8 UNITED STATES DISTRICT COURT
9 EASTERN DISTRICT OF CALIFORNIA
11 ALLEN HAMMLER, 1:19-cv-01650-AWI-GSA-PC
12 Plaintiff, FINDINGS AND RECOMMENDATIONS RECOMMENDING THAT DEFENDANT 13 vs. LUCAS’S RULE 12(b)(6) MOTION TO DISMISS THE COMPLAINT BE 14 J. LYONS, et al., GRANTED IN PART AND DENIED IN PART 15 Defendants. (ECF No. 30.)
16 FOURTEEN-DAY DEADLINE TO FILE OBJECTIONS 17
20 21 I. BACKGROUND 22 Allen Hammler (“Plaintiff”) is a state prisoner proceeding pro se and in forma pauperis 23 with this civil rights action pursuant to 42 U.S.C. § 1983. On December 21, 2018, Plaintiff filed 24 the Complaint commencing this action in the Sacramento Division of the United States District 25 Court for the Eastern District of California. (ECF No. 1.) On April 3, 2019, Plaintiff filed the 26 First Amended Complaint as a matter of course. (ECF No. 12.) On November 21, 2019, the 27 Sacramento Division dismissed Plaintiff’s claims against defendant Lyons for failure to state a 28 claim and transferred all remaining claims to the Fresno Division. (ECF No. 15.) 1 On October 19, 2020, the court screened the First Amended Complaint and granted 2 Plaintiff leave to either file a Second Amended Complaint or proceed only with the retaliation 3 and violation of freedom of speech claims against defendant Lucas found cognizable by the court. 4 (ECF No. 22.) On November 2, 2020, Plaintiff notified the court that he was willing to proceed 5 with only the claims found cognizable by the court. (ECF No. 23.) 6 This case now proceeds with Plaintiff’s First Amended Complaint filed on April 3, 2019, 7 against defendant A. Lucas (Appeals Coordinator) for retaliation and violation of freedom of 8 speech under the First Amendment. (ECF No. 12.)1 9 On February 9, 2021, defendant Lucas (“Defendant”) filed a motion to dismiss this case 10 under Rule 12(b)(6) of the Federal Rules of Civil Procedure on the grounds that the First 11 Amended Complaint fails to state sufficient facts establishing a First Amendment violation. 12 (ECF No. 30.) On February 25, 2021, Plaintiff filed an opposition to the motion. (ECF No. 33.) 13 Defendant’s motion to dismiss is now before the court. Local Rule 230(l). 14 II. LEGAL STANDARD FOR 12(b)(6) MOTION 15 Under Federal Rule of Civil Procedure 12(b)(6), a party may file a motion to dismiss on 16 the grounds that a complaint “fail[s] to state a claim upon which relief can be granted.” 17 A motion to dismiss pursuant to Rule 12(b)(6) tests the legal sufficiency of the complaint. 18 Navarro v. Block, 250 F.3d 729, 732 (9th Cir. 2001). To survive a motion to dismiss for failure 19 to state a claim, a plaintiff must allege “enough facts to state a claim for relief that is plausible 20 on its face.” Bell Atlantic Corp. v. Twombly, 550 U.S. 544, 570 (2007). A claim has “facial 21 plausibility when the plaintiff pleads factual content that allows the court to draw the reasonable 22 inference that the defendant is liable for the misconduct alleged.” Ashcroft v. Iqbal, 556 U.S. 23 662, 678 (2009) (citing Twombly, 550 U.S. at 556). The plausibility standard is not akin to a 24 “probability requirement,” but it requires more than a sheer possibility that a defendant has acted 25 unlawfully. Iqbal, 556 U.S. at 678. 26 /// 27 28 1 On December 20, 2020, the court issued an order dismissing all other claims and defendants from this action, based on Plaintiff’s failure to state a claim. (ECF No. 25.) 1 Dismissal under Rule 12(b)(6) may be based on either: (1) lack of a cognizable legal 2 theory; or (2) insufficient facts under a cognizable legal theory. Chubb Custom Ins. Co. v. Space 3 Sys./Loral, Inc., 710 F.3d 946, 956 (9th Cir. 2013). Dismissal also is appropriate if the complaint 4 alleges a fact that necessarily defeats the claim. Franklin v. Murphy, 745 F.2d 1221, 1228-1229 5 (9th Cir. 1984). 6 Pro se pleadings are held to a less-stringent standard than those drafted by lawyers. 7 Erickson v. Pardus, 551 U.S. 89, 93 (2007) (per curiam). However, the court need not accept as 8 true unreasonable inferences or conclusory legal allegations cast in the form of factual 9 allegations. See Ileto v. Glock Inc., 349 F.3d 1191, 1200 (9th Cir. 2003) (citing Western Mining 10 Council v. Watt, 643 F.2d 618, 624 (9th Cir. 1981)). 11 In ruling on a motion to dismiss filed pursuant to Rule 12(b)(6), the court “may generally 12 consider only allegations contained in the pleadings, exhibits attached to the complaint, and 13 matters properly subject to judicial notice.” Outdoor Media Group, Inc. v. City of Beaumont, 14 506 F.3d 895, 899 (9th Cir. 2007) (citation and quotation marks omitted). Although the court 15 may not consider a memorandum in opposition to a defendant’s motion to dismiss to determine 16 the propriety of a Rule 12(b)(6) motion, see Schneider v. Cal. Dep’t of Corrections, 151 F.3d 17 1194, 1197 n.1 (9th Cir. 1998), it may consider allegations raised in opposition papers in deciding 18 whether to grant leave to amend. See, e.g., Broam v. Bogan, 320 F.3d 1023, 1026 n.2 (9th Cir. 19 2003). 