People v. Allen

301 A.D.2d 57, 750 N.Y.S.2d 700, 2002 N.Y. App. Div. LEXIS 10885
Appellate Division of the Supreme Court of the State of New York·Decided November 15, 2002·Published·Cited by 1 cases

Opinion

[58]*58OPINION OF THE COURT

Lawton, J.

This is the second time that we have been asked to determine the merits of this appeal. The first time that this appeal was before us (People v Allen, 178 AD2d 994, lv denied 79 NY2d 1046), we unanimously affirmed the judgment convicting defendant following a jury trial of two counts each of murder in the second degree (Penal Law § 125.25 [1], [3]) and robbery in the first degree (§ 160.15 [1], [2]) and one count each of criminal use of a firearm in the first degree (former § 265.09 [1]) and criminal possession of a weapon in second degree (former § 265.03).

Subsequently, defendant moved pro se for a writ of error co-ram nobis, contending that he was denied effective assistance of appellate counsel “because counsel failed to raise an issue on direct appeal that would have resulted in reversal, specifically, whether trial counsel was ineffective for not challenging the trial court’s failure to properly instruct the jury on the nature of reasonable doubt” (People v Allen, 273 AD2d 945, 945). In granting defendant’s motion, we vacated our prior order and agreed to consider the appeal de novo (id.).

Defendant now contends that County Court erred in failing to instruct the jury on the fundamental constitutional principles of proof beyond a reasonable doubt. Because the remaining contentions contained in defense counsel’s main brief and defendant’s pro se supplemental brief lack merit, we limit our discussion to the issue whether the United States or New York Constitution requires a jury instruction that specifically defines the reasonable doubt standard.

During its charge to the jury, the court instructed the jury that the “presumption of innocence * * * remains with the Defendant until it is overcome by proof of guilt beyond a reasonable doubt” and distinguished between direct and circumstantial evidence. As part of its instruction on circumstantial evidence, the court stated that “the hypothesis of guilt must flow naturally from the facts proved and be consistent with them and the facts proved must exclude every reasonable hypothesis of innocence,” adding that “[t]he application of the tests [on the quality of the evidence] becomes a question of whether common human experience would lead reasonable persons to reject or accept the inference.” Additionally, in explaining each of the counts in the indictment, the court. repeatedly instructed the jury that, in order for the jury to find defendant guilty of each crime charged therein, the People [59]*59were required to prove beyond a reasonable doubt all the elements of each crime. Furthermore, the court stated:

“In reaching your verdict, you are not to be affected by sympathy, bias, prejudice, fear, the effects or rewards or the hope thereof. You are not to be affected by what the reaction of the parties or public to your verdict may be, whether it will please or displease anyone, be popular or unpopular or indeed any consideration outside the case that has been presented to you in this courtroom.”

It is a fundamental constitutional principle that the People have the burden of establishing beyond a reasonable doubt each and every element of the crimes charged. Nevertheless, that burden of proof is not easily explained (see Victor v Nebraska, 511 US 1, 5). “ ‘Attempts to explain the term “reasonable doubt” do not usually result in making it any clearer to the minds of the jury’ ” (Holland v United States, 348 US 121, 140 [reh denied 348 US 932], quoting Miles v United States, 103 US 304, 312).

Because here it is undisputed that the court did not specifically define the term “reasonable doubt,” the issue before us is whether that failure violated defendant’s constitutional rights under either the United States or New York Constitution. The federal courts have dealt with this issue more extensively than the courts of New York. Not all courts are in agreement, but the weight of authority is against defendant’s position. Speaking directly to the federal constitutional issue, the United States Supreme Court in Victor (511 US at 5) stated that “[t]he beyond a reasonable doubt standard is a requirement of due process, but the Constitution neither prohibits trial courts from defining reasonable doubt nor requires them to do so as a matter of course.” The First, Second, Fourth, Ninth and Tenth Circuits and the United States Court of Appeals for the District of Columbia have held that a reasonable doubt definition is not required (see Gaines v Kelly, 202 F3d 598, 605 [“a trial court may choose freely either to define reasonable doubt or to refrain from defining it[,] [b]ut if the trial court chooses to define it, then the instructions, ‘taken as a whole * * * [must] correctly conve[y] the concept of reasonable doubt to the jury’”]; LaFevers v Gibson, 182 F3d 705, 716; United States v Taylor, 997 F2d 1551, 1557-1558; United States v Adkins, 937 F2d 947, 950; United States v Nolasco, 926 F2d 869, 872, cert denied 502 US 833; United States v Littlefield, 840 F2d 143, 146-147, cert denied 488 US 860; 1 Bergman and Hollander, Wharton’s [60]*60Criminal Evidence § 2:4, at 31-32 n 24 [15th ed 1997]). Before Victor the Seventh Circuit held that “ ‘[Reasonable doubt’ must speak for itself,” and a court is forbidden from defining reasonable doubt, even when asked to do so by the jury (United States v Glass, 846 F2d 386, 387).

As a federal constitutional matter, therefore, a reasonable doubt definition is not required (see Victor, 511 US at 5; Gaines, 202 F3d at 605; see also 34 NY Jur 2d, Criminal Law § 2453). Here, the court properly instructed the jury that the People had the burden of proof beyond a reasonable doubt. Because defendant argues only that the court failed to provide a specific definition of reasonable doubt, and does not argue that an improper or erroneous definition was given, defendant’s federal constitutional rights were not violated.

Similarly, a number of state courts have held that a reasonable doubt definition is not required (see e.g. Chase v State, 645 So 2d 829, 850 [Miss] [“reasonable doubt defines itself and needs no further definition by the court”], cert denied 515 US 1123, reh denied 515 US 1179; State v Johnson, 315 SC 485, 487, 445 SE2d 637, 637 [“the phrase ‘beyond a reasonable doubt’ without an explanation of its legal significance is much more favorable to a defendant than when amplified by an explanation”]; State v McMahon, 158 Vt 640, 641, 603 A2d 1128, 1128 [“ ‘(d)efining “reasonable doubt” is a hazardous undertaking because it seems the more said about it to the jury, the less protection that concept provides the accused’”]; People v Tokich, 314 Ill App 3d 1070, 1075, 734 NE2d 117, 122 [“The law in Illinois on this subject is clear. Neither the trial court nor counsel should define reasonable doubt for the jury”], lv denied 191 Ill 2d 556, 738 NE2d 934, cert denied 531 US 1174).

Defendant’s rights under the New York Constitution and CPL 300.10 are not so clearly defined as they are with respect to the federal constitutional issue. No New York case has ruled on the specific issue whether a trial court must define reasonable doubt in its jury charge. However, there are many cases addressing the adequacy of the definitions in various reasonable doubt instructions (see e.g. People v Cubino, 88 NY2d 998, 1000; People v Mosley,

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People v. Allen, 301 A.D.2d 57, 750 N.Y.S.2d 700, 2002 N.Y. App. Div. LEXIS 10885 (N.Y. Ct. App. 2002).

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