People v. Christensen

21 Misc. 3d 608
CourtNew York Supreme Court
DecidedSeptember 2, 2008
StatusPublished
Cited by3 cases

This text of 21 Misc. 3d 608 (People v. Christensen) is published on Counsel Stack Legal Research, covering New York Supreme Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
People v. Christensen, 21 Misc. 3d 608 (N.Y. Super. Ct. 2008).

Opinion

OPINION OF THE COURT

George D. Marlow, J.

Petitioner, the People of the State of New York, seeks a writ of prohibition pursuant to CPLR 7803 (2) against respondent Town of Milan Justice Francis Christensen (hereinafter Town Justice) for exceeding his judicial authority in granting respondent Carol I. Sussman’s motion to dismiss, in the underlying prosecution of a speeding violation, to the extent of accepting a plea to a lesser offense without the consent of the prosecuting authority.

Before the petition’s merits and the parties’ various contentions may be evaluated and analyzed, a history of the interplay between the Office of the Dutchess County District Attorney and the New York Division of State Police (hereinafter the Division) in prosecuting certain traffic offenses in local criminal courts would be relevant to resolving the petition.

In December 2005, Dutchess County District Attorney William V Grady sent a letter to Major John Noonan of New York State Police Troop K to confirm his “long-standing policy of deferring the prosecution of speeding cases in Dutchess County.” In this letter, the District Attorney confirmed that he “authorized the New York State Police to prosecute Infractions under the New York State Vehicle and Traffic Law, including Speeding, in violation of Section 1180.” Included in this authority is “the right to set standards with respect to permissible plea bargaining” (letter annexed as exhibit 5 to Town Justice’s verified answer and counterclaims).

[610]*610The Division has a long-standing regulation prohibiting its members from engaging in plea negotiation. Regulation 8A13 (hereinafter the regulation) states in relevant part:2

“Except in accord with Instructions concerning the reduction of a driving while intoxicated traffic charge, a Member shall not request or solicit a reduction in traffic offenses or in any way become involved in reducing such offenses or in seeking reductions in penalties assessed for such offenses.” (Salvino affirmation, exhibit 1.)

Although enforcement of this regulation “eroded over time for a variety of reasons, the State Police continued to view the practice as contrary to public policy” (id. ¶ 3).3 Eventually, by letter dated March 1, 2006, counsel to the Division — citing the sharp increase of not guilty pleas over the past decade, the corresponding increase in the number of traffic cases disposed of by a plea negotiation to a reduced offense and “ethical, operational and fiscal concerns” — notified District Attorney Grady that as of September 1, 2006, the regulation prohibiting plea negotiation by its members would be strictly enforced {id., exhibit 2).

Specifically, counsel cited “an inherent outward appearance of unfairness and duress when a motorist is forced to plea bargain his or her case with the arresting officer, the very same officer who stands as his or her accuser, and also as the primary prosecution witness” (id.). Additionally, the perception of unfairness “may be compounded even further when, in court, the motorist observes another defendant receive what appears to be a more favorable plea bargain from either the same or a different offi-. cer. The result can be the perception of favoritism, prejudice or, even worse, bribery” (id.). Anticipating the need to change the way speeding tickets were handled in certain jurisdictions, the Division’s counsel undertook to provide reasonable notice before the Division implemented this new policy (hereinafter the policy) (id.). The Division distributed two internal memoranda [611]*611on March 9 and August 28, 2006 about the policy and its September 1, 2006 effective date {id., exhibits 3, 4).4

After the Division announced that the regulation prohibiting plea negotiating would be strictly enforced, the District Attorney nevertheless continued his policy of delegating prosecutorial authority over speeding cases to the Division as set forth in his earlier December 30, 2005 letter {see exhibit 4 to verified answer and counterclaims).

Against this backdrop, on March 25, 2007, a state trooper charged Sussman, by simplified traffic information, with traveling 78 miles per hour in a 55-miles-per-hour zone in violation of Vehicle and Traffic Law § 1180 (b). The Town Justice notified Sussman, by letter dated April 9, 2007, that the matter had been set for trial and advised her that “[effective September 1, 2006, the New York State Police are unable to enter into plea bargains, therefore, you must be prepared to go to trial” (certification of record, exhibit K).

Prior to trial, Sussman’s attorney moved to dismiss in the interest of justice pursuant to CPL 170.30 (1) on the grounds that Sussman was denied equal protection and due process because other prosecuting bodies were permitted to negotiate pleas and further because the Division’s “rules and regulations eliminate the judge’s ability to participate in and be . . . part of the plea bargaining process.” In the alternative, defense counsel sought to have the violation reduced from a six-point to a two-point violation. He served the motion papers on the Dutchess County District Attorney and the Division (petition, exhibit 2).

Continuing its role as prosecutor, as delegated by the Dutchess County District Attorney, the Division opposed the motion on the grounds that (1) no compelling factor as defined by statute {see CPL 170.30 [1]; 170.40 [1]) exists to justify dismissal in the interest of justice; (2) plea negotiation is not a fundamental right triggering equal protection; and (3) the statute precludes pleas to lesser offenses without the People’s consent (id., exhibit 3).

The Town Justice denied the motion to dismiss because “the right to plea bargain is not a fundamental right.” However, the [612]*612Town Justice granted Sussman’s alternative request for relief and accepted a plea to the lesser charge of failure to comply with a traffic control device in violation of Vehicle and Traffic Law § 1110 (a). The Town Justice reasoned that the “blanket” policy prohibiting plea negotiations was “an improper and unreasonable position,” that a plea could only be rejected upon “a full and fair evaluation of the evidence and [defendant’s] history” and that the policy denies defendants “the opportunity to receive justice in the Courts” (id., exhibit 4).

Thereafter, the District Attorney gave written authority to the Division’s counsel to prosecute an appeal of the Town Justice’s order accepting Sussman’s lesser plea (Salvino affirmation, exhibit 6). After concluding the proper procedural avenue was to pursue this special proceeding, the Division’s counsel obtained oral authorization from the Chief Assistant District Attorney to commence a CPLR article 78 proceeding (id. 1i 8).

The Division’s counsel commenced this special proceeding pursuant to CPLR 7803 (2) on behalf of the People of the State of New York to prohibit the Town Justice from accepting lesser pleas in the absence of the People’s consent. He also seeks to vacate the guilty plea and to reinstate the underlying criminal action. The Town Justice answered and purported to assert three counterclaims.

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77 A.D.3d 174 (Appellate Division of the Supreme Court of New York, 2010)

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21 Misc. 3d 608, Counsel Stack Legal Research, https://law.counselstack.com/opinion/people-v-christensen-nysupct-2008.