People ex rel. Pendleton v. Smith

54 A.D.2d 195, 388 N.Y.S.2d 426, 1976 N.Y. App. Div. LEXIS 13753
CourtAppellate Division of the Supreme Court of the State of New York
DecidedNovember 5, 1976
StatusPublished
Cited by10 cases

This text of 54 A.D.2d 195 (People ex rel. Pendleton v. Smith) is published on Counsel Stack Legal Research, covering Appellate Division of the Supreme Court of the State of New York primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
People ex rel. Pendleton v. Smith, 54 A.D.2d 195, 388 N.Y.S.2d 426, 1976 N.Y. App. Div. LEXIS 13753 (N.Y. Ct. App. 1976).

Opinion

Witmer, J.

The Superintendent of the Attica Correctional Facility appeals from a judgment of Wyoming County Court granting relator’s petition for a writ of habeas corpus and directing appellant to discharge him from custody, on the ground that relator’s retrial and conviction after our reversal [196]*196of the trial order of dismissal violated his constitutional right not to be subjected to double jeopardy.

Appellant contends that (1) habeas corpus is not the proper remedy where an appeal from the judgment of conviction is pending; (2) relator waived the defense of double jeopardy by failing to raise it until after entry of final judgment following his retrial; and (3) relator’s constitutional right to be free from double jeopardy was not violated by his retrial following our reversal (42 AD2d 144) of a trial order of dismissal.

Relator was indicted for the crime of murder in violation of subdivision 1 of section 125.25 of the Penal Law and charged with causing the death of his wife. A jury trial was commenced on January 17, 1973. At the close of the People’s case, relator moved pursuant to CPL 290.10 (subd 1) for a trial order of dismissal. The court granted the motion on the ground that the evidence adduced by the People, apart from defendant’s confession of the slaying, was insufficient corroboration to present a question of fact as to whether the deceased died as a result of a criminal act (CPL 60.50).

The People appealed from the trial order of dismissal, pursuant to CPL 450.20 (subd 2). In a decision dated July 6, 1973, we ruled that the evidence was sufficient to present a question of fact to the jury as to whether relator caused his wife’s death, and we ordered that the order of dismissal be reversed and the indictment be reinstated (People v Pendleton, 42 AD2d 144). Relator’s appeal from our order was dismissed by the Court of Appeals on October 7, 1974, on the ground that the order was nonfinal and not appealable (CPL 450.90, subd 2, par [a]; People v Pendleton, 35 NY2d 690). It is interesting to note that in that appeal to the Court of Appeals, relator claimed that a retrial would constitute double jeopardy; but the court still declined to hear the appeal, consistent with its decision in People v Sabella (35 NY2d 158), rendered two months earlier, in which it upheld CPL 450.20 (subd 2).

The retrial of relator commenced on December 9, 1974. The jury rendered a verdict convicting relator of manslaughter in the first degree (Penal Law, § 125.20), and on January 27, 1975 relator was sentenced to an indeterminate term with a minimum of 5 years and a maximum of 15 years. On that same day relator filed a notice of appeal from that judgment of the Wayne County Court. On February 25, 1975 the United States Supreme Court decided United States v Jenkins (420 US 358), barring on grounds of double jeopardy the retrial of a defend[197]*197ant whose first trial ended in a dismissal of the indictment before any verdict had been rendered against him.

This proceeding was commenced by relator by issuance of a writ of habeas corpus on March 21, 1975. Relator’s appeal to this court from the judgment of conviction of January 27, 1975 upon the second trial is still pending.

Appellant’s contentions are considered in the order above stated:

(1) That habeas corpus is not a proper remedy where an appeal from the judgment of conviction is pending. Relator commenced this habeas corpus proceeding almost two months after the notice of appeal was filed and has not prosecuted that appeal. Appellant contends that under these circumstances habeas corpus is improper and should not be utilized.
"[W]here review of a mere error, allegedly committed at the trial, is sought * * * the writ may not be utilized as a substitute for appeal or to again review the errors already passed on in an earlier appeal” (People ex rel. Keitt v Mc-Mann, 18 NY2d 257, 262). If no reason of practicality or necessity is asserted by the relator to justify review of the judgment of conviction by habeas corpus while relator’s appeal from the judgment is pending, the writ should be dismissed (People ex rel. Finney v Follette, 37 AD2d 575; People ex rel. Bray v Deegan, 32 AD2d 940; People ex rel. Blyden v Denno, 28 AD2d 683).

In this proceeding relator is not seeking review of a mere error allegedly committed at the trial. Rather, he has asserted a constitutional claim which, if valid, would render his conviction invalid. "[S]ince relator is complaining that he is being incarcerated pursuant to a judgment of conviction which contains a deprivation of a substantial constitutional right on the face of the record, and since, if the claim is substantiated, his imprisonment would be illegal * * * habeas corpus is the proper remedy in these circumstances” (People ex rel Keitt v McMann, 18 NY2d 257, 263). Thus, it is of no consequence, contrary to appellant’s contention, that relator had other alternatives available by way of appeal, including application for a stay pending appeal. Solely at issue in this proceeding is the legality of relator’s conviction and incarceration, based upon his argument of double jeopardy, an issue which exists apart from any alleged error committed at trial. Indeed, since relator did not raise the issue of double jeopardy upon his retrial, the appeal as such from the judgment of conviction [198]*198would not present that issue. It cannot be said that the writ has been utilized as a substitute for appeal under these circumstances. Habeas corpus is the proper remedy to raise the question of double jeopardy (People ex rel. Stabile v Warden of City Prison, 202 NY 138; People v Fowler, 48 AD2d 884; People ex rel. Schlesinger v Glick, 68 Misc 2d 171, affd 38 AD2d 35), and so it is available to relator at this time.

(2) That relator waived the defense of double jeopardy by failing to raise it prior to the entry of the final judgment of conviction following his retrial. Relator contends that there was little reason for him to believe that CPL 450.20 (subd 2) (the authority for the People to appeal from a trial order of dismissal) was unconstitutional until after he was sentenced, when the United States Supreme Court issued its decisions in United States v Jenkins (420 US 358, supra) and United States v Wilson (420 US 332). In support of this contention relator refers to the facts, above stated, of the People’s successful appeal from the trial court’s dismissal of the indictment; the Court of Appeals’ refusal to entertain his appeal from our order reinstating the indictment, despite the argument in his brief that reinstatement of the indictment subjected him to double jeopardy; and that prior to that refusal the Court of Appeals, in People v Sabella (35 NY2d 158, decided July 11, 1974), had reached the question and had held that the People may appeal from a trial order of dismissal pursuant to CPL 450.20 (subd 2) where the trial court has dismissed "a charge on the ground that the evidence produced at trial is insufficient as a matter of law” (35 NY2d, at p 160). In Sabella (supra), the trial court had granted judgment of acquittal on the merits, and the Court óf Appeals held that to permit the People to appeal from a dismissal on the merits after a motion for acquittal "poses a threat to the defendant’s right not to be placed twice in jeopardy for the same offense” (35 NY2d, at p 166). However, with respect to People v Fellman

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Bluebook (online)
54 A.D.2d 195, 388 N.Y.S.2d 426, 1976 N.Y. App. Div. LEXIS 13753, Counsel Stack Legal Research, https://law.counselstack.com/opinion/people-ex-rel-pendleton-v-smith-nyappdiv-1976.