People v. Brooks

50 A.D.2d 319, 376 N.Y.S.2d 928, 1975 N.Y. App. Div. LEXIS 11475
Appellate Division of the Supreme Court of the State of New York·Decided December 22, 1975·Published·Cited by 10 cases

Opinions

Shapiro, J.

The People appeal from a trial order of dismissal of the County Court, Westchester County, which dismissed all counts of an indictment charging the defendant with the crimes of manslaughter in the first degree, assault in the first degree, and possession of a weapon, dangerous instrument and appliance, as a misdemeanor. We reverse and order a new trial.

PRELIMINARY STATEMENT

During the trial, the court ruled that certain statements made through the use of sign language by the defendant, a deaf-mute, in which he admitted the commission of the crimes charged in the indictment, would be excluded from evidence because they were obtained by a certified social worker in violation of CPLR 4508. With that testimony excluded, the People concededly could not establish their charges and, consequently, the defendant’s motion, made pursuant to CPL 290.10 for a trial order of dismissal, was granted on the ground "that the evidence does not connect the defendant with the commission of the crimes which are alleged in the indictment”.

In our opinion, under the circumstances of this case, the communications in question were not privileged.

The sole issue briefed by the parties on this appeal was the propriety of the trial court’s determination. However, the troublesome question of whether CPL 450.20 (subd 2), which permits an appeal by the People from a trial order of dismissal, violates the double jeopardy, provision of the United States Constitution was not adverted to by either side. Despite that fact, and in view of the overriding importance of the [321]*321issue and its basic effect on the People’s right to appeal, we, sua sponte, address ourselves to that question.

is cpl 450.20 (sued 2) constitutionally valid?

The Fifth Amendment of the United States Constitution provides that no "person be subject for the same offence to be twice put in jeopardy of life or limb”.1 Its naked wording suggests no more than that no person may be reprosecuted after a judgment of acquittal or conviction (cf. North Carolina v Pearce, 395 US 711, 717). However, under decisional law, it is now well settled that jeopardy attaches in jury trials when a jury is impaneled and sworn and, in nonjury trials, when the court begins to hear evidence (Serfass v United States, 420 US 377, 388). Thus, once jeopardy has attached, the prosecution is forever barred from a second opportunity to convict the accused unless retrial can be justiñed under some exception to the double jeopardy rule (Ann 6 L ed 2d 1510). Accordingly, the fact that jeopardy has attached, begins rather than ends the inquiry whether the double jeopardy clause bars a retrial, for the prohibition against being placed in double jeopardy does not mean that every time a defendant is put to trial before a competent tribunal he is permitted to go free if the trial fails to end in a final judgment (Wade v Hunter, 336 US 684, 688; Gori v United States, 367 US 364). The test is whether the trial was aborted for a "manifest necessity”2 or whether "the ends of public justice would otherwise be defeated” (Downum v United States, 372 US 734).

In certain situations the test of "manifest necessity” meets with little difficulty. These include the hung jury. (Logan v United States, 144 US 263); disqualification of a juror (Simmons v United States, 142 US 148); death or other incapacity of the Trial Judge (United States v Bigelow, 14 DC [3 Mackey] 393); and tactical needs of the military in time of war (Wade v Hunter, supra). It is apparent, therefore, that the right to reprosecute admits of no challenge whenever a trial is terminated because of an unforeseeable breakdown in the judicial machinery, even though jeopardy has attached. However, difficulty in the application of the double jeopardy principle arises when a Judge, in the exercise of discretion, declares a [322]*322mistrial in what he considers to be the cause of justice. Under such circumstances, the Supreme Court of the United States initially accorded the Trial Judge wide latitude, justifying retrial on the ground that it was being directed in furtherance of the ends of justice and in the defendant’s interest (albeit without his consent and even over his objection). Thus, in the absence of clear and patent abuse, the Supreme Court was unwilling to second-guess the Trial Judge in his exercise of judicial discretion in such a situation (see Gori v United States, 367 US 364, supra). In Gori, the Trial Judge, sua sponte, declared a mistrial in order to forestall a line of questioning which he thought was directed toward a disclosure of other crimes committed by the accused. The objectionable matter was never in fact presented to the jury. In sanctioning a retrial, the Supreme Court said (pp 368-369):

" 'This Court has long favored the rule of discretion in the trial judge to declare a mistrial and to require another panel to try the defendant if the ends of justice will be best served’ * * *
"Judicial wisdom counsels against anticipating hypothetical situations in which the discretion of the trial judge may be abused and so call for the safeguard of the Fifth Amendment —cases in which the defendant would be harassed by successive, oppressive prosecutions, or in which a judge exercises his authority to help the prosecution, at a trial in which its case is going badly, by affording it another, more favorable opportunity to convict the accused.”

Not long after Gori, the court did an about-face and severely limited the right of a Trial Judge to declare a mistrial under similar circumstances (see Downum v United States, 372 US 734, supra). Although recognizing that at times the right of a defendant to have his trial completed by a particular tribunal summoned to sit in judgment on him may be subordinated to the public interest, the court there laid down the rule that there must be an "imperious necessity” to do so, saying (p 736): "Harassment of an accused by successive prosecutions or declaration of a mistrial so as to afford the prosecution a more favorable opportunity to convict are examples when jeopardy attaches * * * But those extreme cases do not mark the limits of the guarantee. The discretion to discharge the jury before it has reached a verdict is to be exercised 'only in very extraordinary and striking circumstances’ * * * For the prohibition of the Double Jeopardy Clause is 'not against being twice [323]*323punished, but against being twice put in jeopardy’” (emphasis supplied).

In Downum, a jury was selected and sworn and then instructed to return that afternoon. When it returned, the prosecution asked that the jury be discharged because its key witness as to two of the eight counts was not present. The petitioner requested that the two counts be dismissed for want of prosecution, with the trial to continue as to the other counts. The trial court discharged the jury. Two days later a second jury was impaneled, but petitioner pleaded former jeopardy. The plea was overruled and petitioner was tried and found guilty. The Supreme Court held that reprosecution was barred on the ground that the absence of the witness, on those facts, did not justify a mistrial.

Free access — add to your briefcase to read the full text and ask questions with AI

People v. Brooks, 50 A.D.2d 319, 376 N.Y.S.2d 928, 1975 N.Y. App. Div. LEXIS 11475 (N.Y. Ct. App. 1975).

50 A.D.2d 319 (People v. Brooks) — published by Counsel Stack Legal Research, free access to 12M+ legal documents.

Related

Weisbeck v. Hess
524 N.W.2d 363 (South Dakota Supreme Court, 1994)
Perry v. Fiumano
61 A.D.2d 512 (Appellate Division of the Supreme Court of New York, 1978)
Community Service Society v. Welfare Inspector General
91 Misc. 2d 383 (New York Supreme Court, 1977)
People v. Brooks
58 A.D.2d 654 (Appellate Division of the Supreme Court of New York, 1977)
People ex rel. Pendleton v. Smith
54 A.D.2d 195 (Appellate Division of the Supreme Court of New York, 1976)
People v. Brown
353 N.E.2d 811 (New York Court of Appeals, 1976)
People v. Lineman
53 A.D.2d 648 (Appellate Division of the Supreme Court of New York, 1976)
People v. Cuvilje
85 Misc. 2d 628 (New York Supreme Court, 1976)
People v. Fields
50 A.D.2d 870 (Appellate Division of the Supreme Court of New York, 1975)