People v. Kubat

501 N.E.2d 111, 114 Ill. 2d 424, 103 Ill. Dec. 90, 1986 Ill. LEXIS 344

• Court: Illinois Supreme Court
• Decided: October 17, 1986
• Docket: 60526
• Status: Published

Opinions

JUSTICE GOLDENHERSH

delivered the opinion of the court:

Following a jury trial in the circuit court of Lake County, defendant, Robert Kubat, was convicted of the aggravated kidnaping (Ill. Rev. Stat. 1979, ch. 38, par. 10 — 2) and murder (Ill. Rev. Stat. 1979, ch. 38, par. 9 — 1) of Lydia Hyde. In a hearing requested by the People, the jury found that there existed one or more of the factors set forth in section 9 — 1(b) of the Criminal Code of 1961 (Ill. Rev. Stat. 1979, ch. 38, par. 9 — 1(b)) and that there were no mitigating factors sufficient to preclude a sentence of death. Defendant was sentenced to death for murder and to an extended term of 30 years’ imprisonment for aggravated kidnaping. On direct appeal to this court (Ill. Const. 1970, art. VI, sec. 4(b); 87 Ill. 2d R. 603), the convictions were affirmed (People v. Kubat (1983), 94 Ill. 2d 437 (hereinafter referred to as Kubat I)). A petition for rehearing in this court was denied, and the Supreme Court denied defendant’s petition for writ of certiorari. (Kubat v. Illinois (1983), 464 U.S. 865, 78 L. Ed. 2d 174, 104 S. Ct. 199.) Defendant filed a petition under the Post-Conviction Hearing Act (Ill. Rev. Stat. 1983, ch. 38, par. 122 — 1 et seq.), and the circuit court appointed counsel. The People’s motion to dismiss the petition, as amended, was denied. Following an evidentiary hearing the circuit court denied defendant’s amended petition for post-conviction relief, and defendant appealed. Upon allowance of the People’s motion made pursuant to Rule 302(b) (103 Ill. 2d R. 302(b)), the appeal was transferred to this court. Because the opinion affirming defendant’s convictions contains a comprehensive review of the evidence (94 Ill. 2d 437, 446-63), the facts will be stated here only to the extent necessary to discuss the issues.

The testimony at trial (Kubat I) showed that during the evening of November 1, 1979, accompanied by Carolyn Sue Quick, his former wife, defendant visited several bars in the Chicago area. After closing time, they traveled in defendant’s station wagon to Kenosha, Wisconsin. During the early morning hours of November 2, 1979, defendant and Ms. Quick stopped at the Kickapoo gas station in Kenosha, where they parked and slept until the station opened. When they awoke, they continued to drive through Kenosha, stopping at several taverns, at each of which defendant consumed boilermakers (an Old Style beer and a shot of Canadian Club) while Ms. Quick drank coffee and grapefruit juice.

The last bar at which they stopped was the Coffee And bar, where Lydia Hyde was alone, bartending. Defendant sat at the bar directly in front of the cash register while Ms. Quick sat to his left. After Mrs. Hyde placed a money bag in the cash register, defendant went behind the bar, held a .38-caliber revolver to her back, and told her to put the money from the register in the bag. She complied. Defendant told Mrs. Hyde that she was coming with them. Mrs. Hyde was taken to the car, where she sat in the front seat between Ms. Quick, who was driving, and defendant. At defendant’s direction, Ms. Quick drove into Illinois. Defendant told her to stop, and she stopped the car next to a road sign. Defendant ordered Mrs. Hyde to leave the car and to hold the sign and face west. As she held her hands up to grasp the sign, defendant shot her in the back of the head. About three weeks later, Ms. Quick met with agents of the FBI and the Illinois Department of Law Enforcement and gave statements inculpating defendant and herself.

Defendant contends first that, in violation of the sixth amendment to the United States Constitution, he was denied the effective assistance of counsel at both the guilt and sentencing stages of his trial. Defendant argues that his counsel were ineffective in that they failed to call alibi witnesses who were available to testify on his behalf, failed to move to suppress illegally seized evidence, failed to thoroughly investigate the case, and failed to present important exculpatory evidence.

The People assert that this court, in defendant’s direct appeal, considered and rejected the claim that defendant’s counsel were incompetent and that the matter is res judicata. Defendant argues that the contentions made in this appeal are based upon evidence adduced at the post-conviction hearing, that they could not have been previously raised, and that the incompetence created such substantial prejudice that, absent the inadequate representation, the result of the trial would probably have been different. Defendant also charges that defense counsel failed to discover and present at the penalty hearing evidence in mitigation and failed to object to an erroneous instruction which advised the jury that a unanimous verdict was required in order to reject the death penalty.

