Patricia Polanco v. Ralph Diaz

76 F.4th 918
CourtCourt of Appeals for the Ninth Circuit
DecidedAugust 7, 2023
Docket22-15496
StatusPublished
Cited by59 cases

This text of 76 F.4th 918 (Patricia Polanco v. Ralph Diaz) is published on Counsel Stack Legal Research, covering Court of Appeals for the Ninth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Patricia Polanco v. Ralph Diaz, 76 F.4th 918 (9th Cir. 2023).

Opinion

FOR PUBLICATION

UNITED STATES COURT OF APPEALS FOR THE NINTH CIRCUIT

PATRICIA POLANCO; VINCENT No. 22-15496 POLANCO; SELENA POLANCO; GILBERT POLANCO, Deceased, D.C. No. 3:21- cv-06516-CRB Plaintiffs-Appellees, v. OPINION RALPH DIAZ; ESTATE OF ROBERT S. THARRATT; RONALD DAVIS, Warden; RONALD BROOMFIELD; CLARENCE CRYER; ALISON PACHYNSKI, MD; SHANNON GARRIGAN, MD,

Defendants-Appellants, and

STATE OF CALIFORNIA; CALIFORNIA DEPARTMENT OF CORRECTIONS AND REHABILITATION; SAN QUENTIN STATE PRISON; LOUIE ESCOBELL, RN; MUHAMMAD FAROOQ, MD; KIRK A TORRES, MD,

Defendants. 2 POLANCO V. DIAZ

Appeal from the United States District Court for the Northern District of California Charles R. Breyer, District Judge, Presiding

Argued and Submitted March 8, 2023 San Francisco, California

Filed August 7, 2023

Before: Michelle T. Friedland and Ryan D. Nelson, Circuit Judges, and Kathleen Cardone, * District Judge.

Opinion by Judge Friedland; Dissent by Judge R. Nelson

SUMMARY **

Civil Rights/State-Created Danger/COVID-19

The panel affirmed the district court’s denial of defendants’ motion to dismiss a complaint on the basis of qualified immunity in an action brought pursuant to 42 U.S.C. § 1983 by the family of San Quentin Prison guard Gilbert Polanco, who died from complications caused by COVID-19.

* The Honorable Kathleen Cardone, United States District Judge for the Western District of Texas, sitting by designation. ** This summary constitutes no part of the opinion of the court. It has been prepared by court staff for the convenience of the reader. POLANCO V. DIAZ 3

A few months into the COVID-19 pandemic, high-level officials in the California prison system transferred 122 inmates from the California Institution for Men, where there was a widespread COVID-19 outbreak, to San Quentin State Prison, where there were no known cases of the virus. The transfer sparked an outbreak of COVID-19 at San Quentin that ultimately killed Polanco and over twenty-five inmates. The panel held that based on the allegations in the complaint, defendants were not entitled to qualified immunity. Plaintiffs sufficiently alleged a violation of Polanco’s substantive due process right to be free from a state-created danger, under which state actors may be liable for their roles in creating or exposing individuals to danger they otherwise would not have faced. Taking the allegations in the complaint as true, the failure to adequately test or screen inmates prior to the transfer, the transfer itself, and the decision to house the inmates in open-aired cells upon arriving at San Quentin, among other things, placed Polanco in a much more dangerous position than he was in before, the danger was particularized and sufficiently severe to raise constitutional concerns, and defendants were aware of the danger that transferring potentially COVID-positive inmates to San Quentin would pose to employees. The panel held that the unlawfulness of defendants’ alleged actions was clearly established by the combination of two precedents: L.W. v. Grubbs, 974 F.2d 119 (9th Cir. 1992), which recognized a claim under the state-created danger doctrine arising out of a prison’s disregard for the safety of a female employee who was raped after being required to work alone with an inmate known to be likely to commit a violent crime if placed alone with a woman; and 4 POLANCO V. DIAZ

