People v. Morgan

75 A.D.3d 1050, 903 N.Y.S.2d 851
Appellate Division of the Supreme Court of the State of New York·Decided July 2, 2010·Published·Cited by 19 cases

Opinions

Appeal from a judgment of the Supreme Court, Erie County [1051]*1051(Penny M. Wolfgang, J.), rendered September 25, 2006. The judgment convicted defendant, upon a jury verdict, of burglary in the second degree, grand larceny in the third degree, criminal possession of a forged instrument in the second degree and criminal possession of a controlled substance in the seventh degree.

It is hereby ordered that the judgment so appealed from is reversed on the law and a new trial is granted.

Memorandum: On appeal from a judgment convicting him upon a jury verdict of, inter alia, burglary in the second degree (Penal Law § 140.25 [2]), defendant contends that Supreme Court erred in permitting the prosecutor to exercise a peremptory challenge to exclude a black prospective juror. We agree. Following defendant’s Batson objection, the prosecutor explained that she excluded the prospective juror in question because (1) the prospective juror indicated that she had served on a jury in a criminal case “years ago” but could not recall what the case involved; (2) the prospective juror acknowledged that she knew people who used cocaine; and (3) the prospective juror’s son had been accused of a crime “years ago” and was not convicted. In response to the prosecutor’s explanation, defense counsel noted that another prospective juror had been accused of a crime and was not challenged by the prosecutor on that or any other ground. Likewise, defense counsel noted that another prospective juror admitted that he knew someone who used cocaine and that prospective juror also was not challenged by the prosecutor. Finally, defense counsel contended that the son of the challenged prospective juror, “not herself, twenty years ago in Family Court as a juvenile might have had something. And for the fact that she can’t remember something that she served on years ago, I don’t see how that’s relevant. I haven’t heard one race neutral explanation yet.” Upon the court’s denial of defendant’s Batson challenge, defense counsel asked the court to articulate the grounds for its ruling. In response, the court stated only that “[t]he grounds were quite sufficient as stated by the District Attorney,” and that “there is no pattern of discrimination.”

On the record before us, we agree with defendant that reversal is required based on the court’s denial of defendant’s Batson challenge. Trial courts are required to follow a three-step procedure in determining whether a peremptory challenge has been used to exclude a prospective juror based on race: “As a first step, the moving party bears the burden of establishing a prima facie case of discrimination in the exercise of peremptory challenges. Second, the nonmoving party must give a race-[1052]*1052neutral reason for each potential juror challenged. In step three, the court determines whether the reason given is merely a pretext for discrimination” (People v Smocum, 99 NY2d 418, 420 [2003]; see People v Payne, 88 NY2d 172, 181 [1996]). “The third step of the Batson inquiry requires the trial court to make, an ultimate determination on the issue of discriminatory intent based on all of the facts and circumstances presented” (Smocum, 99 NY2d at 422). That determination presents a “question of fact, focused on the credibility of the race-neutral reasons” (id.; see generally People v Allen, 86 NY2d 101, 110 [1995]), and thus great deference is accorded to the determination of the trial court (see Hernandez v New York, 500 US 352, 364-365 [1991]; People v Carter, 38 AD3d 1256, 1256-1257 [2007], lv denied 8 NY3d 982 [2007]) .

In this case, the prosecutor met her “quite minimal” burden at the second stage of the Batson inquiry (Payne, 88 NY2d at 183), inasmuch as she articulated three “facially neutral” reasons for excluding the prospective juror at issue (Allen, 86 NY2d at 109; see Smocum, 99 NY2d at 422). At that point, the court should have proceeded to the third step of the Batson inquiry, namely, “a determination of pretext” (Smocum, 99 NY2d at 423). Instead, however, the court summarily concluded that the prosecutor’s stated reasons for exercising the peremptory challenge in question were sufficient without determining whether those reasons “should be believed” (Hernandez, 500 US at 365; see Smocum, 99 NY2d at 422-423; see also Dolphy v Mantello, 552 F3d 236, 239 [2009]; Jordan v Lefevre, 206 F3d 196, 201 [2000]). The court’s acceptance of the prosecutor’s reasons without an assessment of credibility is particularly troublesome where, as here, the defendant rebutted each of the proffered reasons. Defendant rebutted two of the prosecutor’s race-neutral explanations by showing that similarly-situated prospective jurors were not challenged by the prosecutor. The remaining reason articulated by the prosecutor—that the prospective juror could not remember the specifics of a trial in which she had served as a juror more than a decade earlier— was not relevant to the prospective juror’s qualifications to serve in this case. Contrary to the prosecutor’s assertion that the prospective juror did not “remember what the verdict was” in the prior case the record reflects that the prospective juror was never asked such a question. Nonetheless, the court merely accepted the prosecutor’s explanations without determining whether those explanations were pretextual, a practice that, in our view, “falls short of a ‘meaningful inquiry into the question of discrimination’ ” (Smocum, 99 NY2d at 423, quoting Jordan, 206 F3d at 201). .