The parties are in agreement that the question whether defendant received ineffective assistance of counsel must be determined under the standards enunciated in Strickland v. Washington (1984), 466 U.S. 668, 80 L. Ed. 2d 674, 104 S. Ct. 2052. Although noting that application of the Strickland standards was unlikely to result in findings significantly different from those reached under the tests established by this court in People v. Greer (1980), 79 Ill. 2d 103, 120-21 (actual incompetence of retained counsel entitles defendant to a new trial if the incompetence created such substantial prejudice that the trial result probably would have been different), and People v. Royse (1983), 99 Ill. 2d 163, 170 (same standard applicable to appointed counsel), this court, in People v. Albanese (1984), 104 Ill. 2d 504, adopted the Strickland standards. In People v. Lewis (1984), 105 Ill. 2d 226, 245, the court noted its previous summarization of the Strickland standard in People v. Mack (1984), 105 Ill. 2d 103:

“ ‘As announced in Strickland, the test for effective assistance of counsel has two prongs:

“First, the defendant must show that counsel’s performance was deficient [by] showing that counsel made errors so serious that counsel was not functioning as the ‘counsel’ guaranteed the defendant by the Sixth Amendment. Second, the defendant must show that the deficient performance prejudiced the defense. This requires showing that counsel’s errors were so serious as to deprive the defendant of a fair trial, a trial whose result is reliable.” (466 U.S. [668, 687], 80 L. Ed. 2d 674, 693, 104 S. Ct. 2052, 2064.)

“In any case presenting an ineffectiveness claim, the performance inquiry must be whether counsel’s assistance was reasonable considering all the circumstances. ***

Judicial scrutiny of counsel’s performance must be highly deferential. *** [A] court must indulge a strong presumption that counsel’s conduct falls within the wide range of reasonable professional assistance; that is, the defendant must overcome the presumption that, under the circumstances, the challenged action ‘might be considered sound trial strategy.’ ” (466 U.S. [668, 689], 80 L. Ed. 2d 674, 694-95, 104 S. Ct. 2052, 2065.)

“When a defendant challenges a death sentence *** the question is whether there is a reasonable probability that, absent the errors, the sentencer — including an appellate court, to the extent it independently reweighs the evidence — would have concluded that the balance of aggravating and mitigating circumstances did not warrant death.” 466 U.S. [668, 695], 80 L. Ed. 2d 674, 698, 104 S. Ct. 2052, 2069.

In developing the reasonable-probability test, the court stated that it is not enough for the defendant to show that the errors had some conceivable effect on the outcome of the proceeding, because “[virtually every act or omission of counsel would meet that test ***.” (466 U.S. [668, 693], 80 L. Ed. 2d 674, 697, 104 S. Ct. 2052, 2067.) On the other hand, the “defendant need not show that counsel’s deficient conduct more likely than not altered the outcome of the case.” (466 U.S. [668, 693], 80 L. Ed. 2d 674, 697, 104 S. Ct. 2052, 2068.) The appropriate standard of prejudice, the court stated, should be somewhat lower because “[t]he result of a proceeding can be rendered unreliable, and hence the proceeding itself unfair, even if the errors of counsel cannot be shown by a preponderance of the evidence to have determined the outcome.” (466 U.S. [668, 694], 80 L. Ed. 2d 674, 698, 104 S. Ct. 2052, 2068.) Thus the court settled on the reasonable-probability test and stated:

“The defendant must show that there is a reasonable probability that, but for counsel’s unprofessional errors, the result of the proceeding would have been different.” (466 U.S. [668, 694], 80 L. Ed. 2d 674, 698, 104 S. Ct. 2052, 2068.)

The court further stated that “[a] reasonable probability is a probability sufficient to undermine confidence in the outcome.” 466 U.S. [668, 694], 80 L. Ed. 2d 674, 698, 104 S. Ct. 2052, 2068.’ 105 Ill. 2d 103, 129-31.” People v. Lewis (1984), 105 Ill. 2d 226, 245-46.

