single-inmate cells and is designed to “ ‘separate the most predatory and dangerous prisoners from the rest of the . . . general [prison] population.’ ” See 189 F. Supp. 2d 719, 723 (ND Ohio 2002) (Austin I) (quoting deposition of R. Wilkinson, pp. 24-25).

Conditions at OSP are more restrictive than any other form of incarceration, in Ohio, including conditions on its death row or in its administrative control units. The latter are themselves a highly restrictive form of solitary confinement. See Austin I, supra, at 724-725, and n. 5 (citing Ohio Admin. Code §5120-9-13 (2001) (rescinded 2004)). In OSP almost every aspect of an inmate’s life is controlled and monitored. Inmates must remain in their cells, which measure 7 by 14 feet, for 23 hours per day. A light remains on in the cell at all times, though it is sometimes dimmed, and an inmate who attempts to shield the light to sleep is subject to further discipline. During the one hour per day that an inmate may leave his cell, access is limited to one of two indoor recreation cells.

Incarceration at OSP is synonymous with extreme isolation. In contrast to any other Ohio prison, including any segregation unit, OSP cells have solid metal doors with metal strips along their sides and bottoms which prevent conversation or communication with other inmates. All meals are taken alone in the inmate’s cell instead of in a common eating area. Opportunities for visitation are rare and in all events are conducted through glass walls. It is fair to say OSP inmates are deprived of almost any environmental or sensory stimuli and of almost all human contact.

Aside from the severity of the conditions, placement at OSP is for an indefinite period of time, limited only by an *215 inmate’s sentence. For an inmate serving a life sentence, there is no indication how long he may be incarcerated at OSP once assigned there. Austin I, supra, at 740. Inmates otherwise eligible for parole lose their eligibility while incarcerated at OSP. 189 F. Supp. 2d, at 728.

Placement at OSP is determined in the following manner: Upon entering the prison system, all Ohio inmates are assigned a numerical security classification from level 1 through level 5, with 1 the lowest security risk and 5 the highest. See Brief for Petitioners 7. The initial security classification is based on numerous factors (e. g., the nature of the underlying offense, criminal history, or gang affiliation) but is subject to modification at any time during the inmate’s prison term if, for instance, he engages in misconduct or is deemed a security risk. Ibid. Level 5 inmates are placed in OSP, and levels 1 through 4 inmates are placed at lower security facilities throughout the State. Ibid.

Ohio concedes that when OSP first became operational, the procedures used to assign inmates to the facility were inconsistent and undefined. For a time, no official policy governing placement was in effect. See Austin I, supra, at 726-727. Haphazard placements were not uncommon, and some individuals who did not pose high-security risks were designated, nonetheless, for OSP. In an effort to establish guide-fines for the selection and classification of inmates suitable for OSP, Ohio issued Department of Rehabilitation and Correction Policy 111-07 (Aug. 31, 1998). This policy has been revised at various points but relevant here are two versions: the “Old Policy” and the “New Policy.” The Old Policy took effect on January 28, 1999, but problems with assignment appear to have persisted even under this written set of standards. 189 F. Supp. 2d, at 727-736. After forming a committee to study the matter and retaining a national expert in prison security, Ohio promulgated the New Policy in early 2002. The New Policy provided more guidance re *216 garding the factors to be considered in placement decisions and afforded inmates more procedural protection against erroneous placement at OSP.

Although the record is not altogether clear regarding the precise manner in which the New Policy operates, we construe it based on the policy’s text, the accompanying forms, and the parties’ representations at oral argument and in their briefs. The New Policy appears to operate as follows: A classification review for OSP placement can occur either (1) upon entry into the prison system if the inmate was convicted of certain offenses, e. g., organized crime, or (2) during the term of incarceration if an inmate engages in specified conduct, e. g., leads a prison gang. App. 42-43. The review process begins when a prison official prepares a “Security Designation Long Form” (Long Form). Id., at 20. This three-page form details matters such as the inmate’s recent violence, escape attempts, gang affiliation, underlying offense, and other pertinent details. Id., at 20, 38-45.

A three-member Classification Committee (Committee) convenes to review the proposed classification and to hold a hearing. At least 48 hours before the hearing, the inmate is provided with written notice summarizing the conduct or offense triggering the review. Id., at 22, 58. At the time of notice, the inmate also has access to the Long Form, which details why the review was initiated. See Tr. of Oral Arg. 13-17. The inmate may attend the hearing, may “offer any pertinent information, explanation and/or objections to [OSP] placement,” and may submit a written statement. App. 22. He may not call witnesses.

If the Committee does not recommend OSP placement, the process terminates. Id., at 62, 65. See also Brief for Petitioners 9.

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545 U.S. 209, 125 S. Ct. 2384, 162 L. Ed. 2d 174, 2005 U.S. LEXIS 4839, Counsel Stack Legal Research, https://law.counselstack.com/opinion/wilkinson-v-austin-scotus-2005.