Pauluk v. Savage, 836 F.3d 1117 (9th Cir. 2016), which recognized a claim under the state-created danger doctrine arising from an employer’s deliberate indifference to workplace conditions that exposed an employee to dangerous airborne mold. Accordingly, defendants were not entitled to qualified immunity. Dissenting, Judge R. Nelson would hold that defendants were entitled to qualified immunity because no clearly established law placed defendants on notice that their alleged mismanagement of the COVID-19 pandemic at San Quentin prison was unconstitutional. Contrary to Supreme Court guidance, the majority employed a high level of generality to determine that the law was clearly established.

COUNSEL

Joshua C. Irwin (argued), Stefano Abbasciano, and Hima Raviprakash, Deputy Attorneys General; Fiel D. Tigno, Supervising Deputy Attorney General; Chris A. Knudsen, Senior Assistant Attorney General; Rob Bonta, Attorney General; Attorney General’s Office; Oakland, California; for Defendants-Appellants. Michael J. Haddad (argued), Julia Sherwin, Brian Hawkinson, and Teresa Allen, Haddad & Sherwin LLP, Oakland, California, for Plaintiffs-Appellees. Adam R. Pulver, Allison M. Zieve, and Scott L. Nelson, Public Citizen Litigation Group, Washington, D.C., for Amicus Curiae Public Citizen. POLANCO V. DIAZ 5

OPINION

FRIEDLAND, Circuit Judge:

A few months into the COVID-19 pandemic, high-level officials in the California prison system transferred 122 inmates from the California Institution for Men, where there was a widespread COVID-19 outbreak, to San Quentin State Prison, where there were no known cases of the virus. The transfer sparked an outbreak of COVID-19 at San Quentin that ultimately killed one prison guard and over twenty-five inmates. The guard’s family members sued the prison officials, claiming that the officials violated the guard’s due process rights. The officials moved to dismiss, arguing that they were entitled to qualified immunity. The district court denied the motion with respect to some of the officials, who then filed this interlocutory appeal. We affirm. I. A. On March 4, 2020, California Governor Gavin Newsom proclaimed a State of Emergency due to COVID-19. 1 The declaration was quickly followed by other emergency measures at the state and local levels, including shelter-in- place orders and mask mandates. Later that month, Governor Newsom issued an executive order suspending the intake of inmates into all state correctional facilities. Around the same time, California Correctional Health Care Services adopted a policy opposing the transfer of inmates between

1 In an appeal of a denial of qualified immunity at the motion to dismiss stage, we accept as true all well-pleaded allegations in the Complaint. See Padilla v. Yoo, 678 F.3d 748, 757 (9th Cir. 2012). 6 POLANCO V. DIAZ

prisons, reasoning that transfers would “carr[y] [a] significant risk of spreading transmission of the disease between institutions.” Defendants—a group of high-level officials at San Quentin and the California Department of Corrections and Rehabilitation (“CDCR”)—were aware of the risks that COVID-19 posed in a prison setting. All had been briefed about the dangers of COVID-19, the highly transmissible nature of the virus, and the necessity of taking precautions (such as social distancing, mask-wearing, and testing) to prevent its spread. Defendants were also aware that containing an outbreak at San Quentin would be particularly difficult due to its tight quarters, antiquated design, and poor ventilation. As of late May 2020, though, San Quentin appeared to be weathering the storm with no known cases of COVID-19. Other prisons were not so fortunate. The California Institution for Men (“CIM”) suffered a severe outbreak, which by late May had killed at least nine inmates and infected over six hundred. In an attempt to prevent further harm to CIM inmates, on May 30, Defendants transferred 122 CIM inmates with high- risk medical conditions to San Quentin. The transfer did not go well.

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76 F.4th 918, Counsel Stack Legal Research, https://law.counselstack.com/opinion/patricia-polanco-v-ralph-diaz-ca9-2023.