At the hearing on the post-conviction petition, Margie Elea testified that, had she been called at defendant’s trial, she would have testified that in November 1979 she was the manager of a gasoline station located in Highland, Indiana; that in the late evening of November 1, 1979, defendant, accompanied by an unidentified woman, entered the gas station and told her that his car had broken down; that defendant was still at the station when she left at approximately 2 a.m. on November 2, 1979; and that defendant was driving a white station wagon. Francine Bejda testified that, if called at defendant’s trial, she would have testified that she lived with defendant during the late months of 1979; that on the evening of November 1, 1979, she went to dinner with defendant; that they returned home and he left at about 7 or 8 p.m.; that she next saw defendant between 6 and 8 a.m. on November 2, 1979. She testified that they then drove to the Lyons Township General Assistance Office, where she picked up a rent-assistance check from her caseworker, Nancy Schultz. Ms. Schultz had testified at defendant’s trial that she saw defendant through the window in the hall. Ms. Bejda testified that after picking up the check she and defendant went to the Star Lounge, also known as “Lil’s Tavern,” and while there spoke with Ms. Tesnohlidek and Charles Fleisig. At the time of the post-conviction hearing, Fleisig was deceased. The record indicates that prior to defendant’s trial, he had been interviewed by defense counsel but efforts to find him and obtain his testimony at trial were unsuccessful. Sister Alberta Surico testified that on September 23, 1983, Fleisig executed an affidavit in her presence in which he stated that on November 2, 1979, at 11 a.m., he had seen defendant at the Star Lounge (Lil’s Tavern). He stated further that defendant was accompanied by Francine Bejda, and that although he was willing to testify at defendant’s trial, he was not subpoenaed as a witness. Defendant alleges that the testimony of certain other alibi witnesses at defendant’s original trial would have been bolstered by the testimony of Ms. Bejda.

Defendant contends that the failure to present the testimony of the foregoing alibi witnesses was “shocking and inexplicable.” He argues that “no explanation is apparent” as to why defense counsel chose not to present these witnesses and that the failure “cannot be deemed to have been strategic.”

Upon reviewing the testimony and applying Strickland standards, we are unable to say that counsel’s assistance was unreasonable considering the circumstances. Both Ms. Elea and Ms. Bejda fixed the date of the occurrences concerning which they testified by methods which could reasonably lead counsel to conclude that cross-examination could severely damage their credibility. The failure to find a witness, per se, cannot constitute ineffective assistance of counsel, and nothing in the record suggests that failure to find Fleisig was the result of failure to investigate or incompetence of counsel.

Defense counsel might also reasonably have concluded that Ms. Bejda’s testimony, viewed in the light of her relationship with defendant, might be harmful to his alibi defense. Counsel might have reasonably concluded that Ms. Elea’s testimony concerning defendant’s presence in Highland, Indiana, with an unidentified female hitchhiker, six hours before he was allegedly seen in Kenosha, Wisconsin, would be of questionable value. Although this would have contradicted Ms. Quick’s testimony to the extent that Ms. Quick testified that she and defendant had visited several Chicago bars on the evening of November 1, 1979, and subsequently driven to Kenosha, it would not have proved an alibi for the crime committed at about noon on November 2.

Defendant contends too that ineffective assistance of counsel is demonstrated by defense counsel’s failure to object to the prosecutor’s argument that a set of tires purchased by defendant on November 10, 1979, was placed on his automobile because the tires previously mounted on the automobile would have matched the plaster cast of a tire-track impression found at the scene of the crime. Defendant asserts that he had filed an insurance claim for the tires which he had replaced; that an adjuster for the Allstate Insurance Company had examined those tires; and that the adjuster would have testified that the tires were made by Uniroyal. The parties have stipulated that expert testimony would establish that the tire impression found at the scene of the crime was not made by a Uniroyal tire.

The People argue that the claims adjuster did not know if the tires on which defendant filed the claim were, in fact, on defendant’s car on November 2, 1979. Thus, despite the stipulation that the tire track found at the crime scene was not made by a Uniroyal tire, it would still be necessary that defendant testify that Uniroyal tires were on his car on November 2, 1979. Defendant’s testifying would have opened the door to the People’s introduction, for the purpose of impeachment, of his lengthy criminal record (see People v. Kubat (1983), 94 Ill. 2d 437, 489-91). We are unable to say that the decision not to risk admission of this evidence was an unsound, strategic decision.

Defendant contends that counsel should have presented at trial the testimony of witnesses who testified at the post-conviction hearing that Ms. Quick’s reputation in the community was bad. Defendant contends that because Ms. Quick was shown at trial to harbor extreme animosity toward defendant, the impeachment which did occur at trial “highlights rather than minimizes the importance of the reputation testimony which could have been presented.” He argues that only by knowing her propensity for dishonesty could the jury appreciate the significance of her animosity toward defendant. We fail to perceive how Ms. Quick’s animosity would have highlighted rather than minimized the importance of the testimony concerning her bad reputation for honesty. In view of the strong impeachment evidence that was, in fact, elicited (e.g., her animosity toward defendant, her threat to kill him, her testimony in exchange for immunity, the fact that she may have lied to annul her second marriage to defendant, and her attempt to have defendant arrested on a previous occasion), we conclude that defendant was not prejudiced by defense counsel’s decision not to introduce the evidence of her reputation.