20 In deciding a motion to dismiss, “[a]ll allegations of material fact are taken as true and 21 construed in the light most favorable to the nonmoving party.” Cahill v. Liberty Mut. Ins. Co., 22 80 F.3d 336, 337–38 (9th Cir. 1996). The pleading standard under Rule 8 of the Federal Rules 23 of Civil Procedure does not require “‘detailed factual allegations,’ but it demands more than an 24 unadorned, the-defendant-unlawfully-harmed-me accusation.” Iqbal, 556 U.S. at 678 (2009) 25 (quoting Twombly, 550 U.S. at 555). “Threadbare recitals of the elements of a cause of action, 26 supported by mere conclusory statements, do not suffice.” Id. at 678. 27 To avoid a dismissal under Rule 12(b)(6), a complaint must plead “enough facts to state 28 a claim to relief that is plausible on its face.” Twombly, 550 U.S. at 570. 1 III. PLAINTIFF’S ALLEGATIONS AGAINST DEFENDANT LUCAS 2 Plaintiff is presently incarcerated at Corcoran State Prison in Corcoran, California. At the 3 time of the events at issue in the First Amended Complaint, Plaintiff was incarcerated at Kern 4 Valley State Prison in Delano, California, in the custody of the California Department of 5 Corrections and Rehabilitation (CDCR). 6 Plaintiff alleges in the First Amended Complaint that on May 7, 2018, defendant Lucas, 7 Appeals Coordinator, rejected Plaintiff’s 602 prison appeal as pertaining to an issue already 8 addressed in a prior 602, which Plaintiff alleges was not true. In responding back to the rejection 9 notice, Plaintiff wrote, “If you screen [it] out again for [a] Bullshit reason, I will go to Fed. Judge 10 and ask for [an] order to make you process this 602.” (ECF No. 12 at 4:14-16.) The appeal was 11 rejected again based on the language used by Plaintiff. Plaintiff claims he had a First Amendment 12 right to express himself in that way, but Plaintiff scratched out the offending language and 13 resubmitted the 602. On July 25, 2018, Plaintiff submitted a new and separate 602 appeal about 14 defendant Lucas for violating Plaintiff’s free speech rights when he rejected the prior appeal. 15 Plaintiff claims that defendant Lucas rejected the prior appeal because Plaintiff was being 16 critical of Lucas’s actions. The appeal was rejected again by defendant Gonzales [not a 17 defendant] for missing a document that Plaintiff claims was attached to the appeal. Plaintiff 18 claims that defendant Gonzales [not a defendant] rejected the 602 appeal to keep Plaintiff from 19 exercising his right to free speech. Plaintiff alleges that defendant Lucas retaliated against him in 20 violation of his right to free speech and that by using the word “bullshit,” he only meant that 21 defendant Lucas’s reasons were insincere, exaggerated or nonsense, as reflected in Webster’s 22 New College Dictionary’s definition of “bullshit.” Plaintiff asserts that he was not attempting to 23 convey vulgar or threatening sentiments and therefore there was no legitimate penological reason 24 for Defendant’s actions. Plaintiff alleges that his appeals should not have been rejected and that 25 Defendant acted with ill will and was following unwritten doctrine and practice of the “Code of 26 Silence,” which mandates one staff member to do what he can to shield and protect another from 27 complaint that would have an adverse effect upon employment. (ECF No. 12 at 10-11.) 28 As relief, Plaintiff seeks monetary damages and costs of suit. 1 IV. REQUEST FOR JUDICIAL NOTICE 2 Defendant requests the court to take judicial notice of the 2018 version of 15 CCR § 3 3084.6, which is part of CDCR’s DOM (Department Operations Manual). Defendant has 4 submitted a copy of the 2018 version of 15 CCR § 3084.6, titled “Rejection, Cancellation, and 5 Withdrawal Criteria,” attached to the motion to dismiss as Exhibit 1. 6 “Courts may only take judicial notice of adjudicative facts that are not subject to 7 reasonable dispute.” United States v. Ritchie, 342 F.3d 903, 908-09 (9th Cir. 2003) (citing Fed. 8 R. Evid. 201(b)). “Facts are indisputable, and thus subject to judicial notice, only if they either 9 ‘generally known’. . . or capable of accurate and ready determination by resort to sources whose 10 accuracy cannot be questioned[.]” Id. at 909. The Court may take judicial notice of matters of 11 public record, including records and reports of administrative agencies. United States v. 14.02 12 Acres of Land More or Less in Fresno County, 547 F.3d 943, 955 (9th Cir. 2008) (quotations 13 marks and citations omitted). Shabazz v. Giurbino, No. 111CV01558DADSABPC, 2017 WL 14 2671082, at *3 (E.D. Cal. June 21, 2017). On a motion to dismiss, the court may take judicial 15 notice of matters of public record, but cannot take judicial notice of disputed facts contained in 16 such public records. Fed. R. Evid. 201(b)(2). Baird v. BlackRock Institutional Tr. Co., N.A., 17 403 F. Supp. 3d 765 (N.D. Cal. 2019). 