Kurlander v. Davis

103 Misc. 2d 919, 427 N.Y.S.2d 376, 1980 N.Y. Misc. LEXIS 2222
CourtNew York Supreme Court
DecidedApril 24, 1980
StatusPublished
Cited by5 cases

This text of 103 Misc. 2d 919 (Kurlander v. Davis) is published on Counsel Stack Legal Research, covering New York Supreme Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Kurlander v. Davis, 103 Misc. 2d 919, 427 N.Y.S.2d 376, 1980 N.Y. Misc. LEXIS 2222 (N.Y. Super. Ct. 1980).

Opinion

OPINION OF THE COURT

David O. Boehm, J.

In this CPLR article 78 proceeding the petitioner, District Attorney of Monroe County, seeks a judgment vacating, annulling and setting aside the adjournments in contemplation of dismissal (hereinafter ACDs) granted to respondents, Nicholas and Joseph Miaño, by respondent, Honorable Reuben K. Davis, Judge of the City Court of Rochester, and further seeks reinstatement of the criminal trespass informations filed against the Míanos. By cross motion, Judge Davis seeks an order of prohibition restraining the District Attorney of Monroe County from requiring waivers of civil remedies before consenting to ACDs. An application by the Monroe County Public Defender to intervene pursuant to CPLR 7802 (subd [d]) was granted, and the Criminal Justice Section of the Monroe County Bar Association has filed a brief amicus curiae.

On December 27, 1979, respondents Nicholas and Joseph Miaño were arrested and charged with criminal trespass in the third degree, in violation of section 140.10 of the Penal Law, based upon their unauthorized presence inside a City of Rochester ice rink when it was closed. On December 28, 1979, the Míanos were arraigned before Judge Davis and entered not guilty pleas. A trial date of February 19, 1980 was set after several adjournments.

On February 9, 1980, the Míanos appeared before Judge Davis and their counsel moved for dismissal of the informations in the interest of justice upon the ground that although defendants and the court were willing to accept and grant ACDs, and the People had conceded that defendants were qualified for ACDs, the People nevertheless would not consent to the granting of the ACDs in the absence of the defendants’ execution of a form entitled "acd application form” which bore the legend "to be completed in court, on the record, before granting of acd”. The form provides, inter alla, that the defendant agrees "that the _Police Department had reasonable grounds to arrest [the defendant] for the charge(s) of _ and that the above arrest was not improper or illegal.” Defendants refused to execute the forms and the District Attorney refused to consent to the ACDs.

[921]*921Judge Davis and the prosecutor then engaged in the following colloquy:

"the court: As I understand the position of the People, Mr. Collins, the People are insisting that this document [to] which you have made reference, be signed as a condition precedent to the granting of the adjournment in contemplation of dismissal—

"mr. collins: That would be true.

"the court: — and except for the enactment of the extraction of this condition, the People would be otherwise disposed to consent to the application of the Defense?

"mr. collins: Yes, sir.”

Judge Davis, relying on People v Siragusa (81 Misc 2d 368), granted ACDs to both defendants over the prosecutor’s objection, without requiring prior execution of the waiver. The District Attorney now argues that Judge Davis was without power to do this because CPL 170.55 requires consent of the prosecutor as a condition precedent to the granting of an ACD.

This form is the focus of the present controversy. At oral argument, defense counsel and the Public Defender stated that execution of the form was required by the District Attorney as a precondition in every case in which an ACD was requested. The District Attorney denied this at oral argument and by affidavit responded that this was not a uniform requirement, citing one case in which, after investigating the allegations made by the defendant against the police, their office did not require execution of the form. However, the affidavits of four City Court Judges and several Assistant Public Defenders reinforce the fact that execution of this form is required and establish that, in spite of the occasional exception, execution of this form is required as a matter of policy.

The initial question presented is whether the District Attorney’s application is properly before this court at this time. By virtue of CPL 170.55, the prosecution has the unfettered option to restore the cases to the calendar within six months of the granting of the ACD. Accordingly, the Attorney-General argues that the action sought to be reviewed is a nonfinal order and that, therefore, this article 78 proceeding is premature (CPLR 7801).

Notwithstanding the apparent bar of CPLR 7801, the Court [922]*922of Appeals has found that orders such as the one at issue here are reviewable under CPLR 7803 (subd 2), which codifies the ancient writ of prohibition. In La Rocca v Lane (37 NY2d 575, 580), the court, in discussing the guidelines to be used in determining the propriety of entertaining such proceedings in pending criminal cases, stated: "[I]t is crucial to distinguish between an error in procedure or substantive law during a litigation and the arrogation of power which is subject to correction by prohibition. Thus, even constitutional issues involving errors of substantive or procedural law are not cognizable by way of prohibition [citations omitted]. If, however, a court acts without jurisdiction, or acts or threatens to act in excess of its powers, and it affirmatively appears that this will be done in violation of a person’s, even a party’s, rights, but especially constitutional rights, prohibition will lie to restrain the excess of power”.

When measured against this test, it is clear that the District Attorney’s application is proper. If, as the District Attorney contends, the Criminal Procedure Law does not allow the Trial Judge to grant ACDs in the absence of the prosecutor’s consent, then the court, in so doing, plainly acted in excess of its powers. Moreover, because of the peculiar procedural status of the case, no appeal is available. Accordingly, prohibition properly lies in this instance (see, e.g., Matter of B. T. Prods, v Barr, 54 AD2d 315, 317-318).

Turning now to the substantive questions, the problems involved in these proceedings strike at the heart of the plea bargaining process as well as the extent of the prosecutor’s discretion and control over the administration of that process. The specific statute under which ACDs are granted (CPL 170.55) provides for consent of both the prosecution and the defense as a prerequisite, and the District Attorney here takes the position that the discretion to withhold his consent is absolute. In support, the District Attorney refers to a similar situation in which, when consent to an ACD was withheld by the prosecution, one court held that it was powerless to compel its exercise (People v Stern, 83 Misc 2d 935). In another case, where the People requested an ACD, it was held that the court lacked the authority to deny the request (People v Ruggieri, 100 Misc 2d 585).

The District Attorney also suggests that the general right of the District Attorney to control the course of prosecutions (see, e.g., Matter of Cosgrove v Kubiniec, 56 AD2d 709, 710) [923]*923serves to bar any limitations on prosecutorial control over the plea bargaining process. Lastly, the District Attorney points out that the United States Supreme Court, in recognizing that the offer of a more favorable disposition in return for the surrender of certain rights is " 'an inevitable’ — and permissible — 'attribute of any legitimate system which tolerates and encourages the negotiation of pleas’ ” (Bordenkircher v Hayes, 434 US 357, 364), has thereby condoned the practice at issue here.

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Related

People v. Christensen
21 Misc. 3d 608 (New York Supreme Court, 2008)
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106 Misc. 2d 1075 (Justice Court of Town of Greenburgh, 1980)

Cite This Page — Counsel Stack

Bluebook (online)
103 Misc. 2d 919, 427 N.Y.S.2d 376, 1980 N.Y. Misc. LEXIS 2222, Counsel Stack Legal Research, https://law.counselstack.com/opinion/kurlander-v-davis-nysupct-1980.