Pearce v. United States

450 F. Supp. 613, 26 Fed. R. Serv. 2d 241, 1978 U.S. Dist. LEXIS 17850
CourtDistrict Court, D. Kansas
DecidedMay 9, 1978
DocketCiv. A. 77-2261
StatusPublished
Cited by14 cases

This text of 450 F. Supp. 613 (Pearce v. United States) is published on Counsel Stack Legal Research, covering District Court, D. Kansas primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Pearce v. United States, 450 F. Supp. 613, 26 Fed. R. Serv. 2d 241, 1978 U.S. Dist. LEXIS 17850 (D. Kan. 1978).

Opinion

MEMORANDUM AND ORDER

O’CONNOR, District Judge.

This case presents a complex question mentioned but not answered by the Supreme Court in Aldinger v. Howard, 427 U.S. 1, 18, 96 S.Ct. 2413, 49 L.Ed.2d 276 (1976): in an action properly filed in federal court under the Federal Tort Claims Act, does the doctrine of pendent jurisdiction give the court power to hear plaintiff’s claim against an additional, private defendant, as to whom no independent basis of jurisdiction exists.

I

Plaintiff, a citizen of Kansas, was involved in an automobile accident on May 19, 1975, as a result of which he suffered numerous injuries, including a dislocated hip and fractured pelvis. Shortly after the accident, plaintiff was admitted to the Shawnee Mission Medical Center (SMMC) in Shawnee Mission, Kansas. The parties agree that SMMC is a citizen of Kansas. The complaint alleges that plaintiff remained at SMMC for over three hours without receiving any treatment for his injuries. Plaintiff was then transferred to the “VA Hospital” in Kansas City, Missouri, where he allegedly remained for over fifteen hours before receiving any treatment. The “VA Hospital” is operated by the Veterans Administration, an agency of the federal government which exists pursuant to 38 U.S.C. § 201 et seq. Plaintiff contends that both hospitals were negligent in failing to render prompt treatment, and asks for damages for his suffering during the hours he was awaiting treatment and for the aggravation of his existing injuries which occurred due to the hospitals’ failure to take proper corrective action.

Plaintiff’s claim against the United States is brought under the Federal Tort Claims Act, 28 U.S.C. § 2671 et seq. Federal district courts have exclusive jurisdiction over claims based on the Federal Tort Claims Act, 28 U.S.C. § 1346(b). Since plaintiff and SMMC are both citizens of Kansas, diversity of citizenship is lacking and there is no independent basis of federal jurisdiction supporting plaintiff’s claim against SMMC. Plaintiff nonetheless contends that this court has jurisdiction over plaintiff’s claim against SMMC under the doctrine of pendent jurisdiction.

The case is before the court upon SMMC’s motion to dismiss plaintiff’s claim against it due to lack of subject matter jurisdiction. 1 Both plaintiff and the United States vigorously oppose this motion.

II

The landmark case which established the modern definition of pendent jurisdiction is United Mine Workers v. Gibbs, 383 U.S. 715, 86 S.Ct. 1130, 16 L.Ed.2d 218 (1966), where the Court stated:

“Pendent jurisdiction, in the sense of judicial power, exists whenever there is a claim ‘arising under [the] Constitution, the Laws of the United States, and Treaties made, or which shall be made, under their Authority . . ,’ U.S.Const., Art. Ill, § 2, and the relationship between that claim and the state claim permits the conclusion that the entire action before the court comprises but one constitutional ‘case.’ The federal claim must have substance sufficient to confer subject matter jurisdiction on the court. . . . The state and federal claims must derive from a common nucleus of operative fact. But if, considered without regard to their federal or state character, a plaintiff’s claims are such that he would ordinarily be expected to try them all in one judicial proceeding, then, assuming substantiality of the federal issues, there is power in federal courts to hear the whole.
*615 “That power need not be exercised in every case in which it is found to exist. It has consistently been recognized that pendent jurisdiction is a doctrine of discretion, not of plaintiff’s right. Its justification lies in considerations of judicial economy, convenience and fairness to litigants; if these are not present a federal court should hesitate to exercise jurisdiction over state claims, even though bound to apply state law to them.” 383 U.S. at 725-726, 86 S.Ct. at 1138. (citations and footnotes omitted, emphasis in original).

Gibbs dealt with the assertion of a state-law claim against a defendant already present in federal court. Neither Gibbs nor its lineal ancestors 2 dealt with the question of whether pendent jurisdiction could be extended to include parties as well as claims.

Distinguishable from but related to pendent jurisdiction is the concept of ancillary jurisdiction. 3 The latter doctrine is used primarily to allow impleader in diversity cases and justify the exercise of jurisdiction over third-party claims regardless of the citizenship of the third-party defendant. 4 In Aldinger, the Supreme Court said:

“The doctrine of ancillary jurisdiction developed in the foregoing cases is bottomed on the notion that since federal jurisdiction in the principal suit effectively controls the property or fund under dispute, other claimants thereto should be allowed to intervene in order to protect their interests, without regard to jurisdiction.” 427 U.S. at 11, 96 S.Ct. at 2419. (footnote omitted).

Somewhere between the concepts of pendent and ancillary jurisdiction falls a third concept, which for lack of a better name has been termed pendent party jurisdiction 5 The question posed is this: when, if ever, may a plaintiff who is in federal court to pursue a federal claim against defendant “A”, also assert in federal court a state claim against defendant “B”, as to whom no independent federal cause of action exists, simply because plaintiff’s state claim against defendant “B” is factually related to his federal claim against defendant “A”? In other words, can pendent jurisdiction be extended to confer jurisdiction over plaintiff’s claim against a completely new party, as to whom no independent basis of federal jurisdiction exists?

As mentioned earlier, Gibbs involved only pendent claims, not pendent parties. The broad language of Gibbs, however, gave the concept of pendent party jurisdiction its birth, and between Gibbs and Aldinger it won considerable acceptance in the courts of appeals. See Almenares v. Wyman, 453 F.2d 1075, 1083-1085 (2nd Cir. 1971); Leather’s Best, Inc. v. S. S. Mormaclynx, 451 F.2d 800, 809-810 (2nd Cir. 1971); Nelson v. Keefer, 451 F.2d 289, 291 (3rd Cir.

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Bluebook (online)
450 F. Supp. 613, 26 Fed. R. Serv. 2d 241, 1978 U.S. Dist. LEXIS 17850, Counsel Stack Legal Research, https://law.counselstack.com/opinion/pearce-v-united-states-ksd-1978.