18 CDCR’s DOM is a proper subject for judicial notice. See Brown v. Valoff, 422 F.3d 926, 19 931 n.7 (9th Cir. 2005) (citing City of Sausalito v. O’Neill, 386 F.3d 1186, 1124 n.2 (9th Cir. 20 2004) (“We may take judicial notice of a record of a state agency not subject to reasonable 21 dispute.”)). Therefore, the court shall take judicial notice of the 2018 version of § 3084.6 used 22 in CDCR’s DOM. Accordingly, Defendant’s request for judicial notice is granted. 23 V. DEFENDANT’S MOTION TO DISMISS 24 A. Retaliation Claim 25 1. Legal Standard 26 “Prisoners have a First Amendment right to file grievances [and lawsuits] against prison 27 officials and to be free from retaliation for doing so.” Watison v. Carter, 668 F.3d 1108, 1114 28 (9th Cir. 2012) (citing Brodheim v. Cry, 584 F.3d 1262, 1269 (9th Cir. 2009)). “Within the 1 prison context, a viable claim of First Amendment retaliation entails five basic elements: (1) An 2 assertion that a state actor took some adverse action against an inmate (2) because of (3) that 3 prisoner’s protected conduct, and that such action (4) chilled the inmate’s exercise of his First 4 Amendment rights, and (5) the action did not reasonably advance a legitimate correctional goal.” 5 Rhodes v. Robinson, 408 F.3d 559, 567-68 (9th Cir. 2005). To state a cognizable retaliation 6 claim, Plaintiff must establish a nexus between the retaliatory act and the protected activity. 7 Grenning v. Klemme, 34 F.Supp.3d 1144, 1153 (E.D. Wash. 2014). 8 2. Parties’ Arguments 9 Defendant argues that Plaintiff’s retaliation claim should be dismissed because rejecting 10 a grievance is not an adverse action, that Plaintiff’s own exhibits fail to show that Defendant 11 threatened any punitive action “over and above merely refusing to accept the grievance.” (First 12 Amended Complaint, ECF No. 12 at 22.) 13 In opposition, Plaintiff argues that the screening-out of his grievance is not a trivial issue 14 because it was a violation of the First Amendment and Plaintiff was reproached for expressing 15 his thoughts about Defendant’s character as “bullshit.” Plaintiff contends that the screening-out 16 of his grievance did not further a legitimate penological goal because Plaintiff’s words were not 17 the kind of fighting words to which § 3084.6 is meant to apply. He also argues that a reasonable 18 prisoner’s resolve to file future 602’s would surely be chilled by Defendant’s actions, but that he 19 personally did not need to be completely chilled from exercise of his First Amendment rights. 20 3. Analysis 21 a. Adverse Action 22 As to the first element of a retaliation claim, “the mere threat of harm can be an adverse 23 action, regardless of whether it is carried out[.]” Williams v. Fox, 2017 U.S. Dist. LEXIS 34386, 24 at * 18, 2017 WL 916432 (D. Idaho Jan. 11, 2017) (citing Brodheim, 584 F.3d at 1270 (internal 25 quotation marks and citations omitted). An adverse action may be a harm or a threat of harm, 26 and may be explicit or implied. Brodheim, 584 F.3d at 1270. Though an adverse action need 27 not be an independent constitutional violation, inconsequential or de minimis harms do not 28 constitute adverse actions. Watison, 668 F.3d at 1108 (to support a claim a harm must be “more 1 than minimal”) (citations omitted); see also Bell v. Johnson, 308 F.3d 594, 603 (6th Cir. 2002) 2 (“[S]ome adverse actions are so de minimis that they do not give rise to constitutionally 3 cognizable injuries.” (citing Thaddeus-X v. Blatter, 175 F.3d 378, 396 (6th Cir. 1999))). 4 “[T]he denial of a grievance or appeal ‘neither constitutes an adverse action that is more 5 than de minimis nor is it sufficient to deter a prisoner of ‘ordinary firmness’ from further First 6 Amendment activities.” Chacon v. Diaz, No. EDCV201898JWHKS, 2020 WL 7214292, at *5 7 (C.D. Cal. Sept. 28, 2020) (quoting Dicey v. Hanks, No. 2:14-CV-2018 JAM AC, 2015 WL 8 4879627, at *5 (E.D. Cal. Aug. 14, 2015) (collecting cases and denying leave to amend because 9 “denial of a grievance does not constitute an adverse action,” report and recommendation 10 adopted, No. 214CV2018JAMACP, 2015 WL 6163444 (E.D. Cal. Oct. 15, 2015); see also Allen 11 v. Kernan, No. 316CV01923CABJMA, 2018 WL 2018096, at *7 (S.D. Cal. Apr. 30, 2018) 12 (same), aff’d, 771 F. Appx 407 (9th Cir. 2019); Almy v. R. Bannister, No. 13 313CV00645MMDVPC, 2016 WL 11448946, at *6 (D. Nev. May 23, 2016) (“courts have 14 generally concluded that the denial of a grievance or a disciplinary appeal without more does not 15 meet the requisite threshold of adversity”), report and recommendation adopted sub nom. Almy 16 v. Bannister, No. 313CV00645MMDVPC, 2016 WL 5419416 (D. Nev. Sept. 27, 2016)). 17 Therefore, the court finds that Defendant Lucas’s rejection of Plaintiff’s grievance 18 because it contained disagreeable language does not constitute an adverse action that is more 19 than de minimis for retaliation purposes, and Plaintiff fails to state a retaliation claim. 