Palmberg, Bryan Elliott

491 S.W.3d 804, 2016 Tex. Crim. App. LEXIS 50, 2016 Tex. Crim. App. Unpub. LEXIS 214, 2016 WL 747604
Court of Criminal Appeals of Texas·Decided February 24, 2016·No. NO. WR-82,876-01·Published·Cited by 246 cases

Opinions

OPINION

Yeary, J.,

delivered the opinion for the Court

in which Keller, P;J., and Keasler, Hervey, Richardson, and Newell, JJ., joined.

Applicant pled guilty to one count of possession of a controlled substance, namely cocaine, and the trial court sen-fenced him to ninety days’ confinement in county jail. He did not appeal his conviction. Seven and a half years later, however, Applicant filed the instant post-conviction application for writ of habeas corpus under Article 11.07 of the Texas Code of Criminal Procedure. Tex. Code Ceim. PRO. art. 11.07.1 He now claims his guilty plea was involuntary because, at the time he entered it, he mistakenly believed that, if he proceeded to trial, the State would be able to prove the substance he possessed was cocaine. When this Court received the application, we remanded it to the trial court for supplemental findings of fact.2 After remand, we ordered the application to be filed and set for submission to determine whether a guilty plea is involuntary when the defendant mistakenly believes that certain inculpating evidence would be available for use against him should he proceed to trial. We also’required that both parties brief the issue.

BACKGROUND

On June 17, 2007, Houston Police Officer J.C. Masaba saw Applicant trespassing at a Burger King restaurant in Harris County. Masaba -noticed that applicant'seemed intoxicated and arrested him for public intoxication. Searching Applicant incident to the arrest, Masaba found a substance in Applicant’s left front pants pocket. Masa-[806]*806ba conducted a field-test on the substance and,.based on the test results, tentatively determined that the substance was cocaine. Two days later, Applicant waived his right to be charged .by indictment and was charged by information with the state jail felony, offense of possession of a Penalty Group 1 controlled substance in an amount less than a gram. Tex. Health & Safety Code. §. 481.115(b). On that same day, June 19, 2007, he entered a judicial confession and pled guilty to that offense and was sentenced to confinement for ninety days in the county jail, which he subsequently served.3 Applicant now alleges he has suffered, and continues to suffer, collateral consequences stemming from his conviction. He claims he is susceptible to denial of housing and denial 'of federal and state benefits,, as well as use of the conviction for future punishment enhancements and as a basis to deny parole or to increase or deny bail. He also claims other economic, emotional, and physical disadvantages.

On September 14, 2009 — roughly two years after the guilty plea — -a laboratory analyst for the Houston Police Department attempted to analyze the substance found on Applicant at the time of his arrest. But, because Masaba had used up all of the substance found on Applicant at the time of his arrest for presumptive testing, there was no remaining unprocessed sample available for laboratory analysis. For this reason, it could not be confirmed whether or not the substance actually was cocaine. The next day, September 15, 2009, the Houston Police Department Crime Laboratory sent a letter to the Harris County District Attorney explaining that, when Masaba conducted the field-test, he used the entire visible substance found on Applicant, and there was no unprocessed sample left over for the laboratory to analyze.4 Applicant was unaware of this information at the time of his plea. More, than four years later, on May 27, 2014, the Harris' County District Attorney’s Office located the letter that was sent from the laboratory and forwarded it at that time to the Harris County Public Defender’s Office.5 On January 27, 2015, Applicant filed this application for writ of habeas corpus, contending that his plea was-involuntary.

Applicant contends that his plea of guilty was involuntary because, ha.d he known at the time of the plea that none of the substance found on his person was left to be tested in a laboratory, he would not [807]*807have pled guilty. He claims that, without the laboratory analysis of the substance, the State would have had no evidence at trial.6 The State agrees that the defendant is entitled to relief.7 The trial court agreed that the decision, to plead guilty was not a voluntary and intelligent choice and recommended-that this Court allow Applicant to withdraw his plea in accordance with Ex parte Mable, 443 S.W.3d 129, 131 (Tex.Crim.App.2014).

THE LAW

An agreement to plead guilty entails a waiver of three significant constitutional rights: The right against self incrimination; the right to confrontation; and the right to a trial by jury. Boykin v. Alabama, 395 U.S. 238, 243, 89 S.Ct. 1709, 23 L.Ed.2d 274 (1969). Because such significant constitutional rights are at stake, due process requires that their relinquishment in the course of a guilty plea be undertaken voluntarily, with sufficient awareness of the consequences. McCarthy v. United States, 394 U.S. 459, 466, 89 S.Ct. 1166, 22 L.Ed.2d 418 (1969). A defendant “must have sufficient awareness of the relevant' circumstances,” and must possess an understanding of the law in relation to the facts. Id. To determine whether a defendant’s “awareness” was “sufficient” at the time of his plea, a reviewing court looks to whether the plea was a voluntary and intelligent choice among the alternative courses of action open to the defendant. State v. Guerrero, 409 S.W.3d 576, 588 (Tex.Crim.App.2013).

But a defendant need not have a comprehensive awareness of the specific impact that relinquishing his constitutional rights may have; sufficient awareness does not require complete knowledge of the prosecution’s case. In United States v. Ruiz, 536 U.S. 622, 625-26, 122 S.Ct. 2450, 153 L.Ed.2d 586 (2002), the United States Supreme Court upheld the constitutionality of a federal “fast track” plea bargain process whereby -the defendant agreed to waive his due process right, to the pretrial disclosure of impeachment information.- The Supreme Court concluded that Ruiz’s ignorance of potential impeachment information did not render his guilty plea involuntary for due process purposes. Id. at 629, 122 S.Ct. 2450. The Supreme Court observed that

the law ordinarily considers ■ a waiver knowing, intelligent, and sufficiently aware if the defendant fully understands the nature of the right and how it would likely apply in general in the circumstances — even though the defendant may not know the specific detailed consequences of invoking it. A defendant, for example, may waive his right to remain silent, his right to a jury trial, or his right to counsel even if the defendant does not know the specific questions the authorities intend to ask, who will likely serve on the jury, or the particular lawyer the State might otherwise provide.

Id. at 629-30, 122 S.Ct. 2450.

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Palmberg, Bryan Elliott, 491 S.W.3d 804, 2016 Tex. Crim. App. LEXIS 50, 2016 Tex. Crim. App. Unpub. LEXIS 214, 2016 WL 747604 (Tex. 2016).

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