Paris Reizakis v. Albert E. Loy

490 F.2d 1132, 18 Fed. R. Serv. 2d 334, 1974 U.S. App. LEXIS 10448
CourtCourt of Appeals for the Fourth Circuit
DecidedJanuary 22, 1974
Docket72-2402
StatusPublished
Cited by124 cases

This text of 490 F.2d 1132 (Paris Reizakis v. Albert E. Loy) is published on Counsel Stack Legal Research, covering Court of Appeals for the Fourth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Paris Reizakis v. Albert E. Loy, 490 F.2d 1132, 18 Fed. R. Serv. 2d 334, 1974 U.S. App. LEXIS 10448 (4th Cir. 1974).

Opinions

BUTZNER, Circuit Judge:

Paris Reizakis appeals from an order dismissing his action against Albert E. Loy with prejudice.1 Because the circumstances disclosed by this record do not justify the sanction imposed by the district court, we reverse.

Reizakis, alleging that he was a citizen of Canada, instituted this diversity [1134]*1134action on April 16, 1971,2 and in due course, Loy filed his answer. On December 16, 1971, Loy moved to dismiss the action on the ground that Reizakis had not answered interrogatories propounded five months earlier. The same day, Reizakis’ counsel filed the answers, and the motion to dismiss was promptly withdrawn. Attorneys for both parties met- with the court for the initial pretrial conference on December 17. At the request of Reizakis’ counsel for a continuance of the conference, the district court rescheduled it for June 15, 1972 and directed that all discovery should be completed by February 1, 1972. On December 20, Loy gave notice to take Reizakis’ deposition on January 25, and the deposition was filed March 2, 1972.

During these proceedings, Reizakis was represented by Peter A. Chaconas, of Washington, D. C., and Rudolph N. D’Agaris, of Maryland. Because neither were residents of Virginia with offices in the state, they were prohibited by a local rule of the district court from representing Reizakis without being associated with a Virginia attorney who had been admitted to practice in the court. Reizakis’ Virginia attorney was Robert C. Watson. In the latter part of May, Watson, with Reizakis’ consent, prepared an order to permit D’Agaris and him to withdraw. At the June pretrial conference, the court denied withdrawal until Watson was replaced by another Virginia lawyer and set the case for trial on Tuesday, September 12, 1972. Notwithstanding the denial of his motion to withdraw, Watson took the position that Reizakis had released him in May. He notified Reizakis of the trial date, but apparently neither he nor D’Agaris did anything further to prepare for trial.3

Sometime after the middle of August, Chaconas satisfied himself that the doctors who were to be Reizakis’ witnesses would be available for the September trial. However, he did not obtain subpoenas for them. In the meantime, acting on behalf of Reizakis, he made several unsuccessful attempts to engage local counsel to replace Watson, but not until the first week of September did he succeed in obtaining a new Virginia associate.

On Thursday, September 7, five days before the scheduled trial, Thomas J. Harrigan, the replacement for Watson, and Richard H. Lewis, attorney for Loy appeared before the district court. They were accompanied by Watson who moved for a continuance of the trial so that Harrigan could have a reasonable time to prepare the case. The record does not indicate that Lewis offered any objection at this time. The court, however, denied the continuance, and Harri-gan declined to enter a formal appearance because he believed he could not prepare adequately in the short time remaining. Harrigan promptly told Cha-conas of the court’s ruling, and although he had not entered a formal appearance, he nevertheless said that if the witnesses were available he would attempt to prepare the case. The next day, Friday, Chaconas told Harrigan that the doctors were available and that the case was ready. Harrigan studied the file over the week end, but when he telephoned the doctors on Monday, September 11, he learned that none of them could be present. By this time it was too late to subpoena them.

On the day of trial, Tuesday, September 12, Reizakis, Chaconas, Watson, D’Agaris, and Harrigan appeared in the district court. Chaconas, citing the absence of the doctors, moved for a contin-[1135]*1135uanee. Lewis, noting the inconvenience to Loy’s witnesses, objected, and the court denied the motion. Chaconas then stated that the witnesses who were to testify on the issue of liability were present, and he moved to have the trial proceed on this issue and for a continuance of the damage issue only. Again, Lewis objected, and the court denied the motion. Chaconas then conceded that in view of the court’s rulings it was impossible to proceed, and Lewis moved to dismiss the case for lack of prosecution. The court granted the motion and assessed the costs, including jury fees, mileage, and per diem against Reizakis. It then granted Watson’s and D’Agaris’ motion to withdraw.

A district court unquestionably has authority to grant a motion to dismiss for want of prosecution. Fed. R.Civ.P. 41(b). Indeed, as the Supreme Court held in Link v. Wabash R.R., 370 U.S. 626, 82 S.Ct. 1386, 8 L.Ed.2d 734 (1962), the trial court can take such action on its own motion. But courts interpreting the rule uniformly hold that it cannot be automatically or mechanically applied. Against the power to prevent delays must be weighed the sound public policy of deciding cases on their merits. See generally, Wright & Miller, Federal Practice and Procedure: Civil §§ 2369, 2370 (1971). Consequently, dismissal “must be tempered by a careful exercise of judicial discretion.” Durgin v. Graham, 372 F.2d 130, 131 (5th Cir. 1967). While the propriety of dismissal ultimately turns on the facts of each case, criteria for judging whether the discretion of the trial court has been soundly exercised have been stated frequently. Rightfully, courts are reluctant to punish a client for the behavior of his lawyer. Edsall v. Penn Central Transportation Co., 479 F.2d 33, 35 (6th Cir. 1973). Therefore, in situations where a party is not responsible for the fault of his attorney, dismissal may be invoked only in extreme circumstances. Industrial Building Materials, Inc. v. Interchemical Corp., 437 F.2d 1336, 1339 (9th Cir. 1970). Indeed, it has been observed that “[t]he decided cases, while noting that dismissal is a discretionary matter, have generally permitted it only in the face of a clear record of delay or contumacious conduct by the plaintiff.” Durham v. Florida East Coast Ry. Co., 385 F.2d 366, 368 (5th Cir. 1967). Appellate courts frequently have found abuse of discretion when trial courts failed to apply sanctions less severe than dismissal. See e, g., Richman v. General Motors Corp., 437 F.2d 196, 199 (1st Cir. 1971); Flaksa v. Little River Marine Construction Co., 389 F.2d 885, 887 (5th Cir. 1968); Dyotherm Corp. v. Turbo Machine Co., 392 F.2d 146, 148 (3d Cir. 1968). And generally lack of prejudice to the defendant, though not a bar to dismissal, is a factor that must be considered in determining whether the trial court exercised sound discretion. Pearson v.

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Bluebook (online)
490 F.2d 1132, 18 Fed. R. Serv. 2d 334, 1974 U.S. App. LEXIS 10448, Counsel Stack Legal Research, https://law.counselstack.com/opinion/paris-reizakis-v-albert-e-loy-ca4-1974.