20 b. Chilling Inquiry 21 Regarding the fourth element of a retaliation claim, the chilling-of-speech inquiry is 22 evaluated using an objective standard. “[A] plaintiff does not have to show that ‘his speech was 23 actually inhibited or suppressed,’ but rather that the adverse action at issue ‘would chill or silence 24 a person of ordinary firmness from future First Amendment activities.’” Williams, 2017 U.S. 25 Dist. LEXIS 34386, at * 20 (citing Brodheim, 584 F.3d at 1271 (quoting Rhodes, 408 F.3d at 26 568-69)). A claim of retaliation is not successful merely because the inmate was punished for 27 using disrespectful language in a grievance; there must also be a showing of an actual retaliatory 28 motive. Id. The court finds that the screening out of Plaintiff’s grievance for using abusive 1 language is not sufficient to deter a prisoner of “ordinary firmness” from further First 2 Amendment activities. Therefore, the court finds that Plaintiff has not satisfied the elements of 3 a retaliation claim, and Plaintiff’s retaliation claim should be dismissed. 4 4. Leave to Amend 5 Defendant argues that Plaintiff should not be granted leave to amend his retaliation claim 6 because he is unable to meet necessary elements for a First Amendment retaliation claim, making 7 amendment futile. 8 Rule 15(a) of the Federal Rules of Civil Procedure governs amendment of the complaint. 9 “Rule 15(a) is very liberal and leave to amend ‘shall be freely given when justice so requires.’” 10 AmerisourceBergen Corp. v. Dialysis West, Inc., 445 F.3d 1132, 1136 (9th Cir. 2006) (quoting 11 Fed. R. Civ. P. 15(a)). However, courts “need not grant leave to amend where the amendment: 12 (1) prejudices the opposing party; (2) is sought in bad faith; (3) produces an undue delay in the 13 litigation; or (4) is futile.” Id. The factor of “‘[u]ndue delay by itself . . . is insufficient to justify 14 denying a motion to amend.’” Owens v. Kaiser Foundation Health Plan, Inc., 244 F.3d 708, 712, 15 713 (9th Cir. 2001) (quoting Bowles v. Reade, 198 F.3d 752, 757-58 (9th Cir. 1999)). 16 In this case, Plaintiff has amended the complaint once and decided to proceed with the 17 First Amended Complaint after guidance by the court. “A district court may deny leave to amend 18 when amendment would be futile.” Hartmann v. CDCR, 707 F.3d 1114, 1130 (9th Cir. 2013). 19 Defendant argues that it would be futile to grant Plaintiff leave to amend the complaint. 20 Defendant asserts that Plaintiff has already stated all of the facts and included numerous exhibits 21 in his forty-eight-page complaint to support his contentions. Defendant maintains that the Court 22 has already generously granted Plaintiff an opportunity to amend his previous complaint, with 23 instructions to “demonstrate how the conditions complained of have resulted in a deprivation of 24 [his] constitutional rights,” and to “allege in specific terms how each named defendant is 25 involved.” Defendant contends that the deficiency in Plaintiff’s pleading does not lie in the lack 26 of details but rather in the lack of legal support for his claim. Because it does not appear that 27 Plaintiff could cure the deficiency, Defendant argues that the Court should deny leave to amend. 28 1 Defendant’s argument has merit. As the court has discussed, under current law, 2 Defendant’s rejection of Plaintiff’s grievance, without more, does not rise to the level of an 3 adverse action against Plaintiff for purposes of a retaliation claim, nor would rejection of a 4 grievance for abusive language written in the grievance deter a prisoner of “ordinary firmness” 5 from further First Amendment activities. Thus, under Plaintiff’s facts – that his grievance was 6 rejected for his use of disagreeable language written in the grievance – Plaintiff cannot state a 7 claim for retaliation under current law by re-alleging his allegations or adding more detail to the 8 facts, because under current law he is unable to state a retaliation claim. Plaintiff has already 9 amended the complaint, chose to proceed with the First Amended Complaint with guidance by 10 the court and failed to state a retaliation claim. The court is persuaded that Plaintiff is unable to 11 allege any facts, based upon the circumstances he challenges, that would state a cognizable 12 retaliation claim. “A district court may deny leave to amend when amendment would be futile.” 13 Hartmann v. CDCR, 707 F.3d 1114, 1130 (9th Cir. 2013). The court finds that the deficiencies 14 in Plaintiff’s retaliation claim outlined above are not capable of being cured by amendment, and 15 therefore further leave to amend should not be granted. 28 U.S.C. § 1915(e)(2)(B)(ii); Lopez v. 16 Smith, 203 F.3d 1122, 1127 (9th Cir. 2000). 17 C. Freedom of Speech 18 1. Legal Standard 19 The standards governing First Amendment claims of incarcerated persons were outlined 20 by the United States Supreme Court in Turner v. Safley, 482 U.S. 78, 107 S. Ct. 2254, 96 L. Ed. 21 2d 64 (1987). A prisoner’s First Amendment rights are necessarily “more limited in scope than 22 the constitutional rights held by individuals in society at large.” Shaw v. Murphy, 532 U.S. 223, 23 229 (2001). Thus, an inmate retains only “those First Amendment rights that are not inconsistent 24 with his status as a prisoner or with the legitimate penological objectives of the corrections 25 system.” Pell v. Procunier, 417 U.S. 817, 822 (1974); Bell v. Wolfish, 441 U.S. 520, 545 (1979); 26 Prison Legal News v. Cook, 238 F.3d 1145, 1149 (9th Cir. 2001). 