Saucedo, Andrew Melchor

576 S.W.3d 712
Court of Criminal Appeals of Texas·Decided June 26, 2019·No. NO. WR-87,190-02·Published·Cited by 111 cases

Opinion

Saucedo pleaded guilty to possession of methamphetamine, but post-plea laboratory testing has shown that the substance he possessed was actually methylethcathinone. Saucedo argues that, in light of this new evidence, his guilty plea was involuntary. Under the Court's holdings in Ex parte Palmberg and Ex parte Broussard , I cannot agree that Saucedo's plea was involuntary. However, I do think that his conviction violates due process on other grounds. I write separately to explain my rationale.

I. FACTS

Saucedo was initially charged with two felony offenses: first-degree felony possession of a controlled substance, over 400 grams of diluted codeine; and second-degree felony possession of a controlled substance, between 4 and 200 grams of methamphetamine. At his first court appearance on January 27, 2014, Saucedo pleaded guilty to these charges and, pursuant to the terms of a plea-bargain agreement, was placed on a six-year term of deferred-adjudication probation. At the time he entered his plea, no confirmatory laboratory testing had been done on any of the substances Saucedo possessed.

On March 21, 2014, what was then called the Houston Police Department (HPD) Crime Laboratory prepared a report identifying some, but not all, of the substances from Saucedo's cases. The HPD Crime Laboratory reported that the substance supporting Saucedo's second-degree felony charge, initially thought to be methamphetamine, was in fact "methylethcathinone," a "derivative of 2-aminopropanal." There were 9.18 grams of this substance in the sample analyzed. Methamphetamine is a penalty group one substance, and possession of 4-200 grams of a penalty group one substance is a second-degree felony. 1 Methylethcathinone is a penalty group two substance, and possession of 4-400 grams of a penalty group two substance is also a second-degree felony. 2

On January 26, 2017, Saucedo's probations were revoked, and he was sentenced to ten years' imprisonment on each charge. These sentences were ordered to run concurrently. The habeas judge made a finding that, both at the time of Saucedo's plea and at the time his probation was revoked, Saucedo was unaware of the lab report indicating that the substance he possessed was actually methylethcathinone.

On June 14, 2017, the Houston Forensic Science Center (HFSC) prepared another report pertaining to Saucedo's cases. In this report, the HFSC reported that the substance supporting Saucedo's first-degree felony charge, initially thought to be codeine, was in fact promethazine. Promethazine is not within any of the penalty groups in the Controlled Substances Act; it is, at most, a dangerous drug. 3 Possession *713 of any amount of a dangerous drug is a Class A misdemeanor offense. 4

Shortly thereafter, Saucedo contemporaneously filed two applications for writs of habeas corpus in the convicting court. In his first, -01 writ, Saucedo argued that (1) his guilty plea as to possession of codeine was involuntary under Ex parte Mable , 5 and (2) his conviction violated due process because, "[i]f Applicant committed an offense, it is not the specific offense Applicant was accused of and convicted of violating." We granted relief in the -01 writ, expressly citing Mable . 6 Whether to grant relief from Saucedo's conviction for possession of methamphetamine is the issue before us in this -02 writ.

II. LAW

A. Due Process, Involuntary Pleas, and Ex parte Mable .

If a guilty plea is not "voluntary and knowing, it has been obtained in violation of due process and is therefore void." 7 For the plea to be voluntary and knowing, the accused must have a "sufficient awareness of the relevant circumstances and likely consequences" of his plea. 8 To meet this standard, "the defendant must have an actual awareness of the nature and gravity of the charges against him and of the constitutional rights and privileges that he necessarily relinquishes-in short, 'a full understanding of what the plea connotes and of its consequences.' " 9

Applying these principles in controlled-substance cases in which the defendant pleads guilty before the identity of the substance has been confirmed by laboratory testing has been a unique, recurring challenge for this Court-one that we first confronted head-on in Ex parte Mable . 10 Mable pleaded guilty to possession of a controlled substance, but a post-plea laboratory analysis indicated that the substance he possessed "did not actually contain any illicit materials." 11 In light of this newly acquired evidence, Mable claimed that he was "actually innocent," 12 but we disagreed. We noted that, under State v. Wilson , the phrase "actual innocence" applies "only in circumstances where the accused did not actually commit the charged offense or any possible lesser included offenses." 13 We concluded that it was possible, even in light of the post-plea laboratory report, that Mable had "attempted to possess a controlled substance," and had thereby committed "a lesser included offense[ ] of possession." 14

Nevertheless convinced that Mable was entitled to relief, we opted instead to invalidate his plea as insufficiently knowing and voluntary. 15 We noted that "all parties involved, *714 including the applicant, incorrectly believed the applicant had been in possession of drugs"-a fact that we described as "crucial." 16 "[W]hile operating under such a misunderstanding," we said, "the applicant cannot be said to have entered his plea knowingly and intelligently." 17

B. Mable 's progeny.

Mable quickly invited a spate of litigation. What other sorts of adjudicative facts, known-to-be-unknown at the time of the plea, might later be deemed "crucial" to the guilty-plea process, such that miscalculating them would render the plea invalid?

In Ex parte Palmberg , just as in Mable , the defendant pleaded guilty to possessing a controlled substance before the laboratory had completed an analysis of the substance he possessed. 18

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Saucedo, Andrew Melchor, 576 S.W.3d 712 (Tex. 2019).

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