Defendant asserts that there should have been presented at his trial testimony that the getaway car was a grey Chevrolet Monte Carlo rather than a white station wagon. Dale Gonsky and Dorothy Hawley were present at the Coffee And bar at the time of the abduction. They testified at defendant’s trial that at the time that it was discovered that Lydia Hyde was missing they observed a grey automobile drive rapidly out of the parking lot. Testimony at the post-conviction hearing showed that both witnesses had told the investigating police officers, and would have testified, that the vehicle which they saw leaving the parking lot may have been a Chevrolet Monte Carlo. Defendant argues that evidence that the vehicle used in the abduction might have been a Monte Carlo supports a theory that Ms. Quick’s accomplice was someone other than defendant because neither of these witnesses could have mistaken a station wagon for a two-door Chevrolet Monte Carlo. Although it might have been preferable for defense counsel to have elicited the fact that the car which these witnesses saw “might” have been a Monte Carlo, nonetheless, their testimony is not necessarily inconsistent with Ms. Quick’s testimony that defendant was driving a white Chevrolet station wagon. The jury could reasonably have concluded that because these witnesses observed the vehicle for only the brief period when it was leaving the parking lot, they could have mistaken a station wagon for a Monte Carlo.

Defendant contends next that further evidence of counsel’s incompetence is their failure to move to suppress evidence seized in an allegedly unlawful search of his automobile and their failure to tender an instruction on unlawful restraint, as a lesser included offense. Although the question concerning the search of the automobile may be deemed waived by reason of failure to raise it on direct appeal (People v. Gaines (1984), 105 Ill. 2d 79, 88), we note that the record does not support defendant’s contentions. The complaint for a warrant to search defendant’s automobile shows ample probable cause. Some of the evidence seized was in plain view of the police officer whose affidavit is the basis of the complaint, and the search was not made until the search warrant was issued. The failure to tender an instruction on the offense of unlawful restraint was considered in Kubat I (94 Ill. 2d 437, 485-87). This court has consistently held that “ ‘ “where a person convicted of a crime has taken an appeal from the judgment of conviction on a complete record, the judgment of the reviewing court is res judicata as to all issues actually decided by the court ***.”’ [Citations.]” (People v. Lewis (1984), 105 Ill. 2d 226, 250-51.) Concerning these contentions we hold that the record fails to show that a motion to suppress would have been allowed and the issue concerning the instruction is res judicata.

We consider next defendant’s contentions concerning his failure to receive effective assistance of counsel at the sentencing phase of his trial. He argues that counsel were ineffective because they failed to investigate or discover the evidence in mitigation which could have been presented on defendant’s behalf. In support of this contention he cites the testimony of 15 of the witnesses who testified concerning defendant’s good character. They stated that they were available and willing to testify at defendant’s trial but heard nothing from defendant’s counsel. Defendant asserts that counsel were “unaware of the evidence which was available to be presented on Mr. Kubat’s behalf” and argues that “it would be ridiculous to suppose that” counsel made a strategic decision not to present the testimony.

Defendant testified at the post-conviction hearing that he had told counsel about these witnesses, but the record does not show whether counsel interviewed them. In Kubat I, the court noted that the failure to offer evidence in mitigation does not necessarily demonstrate incompetence and that the reason no evidence in mitigation was presented might have been because there was nothing sufficiently mitigating in the circumstances surrounding the crime or defendant’s background that could have been presented. (94 Ill. 2d 437, 488.) After briefly reviewing defendant’s record of “violent criminality” from age 21 to his release from the Florida State Penitentiary in 1963, the court said:

“In 1965, defendant again proceeded to commit a series of armed robberies, this time in Cook County. On March 17, he robbed a cashier and pharmacist at gunpoint at a drug store and as he fled fired a shot at a customer who was writing his license plate number. On March 22, he returned to the same drug store and at knife point robbed another cashier and the pharmacist’s wife. On April 12, he committed yet another armed robbery at gunpoint at a pharmacy, and finally on April 14, he committed a final armed robbery with a gun at another store. He pleaded guilty to each charge and was sentenced to four concurrent four- to seven-year terms.

Defendant was released from the Illinois State Penitentiary at Joliet in January 1970. He was arrested in June and charged with unlawful use of a weapon. He pleaded guilty, served eight months in jail, and received five years’ probation. He was released in February 1971.