27 It is “well established” that among the constitutional rights that incarcerated individuals 28 retain is the right to petition the government for redress of grievances. Brodheim, 584 F.3d at 1 1273 (citing Rhodes, 408 F.3d at 566; Bruce v. Ylst, 351 F.3d 1283, 1288 (9th Cir. 2003)); see 2 also Bradley v. Hall, 64 F.3d 1276, 1279 (9th Cir. 1995) (holding that the right to petition applies 3 to incarcerated individuals and includes the right to use a prison grievance process, if such a 4 process exists, overruled on other grounds by Shaw, 532 U.S. at 230 n.2.)) The Ninth Circuit 5 has further recognized a qualified right of prisoners to use disrespectful language in prison 6 grievances. See id. at 1281-82; Richey v. Dahne, 733 Fed. Appx 881, 883-84 (9th Cir. 2018) 7 (unpublished). Richey v. Young, 2021 U.S. Dist. LEXIS 52425, *10-11. 8 Verbal expressions of free speech in prison are treated differently from written 9 expressions. In both Bradley and Brodheim, the Ninth Circuit drew an important distinction 10 between (1) the act of writing disrespectful words in a grievance directed to prison officials, and 11 (2) the legitimate interest a prison has in “prevent[ing] any open expression of disrespect or any 12 disrespectful communication between prisoner and guard or between prisoner and prisoner.” 13 Brodheim, 584 F.3d at 1273 (emphasis added) (citing Bradley, 64 F.3d at 1281). Williams, 7 14 U.S. Dist. LEXIS 34386, *11-12, 2017 WL 916432. Disrespectful language in an inmate’s 15 grievance is protected activity under the First Amendment’s “right to meaningful access to the 16 courts” and the “broader right to petition the government for a redress of his grievances.” 17 Bradley, 64 F.3d at 1281-82. 18 In Bradley, the Ninth Circuit Court of Appeals held that accessing the courts was such an 19 important right that prison officials should not be permitted to punish prisoners for using “hostile, 20 sexual, abusive, or threatening” language in a written grievance. Id. at 1279, 1282; Williams, 21 2017 U.S. Dist. LEXIS 34386, at *14. Regulations that punish an inmate for using “hostile, 22 sexual, abusive or threatening” language in a written grievance, for example, are not reasonably 23 related to penological interests and therefore violate the First Amendment. See Bradley, 64 F.3d 24 at 1279-82. The Ninth Circuit held squarely that no legitimate penological interest is served by 25 prison rules prohibiting disrespectful language in grievances, reasoning that grievances were easy 26 to insulate from other prisoners and from those prison officials who are the target of the 27 grievance, so that disrespectful language in a grievance did not raise any substantial security 28 concern. Brodheim, 584 F.3d at 1273. “A prisoner’s statement in a grievance need not have any 1 more impact on prison security through the maintenance of respect than the prisoner’s 2 unexpressed thoughts.” Id. (quoting Bradley, 64 F.3d at 1281). The holding of Brodheim relates 3 only to the narrow category of cases dealing with prison grievances. Id. 4 2. Parties’ Arguments 5 Defendant argues that despite the Ninth Circuit decision that rules prohibiting 6 disrespectful language do not serve a legitimate penological interest, a prison official’s request 7 for a prisoner to rewrite his grievance is not a violation of the First Amendment. Defendant 8 contends that a First Amendment violation occurs only when prison officials refuse to allow the 9 grievance to proceed after a plaintiff did not rewrite in a way that satisfied the official’s sense of 10 propriety. Defendant also argues that if an inmate uses disrespectful language that does not 11 qualify as a grievance, or if he writes a grievance composed of nothing more than strings of 12 insults, or if he uses a grievance solely to harass the prison official, then the government would 13 have legitimate penological concerns related to the security of guards and the desirability of 14 maintaining harmonious relationships between guards and prisoners to the extent possible. 15 Defendant asserts that in this case, Plaintiff did not express disrespectful language in a grievance, 16 but rather stated that Defendant’s rejection of Plaintiff’s grievance was “bullshit.” 17 In opposition, Plaintiff argues that people with opinions of our actions being “Bullshit,” 18 “Hog-Wash,” or “Poppy-Cock” should not be silenced because we will become a nation without 19 moral reflection to call us on our bullshit. Plaintiff contends that the First Amendment “needs 20 room to breathe, and Defendant’s motion is a hand around the throat.” (ECF No. 33 at 4 ¶ 9.) 21 3. Analysis 22 In this case, Plaintiff challenges an action by defendant Lucas, regarding Plaintiff’s use 23 of language in the course of the prison grievance process on May 7, 2018. 