[1053]*1053Inasmuch as the court failed to make the requisite credibility determination at step three of the Batson inquiry, there is no basis upon which to defer to the trial court on this record (see Dolphy, 552 F3d at 239; Jordan, 206 F3d at 201). Although the dissent concludes that the prospective juror was not similarly situated to the other prospective jurors who ultimately were seated because those jurors did not possess all three characteristics cited by the prosecutor, neither the prosecutor nor the court articulated that ground as a basis for denying defendant’s Bat-son challenge. In our view, a post hoc justification for a party’s use of a peremptory challenge cannot excuse the failure of a trial court to engage in the requisite inquiry at the time of trial. As the Court of Appeals stated in Payne (88 NY2d at 183), trial courts “must in all cases make a step three pretext determination . . . [and it is] the trial courts’ responsibility to make a sufficient record to allow for meaningful appellate review that insures and reflects that each party fulfills its burden and has an opportunity for input.” That record should “reflect[ ] the basis for [the trial court’s] rulings” (id. at 184). Here, the court failed to make any determination on the record with respect to the issue of pretext. Even assuming, arguendo, that the court “implicitly determined” that the prosecutor’s explanations were not pretextual (People v Parker, 304 AD2d 146, 156 [2003], lv denied 100 NY2d 585 [2003]), we conclude that such a determination is not supported by the record in this case (cf. People v Robinson, 1 AD3d 985, 986 [2003], lv denied 1 NY3d 633 [2004], lv denied upon reconsideration 2 NY3d 805 [2004]).

We further note that the court also erred in denying defendant’s Batson

Free access — add to your briefcase to read the full text and ask questions with AI

People v. Morgan, 75 A.D.3d 1050, 903 N.Y.S.2d 851 (N.Y. Ct. App. 2010).

75 A.D.3d 1050 (People v. Morgan) — published by Counsel Stack Legal Research, free access to 12M+ legal documents.

Related

People v. Cruz
2024 NY Slip Op 03108 (Appellate Division of the Supreme Court of New York, 2024)
People v. Stith
161 N.Y.S.3d 916 (Appellate Division of the Supreme Court of New York, 2022)
People v. Coleman
2021 NY Slip Op 03695 (Appellate Division of the Supreme Court of New York, 2021)
People v. Malloy
2018 NY Slip Op 7977 (Appellate Division of the Supreme Court of New York, 2018)
People v. Pescara
2018 NY Slip Op 4927 (Appellate Division of the Supreme Court of New York, 2018)
People v. Owoaje
2017 NY Slip Op 7147 (Appellate Division of the Supreme Court of New York, 2017)
People v. Jones
136 A.D.3d 1153 (Appellate Division of the Supreme Court of New York, 2016)
PORTER, ERIC, PEOPLE v
Appellate Division of the Supreme Court of New York, 2016
People v. Porter
136 A.D.3d 1344 (Appellate Division of the Supreme Court of New York, 2016)
FARRARE, TIMOTHY, PEOPLE v
Appellate Division of the Supreme Court of New York, 2014
People v. Farrare
118 A.D.3d 1477 (Appellate Division of the Supreme Court of New York, 2014)
MORGAN, RICHARD, PEOPLE v
Appellate Division of the Supreme Court of New York, 2013
People v. Morgan
111 A.D.3d 1254 (Appellate Division of the Supreme Court of New York, 2013)
People v. Harris
88 A.D.3d 83 (Appellate Division of the Supreme Court of New York, 2011)
DRENNAN, BRYON, PEOPLE v
Appellate Division of the Supreme Court of New York, 2011
People v. Drennan
81 A.D.3d 1279 (Appellate Division of the Supreme Court of New York, 2011)