People v. Flores

219 A.D.2d 40, 640 N.Y.S.2d 20, 1996 N.Y. App. Div. LEXIS 2792
Appellate Division of the Supreme Court of the State of New York·Decided March 21, 1996·Published·Cited by 6 cases

Opinion

[42]*42OPINION OF THE COURT

Tom, J.

The primary issue raised in this appeal is whether the trial court erred when it dismissed the count of the indictment charging defendant with criminal possession of a weapon in the second degree and held that the defense of justification should have been charged to the Grand Jury, in the interests of fairness, despite its inapplicability to the crime charged.

Testimony presented before the Grand Jury reveals that on September 4, 1993, at approximately 12:29 a.m., New York City Police Officers George Fitzgibbon and Kevin Brady were proceeding down Westchester Avenue in a marked police vehicle when Officer Fitzgibbon observed defendant standing in the roadway pointing a gun down Westchester Avenue. An individual with defendant immediately thereafter placed his hands on top of the defendant’s hands and pushed them down, after which the defendant placed the gun in his front pocket, bent down and picked up a beer bottle. Officer Fitzgibbon stated that it was a Friday night and the area was "very congested” with people and cars.

Officer Fitzgibbon subsequently approached the defendant, told him to place his hands on the police car, and removed the gun from defendant’s pocket. The defendant was then placed under arrest. Once inside the police cruiser, the defendant volunteered that "he pulled the gun because there were two guys that were messing with his brother’s girlfriend and he thought they were going to pull on him.” Officer Fitzgibbon further testified that the gun was operable and loaded and that the possession did not take place in defendant’s home or place of business.

Pursuant to indictment number 6954/93, filed on October 13, 1993, the Grand Jury of Bronx County charged defendant with criminal possession of a weapon in the second degree, criminal possession of a weapon in the third degree, and criminal possession of a weapon in the fourth degree. As part of his omnibus motion dated December 29, 1993, defendant moved, pursuant to GPL 210.20, for inspection of the Grand Jury minutes and dismissal of all counts in the indictment.

On March 1, 1994, the court granted defendant’s motion to the extent of permitting inspection of the minutes and dismissing the charge of criminal possession of a weapon in the second [43]*43degree. The court found the evidence was not legally sufficient to establish a prima facie case that the defendant intended to use the firearm unlawfully against another; and that the defendant’s statement triggered the justification defense but, because the Grand Jury was not instructed on this defense, the Grand Jury proceeding was rendered defective on the count of criminal possession of a weapon in the second degree.

On April 21, 1994, the trial court issued á second opinion in order to clarify its earlier decision dismissing the possession count. The court now acknowledged that the relevant evidence of intent would consist of the officer’s observations, as well as the defendant’s statement, but, in the absence of evidence that the defendant pointed the gun at anyone in particular, the evidence of intent to use the firearm against another was legally insufficient. The court also acknowledged that Penal Law § 265.15 (4) allows for an inference of the requisite intent arising from the possession itself but noted that the Grand Jury had not been instructed on that presumption, ergo, the jurors could not have relied on it. Finally, the court noted that justification is not, in fact, a defense to criminal possession of a weapon in the second degree but concluded, in any event, that absent an instruction on justification, the Grand Jury might have misconstrued the legal effect of defendant’s statement as it bears on intent, and that "[a]s a matter of fairness,” the prosecutor should have provided the instruction.

The People appeal from both orders and we reverse and reinstate the charge of criminal possession of a weapon in the second degree.

In order to obtain an indictment, the People must present evidence to the Grand Jury establishing a prima facie case of criminal conduct (People v Jennings, 69 NY2d 103, 114; People v Dunleavy, 41 AD2d 717, affd 33 NY2d 573). In order to determine the sufficiency of the People’s presentation, the evidence must be viewed in a light most favorable to the People which, if unexplained and uncontradicted, would warrant a conviction of the defendant by a petit jury (People v Jennings, supra, at 114; People v Pelchat, 62 NY2d 97, 105). In reviewing a motion to dismiss an indictment, the court is keyed only to the sufficiency of the evidence presented to the Grand Jury, as the adequacy of the proof to establish legal cause is within the exclusive fact-finding function of the panel (People v Reyes, 75 NY2d 590, 593; People v Mikuszewski, 73 NY2d 407, 411).

In view of the foregoing, it is clear that the People satisfied their burden of providing prima facie evidence to support [44]*44the charge of criminal possession of a weapon in the second degree. As the trial court acknowledged, the Grand Jury had before it both the police officer’s observation of defendant pointing a gun down a street crowded with people and cars, and defendant’s subsequent admission to the officers that he pulled the gun because he felt that "two guys that were messing with his brother’s girlfriend” were going to pull a gun on him. Taken together, and viewed in a light most favorable to the People, the evidence clearly supports an inference that defendant was in possession of a weapon with the intent to use it unlawfully against another (see, People v Okafore, 72 NY2d 81; People v Fields, 179 AD2d 458, lv withdrawn 79 NY2d 947; People v Rivera, 171 AD2d 583, lv denied 78 NY2d 973; People v Williams, — AD2d —, 1995 NY Slip Op 10592 [1st Dept, Nov. 28, 1995]). Further, the trial court’s conclusion that there was no evidence that the gun was directed at anyone in particular is belied by both Officer Fitzgibbon’s testimony that defendant was pointing the gun down Westchester Avenue which was crowded at the time with people and by defendant’s statement that he was reacting to a perceived threat from two, albeit unknown, individuals.

We also reject defendant’s argument that the People’s presentation to the Grand Jury was defective because the prosecutor failed to instruct the Grand Jury that the presumption of unlawful intent is a rebuttable one. In evaluating defendant’s position, it must be borne in mind that a Grand Jury proceeding is not a "mini trial” (People v Brewster, 63 NY2d 419, 422) but, rather, is a proceeding which is convened primarily to investigate crimes and to determine whether sufficient evidence exists to accuse a citizen of a crime and, consequently, subject that individual to a criminal prosecution (People v Lancaster, 69 NY2d 20, 30, cert denied 480 US 922; People v Valles, 62 NY2d 36, 38).

The record in this proceeding reveals that the District Attorney did not instruct the Grand Jury with the statutory presumption set forth in Penal Law § 265.15 (4).

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People v. Flores, 219 A.D.2d 40, 640 N.Y.S.2d 20, 1996 N.Y. App. Div. LEXIS 2792 (N.Y. Ct. App. 1996).

219 A.D.2d 40 (People v. Flores) — published by Counsel Stack Legal Research, free access to 12M+ legal documents.

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