24 Plaintiff alleges in the First Amended Complaint that on April 30, 2018 he submitted a 25 602 grievance, which was assigned Log No. KVSP-0-18-1113. (ECF No. 12 at 3-4 ¶¶ 3, 4.) On 26 May 7, 2018, defendant Lucas, Appeals Coordinator, rejected Plaintiff’s 602 prison appeal as 27 pertaining to an issue already addressed in a prior 602, which Plaintiff alleges was not true. (Id. 28 ¶ 4.) In responding back to the rejection notice on June 3, 2018, Plaintiff wrote, “If you screen 1 [it] out again for [a] Bullshit reason, I will go to Fed. Judge and ask for [an] order to make you 2 process this 602.” (Id. at ¶¶ 4, 5.) On June 22, 2018, defendant Lucas rejected the appeal again 3 under 15 CCR § 3084.6(b)(4) based on the language used by Plaintiff. (Id. at ¶ 5.) 4 Plaintiff claims he had a First Amendment right to express himself in that way, but 5 nevertheless Plaintiff scratched out the offending language and resubmitted the 602 on July 24, 6 2018. (Id. at ¶¶ 5, 6.) Plaintiff argues that he did not violate 15 CCR § 3084.6(b)(4), which 7 provides that “an appeal may be rejected if it contains threatening, obscene, demeaning, or 8 abusive language” because his speech was clearly not meant to threaten violence, nor was his 9 speech obscene, demeaning, or abusive in any way. (Id. at ¶¶ 15,16.) Plaintiff argues that 10 Defendant’s acts did not further any legitimate penological goal as the speech at issue was not of 11 the kind of fighting words to which § 3084.6 is meant to apply. 12 Merely returning a grievance to an inmate or asking the inmate to rewrite it in a more 13 appropriate manner is not a violation of the right to petition for redress, Richy, 733 F.Appx at 14 883, but an official action that stops the grievance process—such as an outright refusal to accept 15 a grievance—does. Williams, 2020 U.S. Dist. LEXIS 39718, at *13. In this case, an outright 16 refusal of Plaintiff’s grievance by defendant Lucas did occur. 17 Based on the Ninth Circuit’s decisions that disrespectful language in a prisoner’s 18 grievance is itself protected activity under the First Amendment, actions that punish an inmate 19 for using such language in a grievance is actionable under the First Amendment. Thus, 20 Defendant’s motion to dismiss Plaintiff’s First Amendment claim for violation of freedom of 21 speech should be denied and Plaintiff allowed to proceed with his freedom of speech claim 22 against Defendant Lucas. 23 D. Qualified Immunity 24 Qualified immunity is “an entitlement not to stand trial or face the other burdens of 25 litigation.” Saucier v. Katz, 533 U.S. 194, 200, 121 S. Ct. 2151, 150 L. Ed. 2d 272 (2001) (internal 26 quotes omitted), abrogated in part on other grounds by Pearson v. Callahan, 555 U.S. 223, 129 27 S. Ct. 808, 172 L. Ed. 2d 565 (2009). Qualified immunity protects § 1983 defendants from 28 liability for civil damages so long as their conduct does not violate clearly established 1 constitutional or statutory rights of which a reasonable person would have known. Id. at 231 2 (citing Harlow v. Fitzgerald, 457 U.S. 800, 818, 102 S. Ct. 2727, 73 L. Ed. 2d 396 (1982)). 3 Qualified immunity “gives government officials breathing room to make reasonable but mistaken 4 judgments,” and “protects ‘all but the plainly incompetent or those who knowingly violate the 5 law.’” Ashcroft v. al-Kidd, 563 U.S. 731, 743 (2011) (quoting Malley v. Briggs, 475 U.S. 335, 6 341, 106 S. Ct. 1092, 89 L. Ed. 2d 271 (1986)). Qualified immunity questions are to be resolved 7 at the “earliest possible stage in litigation” because qualified immunity is “an immunity from suit 8 rather than a mere defense to liability.” Steele, 2020 WL 4480386, at *10 (quoting Pearson, 555 9 U.S. at 231–2; Mitchell v. Forsyth, 472 U.S. 511, 526 (1985). The doctrine of qualified immunity 10 protects government officials in their individual capacities from liability for civil damages. See 11 Pearson, 555 U.S. at 223. Here, Plaintiff proceeds against defendant Lucas in his/her individual 12 capacity for monetary damages. 13 In Saucier, 533 U.S. at 201, the Supreme Court set forth a two-prong test to be applied in 14 evaluating claims of qualified immunity: (1) whether the facts alleged, when taken in the light 15 most favorable to the party asserting the injury, show that the defendant's conduct violated a 16 constitutional right; and (2) whether the right was clearly established. “The relevant, dispositive 17 inquiry in determining whether a right is clearly established is whether it would be clear to a 18 reasonable officer that his/her conduct was unlawful in the situation he confronted.” Id. at 202. 19 The district court may analyze either prong of qualified immunity first. Id. at 236. Richey, 2021 20 U.S. Dist. LEXIS 52425, at *12. 21 1. First Amendment Freedom of Speech Claim 22 Defendant maintains that he/she is entitled to qualified immunity from Plaintiff’s First 23 Amendment freedom of speech claim. 