In September 1972, defendant and a companion committed an armed robbery at a dry cleaner in Berwyn. Defendant pleaded guilty to armed robbery and was sentenced to two concurrent terms of four years to four years and one day for the robbery and a violation of probation. He was paroled in 1976 from the Illinois State Penitentiary pursuant to a mandatory statutory release date, although the parole board panel concluded that he was not a good risk for parole. Since the order was mandatory, the board recommended very close supervision. Defendant was arrested later that year on a charge of unlawful use of a weapon but later found not to be a violator. His parole was continued.” 94 Ill. 2d 437, 489-90.

The testimony of the character witnesses shows that, with three exceptions, they had known defendant only since 1976, approximately three years before the kidnaping and murder. We are unable to say that the decision to forgo the character testimony in face of defendant’s record, was, under the circumstances, unreasonable or that it indicates ineffective assistance of counsel.

Defendant contends further that the assistance of counsel was ineffective at the sentencing phase of trial in that counsel failed to object to the jury instructions given at the close of the second stage of the sentencing hearing; and that his closing argument at the sentencing hearing was ineffective and prejudicial. The first issue was raised and decided in Kubat I (94 Ill. 2d 437, 492), and therefore the doctrine of res judicata applies. (People v. Lewis (1984), 105 Ill. 2d 226, 250-51.) The second issue could have been raised on direct appeal and, therefore, is deemed waived. People v. Gaines (1984), 105 Ill. 2d 79, 88.

We consider next defendant’s contention that he was denied the right to conduct his own defense because counsel failed to discuss with him whether he should testify on his own behalf, whether he should waive a jury for sentencing, and whether he should submit jury instructions on unlawful restraint. Citing Faretta v. California (1975), 422 U.S. 806, 45 L. Ed. 2d 562, 95 S. Ct. 2525, he argues that because he suffers the consequences of an unsuccessful defense, he should have been permitted to make the fundamental decisions concerning the course of the proceedings. Citing People v. Williams (1983), 97 Ill. 2d 252, the People argue that defendant has no right to both self-representation and the assistance of counsel; that acceptance of defendant’s position would permit him to assert his right to counsel, and if the judgment is unsatisfactory, would permit him to plead his right to defend himself. We are of the opinion that defendant did not waive his right to counsel and that his right of self-representation was, therefore, waived.

Defendant contends that the exclusion of jurors opposed to the death penalty resulted in a jury biased in favor of the People. Defendant contends that 10 prospective jurors were excused for cause because of their opposition to the death penalty and that he was thus denied the right to a jury drawn from a fair cross-section of the community.

A Witherspoon issue (Witherspoon v. Illinois (1968), 391 U.S. 510, 20 L. Ed. 2d 776, 88 S. Ct. 1770) was raised and decided in Kubat I (94 Ill. 2d 437, 498-99). The attack here is on a broader front. Defendant cites the symposium published in Law and Human Behavior, June 1984 (Death-Qualification, 8 Law and Hum. Behav. 1 (June 1984)) and the testimony at defendant’s post-conviction hearing of Hans Zeisel, professor emeritus of law and sociology at the University of Chicago. Based on this information defendant argues that the rejection of jurors who were opposed to the death penalty resulted in a jury biased in favor of the prosecution.

In Lockhart v. McCree (1986), 476 U.S. 169, 90 L. Ed. 2d 137, 106 S. Ct. 1758, the Supreme Court rejected an attack on the qualification of jurors under Wither-spoon principles. (See also Wainwright v. Witt (1985), 469 U.S. 412, 83 L. Ed. 2d 841, 105 S. Ct. 844.) On this record defendant has not proved violation of his right to trial by an impartial jury as guaranteed by the sixth amendment to the United States Constitution.

For the reasons stated, we hold that the record, viewed in the light of the Strickland standards, fails to show ineffective assistance of counsel. The circuit court did not err in denying defendant’s petition for post-conviction relief, and its judgment is affirmed. The clerk of this court is directed to enter an order fixing Wednesday, January 14, 1987, as the date on which the sentence of death entered in the circuit court shall be carried out at the Stateville Correctional Center at Joliet. The defendant shall be executed by lethal injection in the manner provided by section 119 — 5 of the Code of Criminal Procedure of 1963 (Ill. Rev. Stat. 1983, ch. 38, par. 119 — 5). A certified copy of the mandate in this case shall be furnished by the clerk of this court to the Director of Corrections and the wardens of the State correctional centers at Menard and Joliet. The judgment of the circuit court of Lake County is affirmed.

Judgment affirmed.