24 a. Parties’ Arguments 25 Defendant argues that Plaintiff failed to show that Defendant violated any constitutional 26 right to freedom of speech. Defendant contends that even if the court finds a constitutional 27 violation, he/she is still entitled to immunity because a reasonable official, faced with analogous 28 case factors, would not know that the actions attributed to Defendant in the First Amended 1 Complaint violated a clearly established right. Here, Defendant found in the First Amended 2 Complaint that Plaintiff’s grievance was apparently rejected in the screening process with 3 instructions for Plaintiff to correct the deficiency in his grievance, thus neither refusing to process 4 Plaintiff’s grievance, nor administratively withdrawing the grievance. Defendants note that 5 under 15 CCR § 3084.6(a)(2) (2018), a rejection is merely a request that the prisoner cures the 6 deficiency noted. Given the existing body of law, Defendant argues that no reasonable officer 7 would have thought rejecting Plaintiff’s grievance would be a violation of Plaintiff’s First 8 Amendment rights. Therefore Defendant concludes that he/she is entitled to qualified immunity 9 on Plaintiff’s Free Speech claim. 10 Plaintiff however argues that the issue of his 602 being screened out is a “large and 11 looming” violation of the First Amendment. Because Defendant is employed in a department 12 that handles CDCR complaints, Plaintiff contends that Defendant knew it was not 13 constitutionally appropriate to threaten to reject future filings in response to a prisoner’s notice 14 that civil action would be taken for intentional “Bullshit” handling of his 602 grievance. 15 b. Analysis 16 Here, the court has found that Plaintiff states a claim for violation of his First Amendment 17 Freedom of speech. The Ninth Circuit may well be an outlier in holding that disrespectful 18 language in grievances constitutes protected speech and that a prisoner may not be punished for 19 it. However, the law in the Ninth Circuit was well established before 2015. Richey, 2021 U.S. 20 Dist. LEXIS 52425, at *11. In 2009, the Ninth Circuit in Bradley stated broadly that “prison 21 officials may not punish an inmate merely for using ‘hostile, sexual, abusive or threatening’ 22 language in a written grievance.” Bradley. 64 F.3d at 1282. Similarly, in Brodheim, the court 23 held that a defendant’s warning to an inmate about what the inmate writes in a grievance “cannot 24 escape constitutional scrutiny by citing a legitimate penological interest.” Brodheim, 584 F.3d 25 at 1273. The Ninth Circuit further held that “prohibiting disrespectful language” does not 26 constitute a legitimate penological goal and that at the time of the Brodheim opinion in 2009, this 27 proposition already was established precedent in this Circuit. Id. at 1272. 28 /// 1 Defendant notes that under 15 CCR § 3084.6(a)(2) (2018), a rejection is merely a request 2 that the prisoner cure the deficiency noted, and that the 2018 version of 15 CCR § 3084.6(b)(4), 3 titled “Rejection, Cancellation, and Withdrawal Criteria,” provides in relevant part: “An appeal 4 may be rejected [if t]he appeal contains threatening, obscene, demeaning, or abusive language.” 5 15 CCR § 3084.6. However, the court finds that § 3084.6(b)(4) does not reflect the current law 6 of the Ninth Circuit and is not applicable here. 7 Based on the foregoing, the court finds that defendant Lucas’s conduct violated clearly 8 established constitutional rights of which a reasonable person would have known. Defendant 9 Lucas should have known that rejecting Plaintiff’s grievance based on disrespectful language 10 contained within his grievance materials was a constitutional violation, and thus Lucas is not 11 entitled to qualified immunity on Plaintiff’s freedom of speech claim. 12 VI. DAMAGES 13 Plaintiff requests as relief $200,000 as to each separate claim, punitive damages of 14 $200,000 on each claim, exemplary damages of $200,000, and costs of suit. (ECF No. 12 at 16.) 15 The court has observed that on July 5, 2018, Plaintiff stated in his 602 appeal no. KVSP- 16 O-18-02255 that he “wishes Lucas to know that he thanks him/her for the money he’ll be paid 17 for his/her (Lucas’s) becoming comfortable violating prisoner’s rights.” (ECF No. 12 at 20.) 18 Solely in regard to the case at bar, based on this statement expressing Plaintiff’s point of view, 19 the court feels obligated to set forth the law of damages as they may affect this individual case, 20 without making any ruling. 21 With respect to compensatory damages, in the case at bar, Plaintiff has not articulated any 22 claim of physical injury or any other harm he suffered for which he could be compensated. 23 Compensatory damages are meant to reasonably and fairly compensate a plaintiff for an actual 24 injury that was caused by the defendant. See, e.g., Carey v. Piphus, 435 U.S. 247, 264-65, 98 S. 25 Ct. 1042, 55 L. Ed. 2d 252 (1978). While a prison official’s alleged failure to process an inmate 26 grievance may implicate a prisoner’s First Amendment right of access to the courts, a plaintiff 27 may not prevail on such a claim unless he can show that he suffered an “actual injury” as a result 28 of a defendant’s actions. Lewis v. Casey, 518 U.S. 343, 351-53, 354-55, 116 S. Ct. 2174, 135 L. 1 Ed. 2d 606 (1996) (a plaintiff pursuing any denial of access claim must show that he suffered an 2 “actual injury” as a result of the defendants’ actions). Here, given the current state of Plaintiff’s 3 allegations, he has not alleged or shown any facts to support an award of compensatory damages, 4 and it appears from the record that Plaintiff did not suffer any injury. Even though Plaintiff’s 5 grievance was rejected, it appears that his second submission was successful. Moreover, as 6 Plaintiff’s First Amended Complaint currently stands it does not appear to allege any injury that 7 resulted from Defendant’s violation of his rights to free speech. 8 Further, Plaintiff specifically requests punitive damages in the First Amended Complaint. 9 Punitive damages serve to punish a defendant for wrongful conduct and to deter the defendant 10 and others from repeating that wrong. Dang v. Cross, 422 F.3d 800, 810 (9th Cir. 2005). Punitive 11 damages are available in cases brought under § 1983 only when a plaintiff demonstrates that a 12 defendant’s conduct was driven by evil motive or intent, or when it involved reckless or callous 13 indifference to the constitutional rights of others. Id. at 807. Oppressive conduct is also a proper 14 predicate for an award of punitive damages under § 1983. Id. at 808. 15 “Conduct is malicious if it is accompanied by ill will, or spite, or if it is for the purpose 16 of injuring another. Conduct is in reckless disregard of the plaintiff’s rights if, under the 17 circumstances, it reflects complete indifference to the plaintiff’s safety, rights, or the defendant 18 acts in the face of a perceived risk that its actions will violate the plaintiff’s rights under federal 19 law.” Id. at 807 (quoting 9th Cir. Model Civ. Jury Instr. 7.5 (2004)). Conduct is oppressive “if 20 done in a manner which injures or damages or otherwise violates the rights of another person 21 with unnecessary harshness or severity as by misuse or abuse of authority or power or by taking 22 advantage of some weakness or disability or the misfortunes of another person.” Id. at 809. 23 There appears to be little support in the record demonstrating that defendant Lucas, in 24 rejecting Plaintiff’s grievance because of disagreeable language in May 2018, was driven by evil 25 motive or intent, or that his/her conduct was oppressive or involved reckless or callous 26 indifference to Plaintiff’s constitutional rights. To this point, it appears that Plaintiff has not 27 demonstrated any entitlement to punitive damages arising out of the conduct of defendant Lucas. 28 /// 1 Damages “based on the abstract ‘value’ or ‘importance’ of constitutional rights” are not 2 permissible in a section 1983 case. Memphis Cmty. Sch. Dist. v. Stachura, 477 U.S. 299, 310, 3 106 S. Ct. 2537, 91 L. Ed. 2d 249 (1986). By contrast, a plaintiff who has met his burden of 4 showing a violation of a constitutional right may receive nominal damages without proof of any 5 injury. Id. at 308, n. 11. Thus, it appears so far that Plaintiff is, at most, entitled to an award of 6 nominal damages if it is proven that he suffered a violation of his First Amendment rights. 7 Richey v. Stemler, 2020 U.S. Dist. LEXIS 249217, *30-32, 2020 WL 8370941 (W.D. Wash. 8 April 16, 2020). 9 VII. RECOMMENDATIONS AND CONCLUSION 10 Based on the foregoing, IT IS HEREBY RECOMMENDED that: 11 1. Defendant Lucas’s motion to dismiss, filed on February 9, 2021, be granted in 12 part and denied in part; 13 2. Defendant Lucas’s motion to dismiss Plaintiff’s retaliation claim against 14 defendant Lucas be granted, without leave to amend; 15 3. Defendant Lucas’s motion to dismiss Plaintiff’s claim for violation of freedom of 16 speech be denied; 17 4. Defendant Lucas’s request for qualified immunity be denied; 18 5. This case proceed only with Plaintiff’s claim against defendant Lucas for violation 19 of Plaintiff’s rights to freedom of speech under the First Amendment; 20 6. Defendant Lucas be ordered to file an answer within thirty days; and 21 7. This action be referred back to the Magistrate Judge for further proceedings. 22 These Findings and Recommendations will be submitted to the United States District 23 Judge assigned to the case, pursuant to the provisions of Title 28 U.S.C. § 636(b)(l). Within 24 fourteen (14) days from the date of service of these Findings and Recommendations, any party 25 may file written objections with the Court. The document should be captioned “Objections to 26 Magistrate Judge’s Findings and Recommendations.” Any reply to the objections shall be served 27 and filed within ten (10) days after service of the objections. The parties are advised that failure 28 to file objections within the specified time may result in the waiver of rights on appeal. Wilkerson 1 v. Wheeler, 772 F.3d 834, 838-39 (9th Cir. 2014) (citing Baxter v. Sullivan, 923 F.2d 1391, 1394 2 (9th Cir. 1991)). 3 IT IS SO ORDERED. 4
5 Dated: July 6, 2021 /s/ Gary S. Austin UNITED STATES MAGISTRATE JUDGE 6
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